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Institutional Ownership · SEC Form 13F

Who owns Ellington Financial (EFC)


Which tracked institutional funds hold EFC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EFC company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

225
Institutional holders
63M
Shares held (tracked funds)
56.1%
Of shares outstanding

How the tape is positioned

47 tracked funds added or opened EFC while 24 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

EFC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in EFC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 225 tracked filers holding EFC, 124 increased or opened the position and 98 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in EFC between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • Jupiter Topco LLC$824K
  • Jain Global LLC$628K
  • GUGGENHEIM CAPITAL LLC$622K
  • Brevan Howard Capital Management LP$561K
  • XTX Topco Ltd$536K

Full exits 14

  • Qube Research & Technologies Ltd$10M
  • MILLENNIUM MANAGEMENT LLC$8M
  • SEVEN GRAND MANAGERS, LLC$4M
  • BAYVIEW ASSET MANAGEMENT, LLC$2M
  • JENNISON ASSOCIATES LLC$1M
  • Amundi$1M

Largest adds

  • BlackRock, Inc.$113M
  • STATE STREET CORP$13M
  • VANGUARD CAPITAL MANAGEMENT LLC$13M
  • JPMORGAN CHASE & CO$9M
  • TWO SIGMA INVESTMENTS, LP$9M
  • GEODE CAPITAL MANAGEMENT, LLC$9M

Largest trims

  • UBS Group AG$4M
  • FIRST TRUST ADVISORS LP$2M
  • BALYASNY ASSET MANAGEMENT L.P.$1M
  • LPL Financial LLC$1M
  • BARCLAYS PLC$991K
  • Universal- Beteiligungs- und Servicegesellschaft mbH$754K

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. added20,877,584$284M33.3%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added5,339,974$73M8.5%2026-Q2
STATE STREET CORP added4,952,930$68M8.0%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added3,180,748$43M5.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added2,245,858$31M3.6%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added2,159,940$29M3.5%2026-Q2
Invesco Ltd. added1,839,150$25M2.9%2026-Q2
NORTHERN TRUST CORP added1,486,781$20M2.4%2026-Q2
JPMORGAN CHASE & CO added1,480,642$20M2.4%2026-Q2
Delphi Financial Group, Inc.1,408,396$19M2.2%2026-Q2
VAN ECK ASSOCIATES CORP trimmed1,253,122$17M2.0%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,152,852$16M1.8%2026-Q2
EMG Holdings, L.P. added1,122,952$15M1.8%2026-Q2
VICTORY CAPITAL MANAGEMENT INC added860,613$12M1.4%2026-Q2
MORGAN STANLEY trimmed854,436$12M1.4%2026-Q2
VANGUARD FIDUCIARY TRUST CO added820,680$11M1.3%2026-Q2
Bank of New York Mellon Corp added818,015$11M1.3%2026-Q2
D. E. Shaw & Co., Inc. added735,331$10M1.2%2026-Q2
TWO SIGMA INVESTMENTS, LP added689,244$9M1.1%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added606,012$8M1.0%2026-Q2
Dana Investment Advisors, Inc. trimmed534,767$7M0.9%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed445,443$6M0.7%2026-Q2
Public Sector Pension Investment Board trimmed430,819$6M0.7%2026-Q2
GOLDMAN SACHS GROUP INC trimmed386,890$5M0.6%2026-Q2
FIRST TRUST ADVISORS LP trimmed346,909$5M0.6%2026-Q2
CITADEL ADVISORS LLC added346,508$5M0.6%2026-Q2
RHUMBLINE ADVISERS trimmed286,795$4M0.5%2026-Q2
UBS Group AG trimmed286,067$4M0.5%2026-Q2
Legal & General Group Plc added271,498$4M0.4%2026-Q2
MARSHALL WACE, LLP added251,024$3M0.4%2026-Q2
Swiss National Bank added243,900$3M0.4%2026-Q2
Nuveen, LLC added237,325$3M0.4%2026-Q2
AMERIPRISE FINANCIAL INC trimmed219,816$3M0.4%2026-Q2
GraniteShares Advisors LLC added202,956$3M0.3%2026-Q2
FMR LLC added196,980$3M0.3%2026-Q2
Hennion & Walsh Asset Management, Inc. added184,353$3M0.3%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added152,081$2M0.2%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed150,386$2M0.2%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed146,276$2M0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. added141,706$2M0.2%2026-Q2
WELLS FARGO & COMPANY/MN added140,324$2M0.2%2026-Q2
PRUDENTIAL FINANCIAL INC added128,908$2M0.2%2026-Q2
DEUTSCHE BANK AG\ added127,803$2M0.2%2026-Q2
Angel Oak Capital Advisors, LLC119,250$2M0.2%2026-Q2
AMERICAN FINANCIAL GROUP INC100,000$1M0.2%2026-Q2
NORDEN GROUP LLC added96,167$1M0.2%2026-Q2
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed93,985$1M0.2%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd added91,180$1M0.1%2026-Q2
CASTLEKEEP INVESTMENT ADVISORS LLC88,884$1M0.1%2026-Q2
Lido Advisors, LLC added83,554$1M0.1%2026-Q2
RBF Capital, LLC80,000$1M0.1%2026-Q2
Russell Investments Group, Ltd. added78,638$1M0.1%2026-Q2
MetLife Investment Management, LLC added72,672$989K0.1%2026-Q2
Curi Capital, LLC added68,914$938K0.1%2026-Q2
EXCHANGE TRADED CONCEPTS, LLC trimmed65,870$896K0.1%2026-Q2
Illinois Municipal Retirement Fund added63,804$868K0.1%2026-Q2
CITIGROUP INC added62,657$853K0.1%2026-Q2
Jupiter Topco LLC new60,497$824K0.1%2026-Q2
LPL Financial LLC trimmed60,076$818K0.1%2026-Q2
ALLSTATE CORP added56,387$767K0.1%2026-Q2
Savvy Advisors, Inc. added56,266$766K0.1%2026-Q2
Louisiana State Employees Retirement System55,300$655K0.1%2026-Q2
HBK Sorce Advisory LLC53,085$703K0.1%2026-Q2
Artemis Investment Management LLP52,170$710K0.1%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE added51,525$701K0.1%2026-Q2
INTECH INVESTMENT MANAGEMENT LLC trimmed50,849$692K0.1%2026-Q2
Vanguard Global Advisers, LLC trimmed47,254$643K0.1%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND added46,934$639K0.1%2026-Q2
Jain Global LLC new46,138$628K0.1%2026-Q2
GUGGENHEIM CAPITAL LLC trimmed45,737$622K0.1%2026-Q2
Dynamic Technology Lab Private Ltd added45,460$618K0.1%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed42,107$573K0.1%2026-Q2
Brevan Howard Capital Management LP trimmed41,214$561K0.1%2026-Q2
State of Tennessee, Department of Treasury added40,602$553K0.1%2026-Q2
Quantinno Capital Management LP added40,078$545K0.1%2026-Q2
XTX Topco Ltd new39,396$536K0.1%2026-Q2
Police & Firemen's Retirement System of New Jersey added36,782$501K0.1%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. trimmed36,237$493K0.1%2026-Q2
Graham Capital Management, L.P. new35,206$479K0.1%2026-Q2
Kingsview Wealth Management, LLC added35,131$478K0.1%2026-Q2
Campbell & CO Investment Adviser LLC trimmed33,817$460K0.1%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed33,548$457K0.1%2026-Q2
ARIZONA STATE RETIREMENT SYSTEM added33,534$456K0.1%2026-Q2
YOUSIF CAPITAL MANAGEMENT, LLC trimmed33,212$452K0.1%2026-Q2
OSAIC HOLDINGS, INC. trimmed32,847$447K0.1%2026-Q2
STIFEL FINANCIAL CORP trimmed31,258$425K0.0%2026-Q2
ROYAL BANK OF CANADA added30,783$420K0.0%2026-Q2
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed29,735$405K0.0%2026-Q2
Zurcher Kantonalbank (Zurich Cantonalbank)29,476$401K0.0%2026-Q2
Quantbot Technologies LP trimmed29,328$399K0.0%2026-Q2
CenterStar Asset Management, LLC28,590$389K0.0%2026-Q2
OREGON PUBLIC EMPLOYEES RETIREMENT FUND28,464$387K0.0%2026-Q2
Vanguard Investments Australia, Ltd.27,869$379K0.0%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC added27,542$375K0.0%2026-Q2
KLP KAPITALFORVALTNING AS added27,500$377K0.0%2026-Q2
Advisors Preferred, LLC trimmed27,330$368K0.0%2026-Q2
Rockefeller Capital Management L.P. added27,223$371K0.0%2026-Q2
Cetera Investment Advisers added27,010$368K0.0%2026-Q2
FIFTH THIRD BANCORP trimmed25,886$352K0.0%2026-Q2
STRS OHIO added24,400$332K0.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership