Who owns Ellington Financial (EFC)
Which tracked institutional funds hold EFC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EFC company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
47 tracked funds added or opened EFC while 24 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
EFC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in EFC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 225 tracked filers holding EFC, 124 increased or opened the position and 98 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in EFC between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- Jupiter Topco LLC$824K
- Jain Global LLC$628K
- GUGGENHEIM CAPITAL LLC$622K
- Brevan Howard Capital Management LP$561K
- XTX Topco Ltd$536K
Full exits 14
- Qube Research & Technologies Ltd$10M
- MILLENNIUM MANAGEMENT LLC$8M
- SEVEN GRAND MANAGERS, LLC$4M
- BAYVIEW ASSET MANAGEMENT, LLC$2M
- JENNISON ASSOCIATES LLC$1M
- Amundi$1M
Largest adds
- BlackRock, Inc.$113M
- STATE STREET CORP$13M
- VANGUARD CAPITAL MANAGEMENT LLC$13M
- JPMORGAN CHASE & CO$9M
- TWO SIGMA INVESTMENTS, LP$9M
- GEODE CAPITAL MANAGEMENT, LLC$9M
Largest trims
- UBS Group AG$4M
- FIRST TRUST ADVISORS LP$2M
- BALYASNY ASSET MANAGEMENT L.P.$1M
- LPL Financial LLC$1M
- BARCLAYS PLC$991K
- Universal- Beteiligungs- und Servicegesellschaft mbH$754K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| BlackRock, Inc. added | 20,877,584 | $284M | 33.3% | 2026-Q2 |
| VANGUARD CAPITAL MANAGEMENT LLC added | 5,339,974 | $73M | 8.5% | 2026-Q2 |
| STATE STREET CORP added | 4,952,930 | $68M | 8.0% | 2026-Q2 |
| GEODE CAPITAL MANAGEMENT, LLC added | 3,180,748 | $43M | 5.1% | 2026-Q2 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added | 2,245,858 | $31M | 3.6% | 2026-Q2 |
| VANGUARD PORTFOLIO MANAGEMENT LLC added | 2,159,940 | $29M | 3.5% | 2026-Q2 |
| Invesco Ltd. added | 1,839,150 | $25M | 2.9% | 2026-Q2 |
| NORTHERN TRUST CORP added | 1,486,781 | $20M | 2.4% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 1,480,642 | $20M | 2.4% | 2026-Q2 |
| Delphi Financial Group, Inc. | 1,408,396 | $19M | 2.2% | 2026-Q2 |
| VAN ECK ASSOCIATES CORP trimmed | 1,253,122 | $17M | 2.0% | 2026-Q2 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC added | 1,152,852 | $16M | 1.8% | 2026-Q2 |
| EMG Holdings, L.P. added | 1,122,952 | $15M | 1.8% | 2026-Q2 |
| VICTORY CAPITAL MANAGEMENT INC added | 860,613 | $12M | 1.4% | 2026-Q2 |
| MORGAN STANLEY trimmed | 854,436 | $12M | 1.4% | 2026-Q2 |
| VANGUARD FIDUCIARY TRUST CO added | 820,680 | $11M | 1.3% | 2026-Q2 |
| Bank of New York Mellon Corp added | 818,015 | $11M | 1.3% | 2026-Q2 |
| D. E. Shaw & Co., Inc. added | 735,331 | $10M | 1.2% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP added | 689,244 | $9M | 1.1% | 2026-Q2 |
| PRINCIPAL FINANCIAL GROUP INC added | 606,012 | $8M | 1.0% | 2026-Q2 |
| Dana Investment Advisors, Inc. trimmed | 534,767 | $7M | 0.9% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 445,443 | $6M | 0.7% | 2026-Q2 |
| Public Sector Pension Investment Board trimmed | 430,819 | $6M | 0.7% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 386,890 | $5M | 0.6% | 2026-Q2 |
| FIRST TRUST ADVISORS LP trimmed | 346,909 | $5M | 0.6% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 346,508 | $5M | 0.6% | 2026-Q2 |
| RHUMBLINE ADVISERS trimmed | 286,795 | $4M | 0.5% | 2026-Q2 |
| UBS Group AG trimmed | 286,067 | $4M | 0.5% | 2026-Q2 |
| Legal & General Group Plc added | 271,498 | $4M | 0.4% | 2026-Q2 |
| MARSHALL WACE, LLP added | 251,024 | $3M | 0.4% | 2026-Q2 |
| Swiss National Bank added | 243,900 | $3M | 0.4% | 2026-Q2 |
| Nuveen, LLC added | 237,325 | $3M | 0.4% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC trimmed | 219,816 | $3M | 0.4% | 2026-Q2 |
| GraniteShares Advisors LLC added | 202,956 | $3M | 0.3% | 2026-Q2 |
| FMR LLC added | 196,980 | $3M | 0.3% | 2026-Q2 |
| Hennion & Walsh Asset Management, Inc. added | 184,353 | $3M | 0.3% | 2026-Q2 |
| PRICE T ROWE ASSOCIATES INC /MD/ added | 152,081 | $2M | 0.2% | 2026-Q2 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed | 150,386 | $2M | 0.2% | 2026-Q2 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed | 146,276 | $2M | 0.2% | 2026-Q2 |
| ALLIANCEBERNSTEIN L.P. added | 141,706 | $2M | 0.2% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 140,324 | $2M | 0.2% | 2026-Q2 |
| PRUDENTIAL FINANCIAL INC added | 128,908 | $2M | 0.2% | 2026-Q2 |
| DEUTSCHE BANK AG\ added | 127,803 | $2M | 0.2% | 2026-Q2 |
| Angel Oak Capital Advisors, LLC | 119,250 | $2M | 0.2% | 2026-Q2 |
| AMERICAN FINANCIAL GROUP INC | 100,000 | $1M | 0.2% | 2026-Q2 |
| NORDEN GROUP LLC added | 96,167 | $1M | 0.2% | 2026-Q2 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed | 93,985 | $1M | 0.2% | 2026-Q2 |
| VANGUARD ASSET MANAGEMENT, Ltd added | 91,180 | $1M | 0.1% | 2026-Q2 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | 88,884 | $1M | 0.1% | 2026-Q2 |
| Lido Advisors, LLC added | 83,554 | $1M | 0.1% | 2026-Q2 |
| RBF Capital, LLC | 80,000 | $1M | 0.1% | 2026-Q2 |
| Russell Investments Group, Ltd. added | 78,638 | $1M | 0.1% | 2026-Q2 |
| MetLife Investment Management, LLC added | 72,672 | $989K | 0.1% | 2026-Q2 |
| Curi Capital, LLC added | 68,914 | $938K | 0.1% | 2026-Q2 |
| EXCHANGE TRADED CONCEPTS, LLC trimmed | 65,870 | $896K | 0.1% | 2026-Q2 |
| Illinois Municipal Retirement Fund added | 63,804 | $868K | 0.1% | 2026-Q2 |
| CITIGROUP INC added | 62,657 | $853K | 0.1% | 2026-Q2 |
| Jupiter Topco LLC new | 60,497 | $824K | 0.1% | 2026-Q2 |
| LPL Financial LLC trimmed | 60,076 | $818K | 0.1% | 2026-Q2 |
| ALLSTATE CORP added | 56,387 | $767K | 0.1% | 2026-Q2 |
| Savvy Advisors, Inc. added | 56,266 | $766K | 0.1% | 2026-Q2 |
| Louisiana State Employees Retirement System | 55,300 | $655K | 0.1% | 2026-Q2 |
| HBK Sorce Advisory LLC | 53,085 | $703K | 0.1% | 2026-Q2 |
| Artemis Investment Management LLP | 52,170 | $710K | 0.1% | 2026-Q2 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE added | 51,525 | $701K | 0.1% | 2026-Q2 |
| INTECH INVESTMENT MANAGEMENT LLC trimmed | 50,849 | $692K | 0.1% | 2026-Q2 |
| Vanguard Global Advisers, LLC trimmed | 47,254 | $643K | 0.1% | 2026-Q2 |
| NEW YORK STATE COMMON RETIREMENT FUND added | 46,934 | $639K | 0.1% | 2026-Q2 |
| Jain Global LLC new | 46,138 | $628K | 0.1% | 2026-Q2 |
| GUGGENHEIM CAPITAL LLC trimmed | 45,737 | $622K | 0.1% | 2026-Q2 |
| Dynamic Technology Lab Private Ltd added | 45,460 | $618K | 0.1% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 42,107 | $573K | 0.1% | 2026-Q2 |
| Brevan Howard Capital Management LP trimmed | 41,214 | $561K | 0.1% | 2026-Q2 |
| State of Tennessee, Department of Treasury added | 40,602 | $553K | 0.1% | 2026-Q2 |
| Quantinno Capital Management LP added | 40,078 | $545K | 0.1% | 2026-Q2 |
| XTX Topco Ltd new | 39,396 | $536K | 0.1% | 2026-Q2 |
| Police & Firemen's Retirement System of New Jersey added | 36,782 | $501K | 0.1% | 2026-Q2 |
| BALYASNY ASSET MANAGEMENT L.P. trimmed | 36,237 | $493K | 0.1% | 2026-Q2 |
| Graham Capital Management, L.P. new | 35,206 | $479K | 0.1% | 2026-Q2 |
| Kingsview Wealth Management, LLC added | 35,131 | $478K | 0.1% | 2026-Q2 |
| Campbell & CO Investment Adviser LLC trimmed | 33,817 | $460K | 0.1% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 33,548 | $457K | 0.1% | 2026-Q2 |
| ARIZONA STATE RETIREMENT SYSTEM added | 33,534 | $456K | 0.1% | 2026-Q2 |
| YOUSIF CAPITAL MANAGEMENT, LLC trimmed | 33,212 | $452K | 0.1% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 32,847 | $447K | 0.1% | 2026-Q2 |
| STIFEL FINANCIAL CORP trimmed | 31,258 | $425K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 30,783 | $420K | 0.0% | 2026-Q2 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed | 29,735 | $405K | 0.0% | 2026-Q2 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 29,476 | $401K | 0.0% | 2026-Q2 |
| Quantbot Technologies LP trimmed | 29,328 | $399K | 0.0% | 2026-Q2 |
| CenterStar Asset Management, LLC | 28,590 | $389K | 0.0% | 2026-Q2 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | 28,464 | $387K | 0.0% | 2026-Q2 |
| Vanguard Investments Australia, Ltd. | 27,869 | $379K | 0.0% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 27,542 | $375K | 0.0% | 2026-Q2 |
| KLP KAPITALFORVALTNING AS added | 27,500 | $377K | 0.0% | 2026-Q2 |
| Advisors Preferred, LLC trimmed | 27,330 | $368K | 0.0% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 27,223 | $371K | 0.0% | 2026-Q2 |
| Cetera Investment Advisers added | 27,010 | $368K | 0.0% | 2026-Q2 |
| FIFTH THIRD BANCORP trimmed | 25,886 | $352K | 0.0% | 2026-Q2 |
| STRS OHIO added | 24,400 | $332K | 0.0% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.