Who owns EFIV
Which tracked institutional funds hold EFIV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EFIV company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
41 tracked funds added or opened EFIV while 16 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
EFIV’s largest tracked holder by dollar value, TOMPKINS FINANCIAL CORP, sizes it at 2.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in EFIV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 134 tracked filers holding EFIV, 72 increased or opened the position and 52 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in EFIV between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 3
- Systelligence, LLC$21M
- BASSO CAPITAL MANAGEMENT, L.P.$1M
- SEVEN MILE ADVISORY$757K
Full exits 9
- Bank of Italy$49M
- Olde Wealth Management, LLC$33M
- HighTower Advisors, LLC$3M
- JOURNEY STRATEGIC WEALTH LLC$2M
- R. W. Roge & Company, Inc.$1M
- Capital Analysts, LLC$1M
Largest adds
- TOMPKINS FINANCIAL CORP$12M
- Integrated Wealth Concepts LLC$7M
- LPL Financial LLC$5M
- Baltimore-Washington Financial Advisors, Inc.$4M
- Koss-Olinger Consulting, LLC$4M
- Allworth Financial LP$3M
Largest trims
- BANK OF AMERICA CORP /DE/$1M
- Private Advisor Group, LLC$585K
- Ellenbecker Investment Group$448K
- JANE STREET GROUP, LLC$403K
- SAX WEALTH ADVISORS, LLC$394K
- Mariner, LLC$365K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| TOMPKINS FINANCIAL CORP added | 425,668 | $31M | 8.8% | 2026-Q2 |
| Koss-Olinger Consulting, LLC trimmed | 407,529 | $30M | 8.5% | 2026-Q2 |
| Baltimore-Washington Financial Advisors, Inc. added | 403,748 | $29M | 8.4% | 2026-Q2 |
| LPL Financial LLC added | 346,408 | $25M | 7.2% | 2026-Q2 |
| Systelligence, LLC new | 284,700 | $21M | 5.9% | 2026-Q2 |
| Allworth Financial LP added | 224,885 | $16M | 4.7% | 2026-Q2 |
| PRINCIPAL FINANCIAL GROUP INC added | 195,483 | $14M | 4.1% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 168,570 | $12M | 3.5% | 2026-Q2 |
| SOA Wealth Advisors, LLC. trimmed | 165,919 | $12M | 3.4% | 2026-Q2 |
| RETIREMENT CAPITAL STRATEGIES trimmed | 156,774 | $11M | 3.3% | 2026-Q2 |
| Laurel Wealth Planning LLC trimmed | 155,404 | $11M | 3.2% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 99,044 | $7M | 2.1% | 2026-Q2 |
| Blue Edge Capital, LLC added | 96,463 | $7M | 2.0% | 2026-Q2 |
| Financial Engines Advisors L.L.C. trimmed | 94,176 | $7M | 2.0% | 2026-Q2 |
| GAM Holding AG | 75,715 | $6M | 1.6% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 70,134 | $5M | 1.5% | 2026-Q2 |
| MEITAV INVESTMENT HOUSE LTD added | 58,805 | $4M | 1.2% | 2026-Q2 |
| Gradient Investments LLC added | 58,090 | $4M | 1.2% | 2026-Q2 |
| Equitable Holdings, Inc. trimmed | 54,253 | $4M | 1.1% | 2026-Q2 |
| Bank of New York Mellon Corp trimmed | 53,172 | $4M | 1.1% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 53,055 | $4M | 1.1% | 2026-Q2 |
| BIRCHBROOK, INC. trimmed | 47,396 | $3M | 1.0% | 2026-Q2 |
| Affiance Financial, LLC added | 45,299 | $3M | 0.9% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 39,899 | $3M | 0.8% | 2026-Q2 |
| Larson Financial Group LLC added | 39,686 | $3M | 0.8% | 2026-Q2 |
| MainStreet Investment Advisors LLC added | 38,274 | $3M | 0.8% | 2026-Q2 |
| MassMutual Private Wealth & Trust, FSB added | 37,484 | $3M | 0.8% | 2026-Q2 |
| Armbruster Capital Management, Inc. trimmed | 35,346 | $3M | 0.7% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 34,198 | $2M | 0.7% | 2026-Q2 |
| SEEDS INVESTOR LLC added | 33,274 | $2M | 0.7% | 2026-Q2 |
| ROGCO, LP added | 31,802 | $2M | 0.7% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 29,783 | $2M | 0.6% | 2026-Q2 |
| Richard P Slaughter Associates Inc added | 29,764 | $2M | 0.6% | 2026-Q2 |
| Savvy Advisors, Inc. added | 28,600 | $2M | 0.6% | 2026-Q2 |
| Gilbert Capital Group, Inc. trimmed | 27,253 | $2M | 0.6% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 26,781 | $2M | 0.6% | 2026-Q2 |
| Perennial Investment Advisors, LLC trimmed | 26,498 | $2M | 0.5% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 25,625 | $2M | 0.5% | 2026-Q2 |
| Creative Planning trimmed | 25,237 | $2M | 0.5% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 23,702 | $2M | 0.5% | 2026-Q2 |
| Napier Financial, LLC trimmed | 23,155 | $2M | 0.5% | 2026-Q2 |
| Crestwood Advisors Group, LLC added | 22,832 | $2M | 0.5% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 22,523 | $2M | 0.5% | 2026-Q2 |
| Gerber Kawasaki Wealth & Investment Management added | 20,603 | $2M | 0.4% | 2026-Q2 |
| BASSO CAPITAL MANAGEMENT, L.P. new | 17,261 | $1M | 0.4% | 2026-Q2 |
| J.Safra Asset Management Corp added | 16,848 | $1M | 0.3% | 2026-Q2 |
| JPMORGAN CHASE & CO trimmed | 16,798 | $1M | 0.3% | 2026-Q2 |
| Corient Private Wealth LP added | 15,886 | $1M | 0.3% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 15,189 | $1M | 0.3% | 2026-Q2 |
| One Capital Management, LLC added | 15,150 | $956K | 0.3% | 2026-Q2 |
| RETIREMENT INCOME SOLUTIONS, INC | 15,138 | $955K | 0.3% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC added | 14,794 | $1M | 0.3% | 2026-Q2 |
| Coastline Trust Co trimmed | 14,408 | $1M | 0.3% | 2026-Q2 |
| BROWN BROTHERS HARRIMAN & CO | 12,973 | $946K | 0.3% | 2026-Q2 |
| Veracity Capital LLC added | 12,909 | $941K | 0.3% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 12,107 | $883K | 0.3% | 2026-Q2 |
| Sage Advisory Services, Ltd.Co. trimmed | 11,699 | $853K | 0.2% | 2026-Q2 |
| Advisory Alpha, LLC added | 11,229 | $819K | 0.2% | 2026-Q2 |
| SCHMIDT P J INVESTMENT MANAGEMENT INC added | 10,922 | $797K | 0.2% | 2026-Q2 |
| SEVEN MILE ADVISORY new | 10,380 | $757K | 0.2% | 2026-Q2 |
| Opulen Financial Group LLC added | 9,827 | $717K | 0.2% | 2026-Q2 |
| FinArc Investments, Inc. trimmed | 9,551 | $697K | 0.2% | 2026-Q2 |
| Hills Bank & Trust Co added | 9,299 | $678K | 0.2% | 2026-Q2 |
| Warren Street Wealth Advisors, LLC trimmed | 9,224 | $673K | 0.2% | 2026-Q2 |
| Godfrey Financial Associates, Inc. added | 8,973 | $692K | 0.2% | 2026-Q2 |
| Single Point Partners, LLC added | 8,230 | $600K | 0.2% | 2026-Q2 |
| VERUS WEALTH MANAGEMENT, LLC trimmed | 7,650 | $558K | 0.2% | 2026-Q2 |
| ST GERMAIN D J CO INC | 7,555 | $551K | 0.2% | 2026-Q2 |
| Per Stirling Capital Management, LLC. trimmed | 7,334 | $535K | 0.2% | 2026-Q2 |
| Front Row Advisors LLC added | 7,208 | $542K | 0.2% | 2026-Q2 |
| Mariner, LLC trimmed | 7,158 | $522K | 0.1% | 2026-Q2 |
| Zhang Financial LLC added | 6,966 | $508K | 0.1% | 2026-Q2 |
| DENVER WEALTH MANAGEMENT, INC. trimmed | 6,907 | $504K | 0.1% | 2026-Q2 |
| HBW ADVISORY SERVICES LLC added | 6,427 | $469K | 0.1% | 2026-Q2 |
| Marshall Financial Group, LLC trimmed | 5,963 | $435K | 0.1% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 5,911 | $431K | 0.1% | 2026-Q2 |
| CAPE ANN SAVINGS BANK added | 5,877 | $429K | 0.1% | 2026-Q2 |
| Cannon Financial Strategists, Inc. | 5,755 | $420K | 0.1% | 2026-Q2 |
| BRAVE ASSET MANAGEMENT INC | 5,615 | $410K | 0.1% | 2026-Q2 |
| CARY STREET PARTNERS FINANCIAL LLC | 5,608 | $409K | 0.1% | 2026-Q2 |
| NOVARE CAPITAL MANAGEMENT LLC added | 5,493 | $401K | 0.1% | 2026-Q2 |
| McClarren Financial Advisors, Inc. | 5,490 | $400K | 0.1% | 2026-Q2 |
| Veridan Wealth LLC trimmed | 5,294 | $386K | 0.1% | 2026-Q2 |
| SAX WEALTH ADVISORS, LLC trimmed | 5,112 | $322K | 0.1% | 2026-Q2 |
| Briggs Wealth Management, Inc added | 5,019 | $366K | 0.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 4,966 | $362K | 0.1% | 2026-Q2 |
| CreativeOne Wealth, LLC trimmed | 4,788 | $349K | 0.1% | 2026-Q2 |
| SFG Wealth Management, LLC. added | 4,778 | $348K | 0.1% | 2026-Q2 |
| Aptus Capital Advisors, LLC added | 4,764 | $347K | 0.1% | 2026-Q2 |
| FLAGSHIP HARBOR ADVISORS, LLC added | 4,762 | $347K | 0.1% | 2026-Q2 |
| Horizon Wealth Management, LLC added | 4,669 | $341K | 0.1% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. added | 4,618 | $337K | 0.1% | 2026-Q2 |
| NewEdge Advisors, LLC added | 4,485 | $327K | 0.1% | 2026-Q2 |
| Coastal Bridge Advisors, LLC new | 4,485 | $327K | 0.1% | 2026-Q2 |
| Ellenbecker Investment Group trimmed | 3,999 | $292K | 0.1% | 2026-Q2 |
| THOMPSON DAVIS & CO., INC. | 3,880 | $283K | 0.1% | 2026-Q2 |
| SHP Wealth Management | 3,769 | $275K | 0.1% | 2026-Q2 |
| SILVER OAK SECURITIES, INCORPORATED | 3,532 | $258K | 0.1% | 2026-Q2 |
| Ethic Inc. | 3,497 | $255K | 0.1% | 2026-Q2 |
| EP Wealth Advisors, LLC trimmed | 3,416 | $249K | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.