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Institutional Ownership · SEC Form 13F

Who owns Escalade, Incorporated (ESCA)


Which tracked institutional funds hold ESCA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ESCA company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-21). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

83
Institutional holders
4M
Shares held (tracked funds)
30.7%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on ESCA is one-sided between 2025-Q4 and 2026-Q1: 16 added or opened and 1 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ESCA’s largest tracked holder by dollar value, THOROUGHBRED FINANCIAL SERVICES, LLC, sizes it at 1.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ESCA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 83 tracked filers holding ESCA, 39 increased or opened the position and 34 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ESCA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • VANGUARD CAPITAL MANAGEMENT LLC$7M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$1M
  • VANGUARD FIDUCIARY TRUST CO$881K

Full exits 1

  • VANGUARD GROUP INC$7M

Largest adds

  • Minerva Advisors LLC$2M
  • BlackRock, Inc.$2M
  • DIMENSIONAL FUND ADVISORS LP$2M
  • North Star Investment Management Corp.$1M
  • Rehmann Capital Advisory Group$1M
  • GEODE CAPITAL MANAGEMENT, LLC$846K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Minerva Advisors LLC567,621$10M10.0%2026-Q1
BlackRock, Inc. trimmed539,781$9M9.5%2026-Q1
DIMENSIONAL FUND ADVISORS LP trimmed455,789$8M8.0%2026-Q1
North Star Investment Management Corp. trimmed422,345$7M7.5%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new397,937$7M7.0%2026-Q1
Rehmann Capital Advisory Group309,213$5M5.5%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added223,710$4M4.0%2026-Q1
STATE STREET CORP trimmed135,823$2M2.4%2026-Q1
Bank of New York Mellon Corp trimmed92,164$2M1.6%2026-Q1
MORGAN STANLEY trimmed90,458$2M1.6%2026-Q1
NORTHERN TRUST CORP added83,510$1M1.5%2026-Q1
Mork Capital Management, LLC80,000$1M1.4%2026-Q1
PEOPLES BANK /OH65,316$1M1.2%2026-Q1
De Lisle Partners LLP trimmed64,296$1M1.1%2026-Q1
Northstar Group, Inc. trimmed60,500$1M1.1%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new58,844$1M1.0%2026-Q1
VANGUARD FIDUCIARY TRUST CO new51,299$881K0.9%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC41,808$718K0.7%2026-Q1
CITADEL ADVISORS LLC added35,393$608K0.6%2026-Q1
RITHOLTZ WEALTH MANAGEMENT added32,675$561K0.6%2026-Q1
GOLDMAN SACHS GROUP INC added25,475$437K0.4%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed25,087$431K0.4%2026-Q1
LPL Financial LLC added24,701$424K0.4%2026-Q1
Advisor OS, LLC new22,595$388K0.4%2026-Q1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC trimmed21,539$370K0.4%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added20,986$360K0.4%2026-Q1
ROYAL BANK OF CANADA added20,033$344K0.4%2026-Q1
Hillsdale Investment Management Inc. added18,100$311K0.3%2026-Q1
JANE STREET GROUP, LLC added18,029$310K0.3%2026-Q1
Janney Montgomery Scott LLC added16,050$276K0.3%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed15,430$265K0.3%2026-Q1
Prosperity Consulting Group, LLC trimmed15,359$264K0.3%2026-Q1
Nuveen, LLC14,629$251K0.3%2026-Q1
CERTIOR FINANCIAL GROUP, LLC added12,855$221K0.2%2026-Q1
AQR CAPITAL MANAGEMENT LLC added12,381$213K0.2%2026-Q1
Focus Partners Wealth added11,923$205K0.2%2026-Q1
BAILARD, INC. new11,430$196K0.2%2026-Q1
BANK OF AMERICA CORP /DE/ added10,442$179K0.2%2026-Q1
RHUMBLINE ADVISERS added8,140$140K0.1%2026-Q1
UBS Group AG trimmed7,332$126K0.1%2026-Q1
MetLife Investment Management, LLC added6,018$103K0.1%2026-Q1
LOS ANGELES CAPITAL MANAGEMENT LLC new5,836$100K0.1%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND5,452$94K0.1%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added4,897$84K0.1%2026-Q1
WELLS FARGO & COMPANY/MN trimmed4,860$83K0.1%2026-Q1
JPMORGAN CHASE & CO trimmed4,178$73K0.1%2026-Q1
DEUTSCHE BANK AG\ trimmed3,036$52K0.1%2026-Q1
Vanguard Global Advisers, LLC new3,035$52K0.1%2026-Q1
Tower Research Capital LLC (TRC) added2,521$43K0.0%2026-Q1
BARCLAYS PLC trimmed2,309$40K0.0%2026-Q1
Police & Firemen's Retirement System of New Jersey2,257$39K0.0%2026-Q1
FMR LLC added2,197$38K0.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS trimmed2,194$38K0.0%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added1,906$33K0.0%2026-Q1
CWM, LLC added1,083$19K0.0%2026-Q1
Legal & General Group Plc882$15K0.0%2026-Q1
Russell Investments Group, Ltd.838$14K0.0%2026-Q1
Ameritas Investment Partners, Inc.822$14K0.0%2026-Q1
Advisory Services Network, LLC new557$10K0.0%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed553$9K0.0%2026-Q1
CITIGROUP INC trimmed474$8K0.0%2026-Q1
HARBOR CAPITAL ADVISORS, INC. trimmed347$6K0.0%2026-Q1
Farther Finance Advisors, LLC added329$6K0.0%2026-Q1
Sterling Capital Management LLC trimmed338$6K0.0%2026-Q1
GAMMA Investing LLC added335$6K0.0%2026-Q1
OSAIC HOLDINGS, INC.262$4K0.0%2026-Q1
JONES FINANCIAL COMPANIES LLLP100$2K0.0%2026-Q1
IFS Advisors, LLC100$2K0.0%2026-Q1
Optiver Holding B.V. trimmed96$2K0.0%2026-Q1
EverSource Wealth Advisors, LLC added218$1K0.0%2026-Q1
FIFTH THIRD BANCORP trimmed56$9620.0%2026-Q1
Essential Partners LLC55$9440.0%2026-Q1
NISA INVESTMENT ADVISORS, LLC53$9100.0%2026-Q1
Allworth Financial LP added48$8250.0%2026-Q1
SBI Securities Co., Ltd.33$5670.0%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added28$4810.0%2026-Q1
ROTHSCHILD INVESTMENT LLC added15$2580.0%2026-Q1
True Wealth Design, LLC8$1380.0%2026-Q1
MAI Capital Management added5$860.0%2026-Q1
THOROUGHBRED FINANCIAL SERVICES, LLC1,120,994$17M17.6%2025-Q1 stale
VANGUARD GROUP INC added510,016$7M7.1%2025-Q4 stale
Arete Wealth Advisors, LLC trimmed22,595$305K0.3%2025-Q4 stale
Inspire Advisors, LLC trimmed21,140$266K0.3%2025-Q3 stale
HOHIMER WEALTH MANAGEMENT, LLC added13,343$204K0.2%2025-Q1 stale
Cerity Partners LLC new12,043$151K0.2%2025-Q3 stale
Corebridge Financial, Inc. trimmed4,899$75K0.1%2025-Q1 stale
RAYMOND JAMES FINANCIAL INC new2,050$29K0.0%2025-Q2 stale
COLDSTREAM CAPITAL MANAGEMENT INC new1,267$19K0.0%2025-Q1 stale
CANADA LIFE ASSURANCE Co trimmed949$12K0.0%2025-Q3 stale
SIMPLEX TRADING, LLC added670$8K0.0%2025-Q3 stale
MCF Advisors LLC new500$7K0.0%2025-Q4 stale
AMALGAMATED BANK trimmed321$4K0.0%2025-Q4 stale
Arax Advisory Partners new310$4K0.0%2025-Q3 stale
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.200$3K0.0%2025-Q2 stale
SIGNATUREFD, LLC new142$2K0.0%2025-Q1 stale
Torren Management, LLC new67$9070.0%2025-Q4 stale
COMERICA BANK56$7550.0%2025-Q4 stale
Smartleaf Asset Management LLC trimmed55$7380.0%2025-Q4 stale
Archer Investment Corp51$6420.0%2025-Q3 stale
NewEdge Advisors, LLC trimmed30$4050.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership