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Institutional Ownership · SEC Form 13F

Who owns Establishment Labs Holdings Inc. (ESTA)


Which tracked institutional funds hold ESTA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ESTA company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

175
Institutional holders
27M
Shares held (tracked funds)
91.3%
Of shares outstanding

How the tape is positioned

35 tracked funds added or opened ESTA while 76 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ESTA’s largest tracked holder by dollar value, JW Asset Management, LLC, sizes it at 71.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 71.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ESTA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 175 tracked filers holding ESTA, 95 increased or opened the position and 83 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ESTA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 15

  • BRAIDWELL LP$26M
  • Qube Research & Technologies Ltd$13M
  • Squarepoint Ops LLC$3M
  • RENAISSANCE TECHNOLOGIES LLC$3M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$3M
  • XTX Topco Ltd$3M

Full exits 9

  • Point72 Asset Management, L.P.$18M
  • TWO SIGMA ADVISERS, LP$15M
  • Science & Technology Partners, L.P.$14M
  • DISCOVERY CAPITAL MANAGEMENT, LLC / CT$11M
  • VANGUARD GROUP INC$5M
  • PRINCIPAL FINANCIAL GROUP INC$5M

Largest adds

  • MILLENNIUM MANAGEMENT LLC$20M
  • CITADEL ADVISORS LLC$17M
  • JANE STREET GROUP, LLC$10M
  • JPMORGAN CHASE & CO$9M
  • Tejara Capital Ltd$8M
  • UBS Group AG$5M

Largest trims

  • BROWN ADVISORY INC$59M
  • Capital Research Global Investors$53M
  • JW Asset Management, LLC$49M
  • RTW INVESTMENTS, LP$38M
  • FINDELL CAPITAL MANAGEMENT LLC$26M
  • Nantahala Capital Management, LLC$25M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
JW Asset Management, LLC3,061,694$174M10.5%2026-Q1
RTW INVESTMENTS, LP added2,655,695$151M9.1%2026-Q1
BROWN ADVISORY INC trimmed1,526,872$87M5.3%2026-Q1
Tyro Capital Management LLC added1,151,309$65M4.0%2026-Q1
FINDELL CAPITAL MANAGEMENT LLC trimmed997,747$57M3.4%2026-Q1
BAMCO INC /NY/ added964,167$55M3.3%2026-Q1
Nantahala Capital Management, LLC trimmed832,956$47M2.9%2026-Q1
Mudita Advisors LLP added764,563$43M2.6%2026-Q1
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC added688,927$39M2.4%2026-Q1
GOLDMAN SACHS GROUP INC trimmed632,280$36M2.2%2026-Q1
JANE STREET GROUP, LLC added627,700$36M2.2%2026-Q1
CITADEL ADVISORS LLC added549,287$31M1.9%2026-Q1
RICE HALL JAMES & ASSOCIATES, LLC trimmed548,674$31M1.9%2026-Q1
TORONTO DOMINION BANK540,024$31M1.9%2026-Q1
BRAIDWELL LP new463,600$26M1.6%2026-Q1
TWO SIGMA INVESTMENTS, LP added431,485$24M1.5%2026-Q1
ROYCE & ASSOCIATES LP added427,472$24M1.5%2026-Q1
BANK OF AMERICA CORP /DE/ added416,840$24M1.4%2026-Q1
D. E. Shaw & Co., Inc. trimmed407,781$23M1.4%2026-Q1
MORGAN STANLEY added406,337$23M1.4%2026-Q1
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC added392,805$22M1.4%2026-Q1
MILLENNIUM MANAGEMENT LLC added368,298$21M1.3%2026-Q1
Woodson Capital Management, LP trimmed350,000$20M1.2%2026-Q1
JPMORGAN CHASE & CO added362,899$20M1.2%2026-Q1
Nuveen, LLC trimmed322,675$18M1.1%2026-Q1
Tejara Capital Ltd added308,623$18M1.1%2026-Q1
First Light Asset Management, LLC trimmed307,738$17M1.1%2026-Q1
GILDER GAGNON HOWE & CO LLC added268,533$15M0.9%2026-Q1
GARNET EQUITY CAPITAL HOLDINGS, INC. added264,442$15M0.9%2026-Q1
FRANKLIN RESOURCES INC added239,214$14M0.8%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed231,980$13M0.8%2026-Q1
MARSHALL WACE, LLP added231,428$13M0.8%2026-Q1
Qube Research & Technologies Ltd added228,565$13M0.8%2026-Q1
ADAR1 Capital Management, LLC added213,473$12M0.7%2026-Q1
RAYMOND JAMES FINANCIAL INC added215,634$12M0.7%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added206,756$12M0.7%2026-Q1
TUDOR INVESTMENT CORP ET AL trimmed171,430$10M0.6%2026-Q1
UBS Group AG added147,657$8M0.5%2026-Q1
Granite Investment Partners, LLC trimmed143,549$8M0.5%2026-Q1
STATE OF WISCONSIN INVESTMENT BOARD trimmed138,520$8M0.5%2026-Q1
Trexquant Investment LP added135,867$8M0.5%2026-Q1
CenterBook Partners LP added134,973$8M0.5%2026-Q1
Pier Capital, LLC trimmed133,567$8M0.5%2026-Q1
Voleon Capital Management LP added128,644$7M0.4%2026-Q1
BlackRock, Inc. added127,523$7M0.4%2026-Q1
KORNITZER CAPITAL MANAGEMENT INC /KS trimmed116,646$7M0.4%2026-Q1
Union Square Park Capital Management, LLC90,000$7M0.4%2026-Q1
BARCLAYS PLC added108,867$6M0.4%2026-Q1
HRT FINANCIAL LP added108,802$6M0.4%2026-Q1
Redmile Group, LLC trimmed103,464$6M0.4%2026-Q1
Capital Research Global Investors trimmed102,895$6M0.4%2026-Q1
DEUTSCHE BANK AG\ trimmed101,531$6M0.3%2026-Q1
Affinity Asset Advisors, LLC trimmed100,000$6M0.3%2026-Q1
Buckley Capital Advisors, LLC94,000$5M0.3%2026-Q1
Jump Financial, LLC added88,076$5M0.3%2026-Q1
Hood River Capital Management LLC added87,179$5M0.3%2026-Q1
NORTHERN TRUST CORP trimmed81,884$5M0.3%2026-Q1
ExodusPoint Capital Management, LP trimmed79,027$4M0.3%2026-Q1
Schonfeld Strategic Advisors LLC added68,488$4M0.2%2026-Q1
Squarepoint Ops LLC added59,535$3M0.2%2026-Q1
Strategic Wealth Partners, Ltd. added58,057$3M0.2%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added55,800$3M0.2%2026-Q1
Simplify Asset Management Inc. trimmed53,009$3M0.2%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new52,276$3M0.2%2026-Q1
XTX Topco Ltd new51,355$3M0.2%2026-Q1
Assenagon Asset Management S.A. trimmed51,305$3M0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added48,415$3M0.2%2026-Q1
SEI INVESTMENTS CO trimmed47,260$3M0.2%2026-Q1
STATE STREET CORP trimmed45,130$3M0.2%2026-Q1
PURA VIDA INVESTMENTS, LLC45,000$3M0.2%2026-Q1
SummitTX Capital, L.P. added44,923$3M0.2%2026-Q1
Brevan Howard Capital Management LP new43,726$2M0.2%2026-Q1
NorthRock Partners, LLC trimmed38,931$2M0.1%2026-Q1
SG Americas Securities, LLC added37,928$2M0.1%2026-Q1
Swiss National Bank34,200$2M0.1%2026-Q1
Sofinnova Investments, Inc. added33,930$2M0.1%2026-Q1
AQR CAPITAL MANAGEMENT LLC added32,899$2M0.1%2026-Q1
AMERIPRISE FINANCIAL INC added31,131$2M0.1%2026-Q1
Engineers Gate Manager LP added29,267$2M0.1%2026-Q1
Campbell & CO Investment Adviser LLC added28,625$2M0.1%2026-Q1
Guided Capital Wealth Management, LLC trimmed28,367$2M0.1%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC trimmed27,998$2M0.1%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND25,288$1M0.1%2026-Q1
Polar Capital Holdings Plc546,519$22M1.4%2025-Q1 stale
BALYASNY ASSET MANAGEMENT L.P. added488,688$21M1.3%2025-Q2 stale
Point72 Asset Management, L.P. trimmed249,762$18M1.1%2025-Q4 stale
TWO SIGMA ADVISERS, LP added201,800$15M0.9%2025-Q4 stale
VIKING GLOBAL INVESTORS LP343,465$14M0.9%2025-Q3 stale
Science & Technology Partners, L.P. new193,071$14M0.9%2025-Q4 stale
DISCOVERY CAPITAL MANAGEMENT, LLC / CT155,275$11M0.7%2025-Q4 stale
VOYA INVESTMENT MANAGEMENT LLC trimmed208,723$9M0.5%2025-Q1 stale
Divisadero Street Capital Management, LP147,858$6M0.4%2025-Q3 stale
Soleus Capital Management, L.P. trimmed139,512$6M0.3%2025-Q3 stale
VANGUARD GROUP INC added68,061$5M0.3%2025-Q4 stale
PRINCIPAL FINANCIAL GROUP INC trimmed67,126$5M0.3%2025-Q4 stale
Vestal Point Capital, LP trimmed100,000$4M0.2%2025-Q3 stale
GMT CAPITAL CORP98,766$4M0.2%2025-Q3 stale
4D Advisors, LLC trimmed55,000$4M0.2%2025-Q4 stale
FEDERATED HERMES, INC. added40,649$2M0.1%2025-Q3 stale
KENNEDY CAPITAL MANAGEMENT LLC trimmed39,467$2M0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership