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Institutional Ownership · SEC Form 13F

Who owns Ellington Financial Inc. (EFC)


Which tracked institutional funds hold EFC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EFC company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

236
Institutional holders
57M
Shares held (tracked funds)
50.5%
Of shares outstanding

How the tape is positioned

39 tracked funds added or opened EFC while 39 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

EFC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes EFC more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in EFC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 236 tracked filers holding EFC, 139 increased or opened the position and 123 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in EFC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 12

  • VANGUARD CAPITAL MANAGEMENT LLC$60M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$24M
  • VANGUARD FIDUCIARY TRUST CO$9M
  • SEVEN GRAND MANAGERS, LLC$4M
  • BAYVIEW ASSET MANAGEMENT, LLC$2M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$1M

Full exits 13

  • VANGUARD GROUP INC$84M
  • Hudson Bay Capital Management LP$6M
  • PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$3M
  • GUGGENHEIM CAPITAL LLC$1M
  • Y-Intercept (Hong Kong) Ltd$1M
  • DENALI ADVISORS LLC$1M

Largest adds

  • Qube Research & Technologies Ltd$9M
  • Delphi Financial Group, Inc.$7M
  • MILLENNIUM MANAGEMENT LLC$6M
  • FIRST TRUST ADVISORS LP$5M
  • D. E. Shaw & Co., Inc.$4M
  • BANK OF AMERICA CORP /DE/$4M

Largest trims

  • BlackRock, Inc.$54M
  • Amundi$19M
  • MARSHALL WACE, LLP$9M
  • M&T Bank Corp$4M
  • DARK FOREST CAPITAL MANAGEMENT LP$3M
  • Invesco Ltd.$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed14,465,651$171M21.9%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new5,047,566$60M7.6%2026-Q1
STATE STREET CORP added4,605,363$55M7.0%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added2,925,120$35M4.4%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added2,175,653$26M3.3%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new1,993,762$24M3.0%2026-Q1
Invesco Ltd. added1,498,182$18M2.3%2026-Q1
Delphi Financial Group, Inc. added1,408,396$17M2.1%2026-Q1
VAN ECK ASSOCIATES CORP added1,364,661$16M2.1%2026-Q1
NORTHERN TRUST CORP added1,362,869$16M2.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,109,105$13M1.7%2026-Q1
EMG Holdings, L.P.961,018$11M1.5%2026-Q1
JPMORGAN CHASE & CO added930,685$11M1.4%2026-Q1
MORGAN STANLEY trimmed919,808$11M1.4%2026-Q1
Qube Research & Technologies Ltd added881,416$10M1.3%2026-Q1
VICTORY CAPITAL MANAGEMENT INC added837,834$10M1.3%2026-Q1
Bank of New York Mellon Corp added810,885$10M1.2%2026-Q1
VANGUARD FIDUCIARY TRUST CO new797,154$9M1.2%2026-Q1
MILLENNIUM MANAGEMENT LLC added653,941$8M1.0%2026-Q1
UBS Group AG added644,411$8M1.0%2026-Q1
PRINCIPAL FINANCIAL GROUP INC added605,681$7M0.9%2026-Q1
FIRST TRUST ADVISORS LP added593,740$7M0.9%2026-Q1
Dana Investment Advisors, Inc. added543,421$6M0.8%2026-Q1
D. E. Shaw & Co., Inc. added537,510$6M0.8%2026-Q1
BANK OF AMERICA CORP /DE/ added537,199$6M0.8%2026-Q1
Public Sector Pension Investment Board added445,968$5M0.7%2026-Q1
GOLDMAN SACHS GROUP INC added402,319$5M0.6%2026-Q1
RHUMBLINE ADVISERS added309,325$4M0.5%2026-Q1
SEVEN GRAND MANAGERS, LLC new300,000$4M0.5%2026-Q1
Legal & General Group Plc added271,361$3M0.4%2026-Q1
AMERIPRISE FINANCIAL INC added234,580$3M0.4%2026-Q1
Swiss National Bank added220,200$3M0.3%2026-Q1
Nuveen, LLC added219,974$3M0.3%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added183,693$2M0.3%2026-Q1
FMR LLC added182,450$2M0.3%2026-Q1
BAYVIEW ASSET MANAGEMENT, LLC new176,500$2M0.3%2026-Q1
GraniteShares Advisors LLC trimmed176,381$2M0.3%2026-Q1
CITADEL ADVISORS LLC trimmed167,456$2M0.3%2026-Q1
ALLIANCEBERNSTEIN L.P. added138,610$2M0.2%2026-Q1
LPL Financial LLC added156,890$2M0.2%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added154,243$2M0.2%2026-Q1
Hennion & Walsh Asset Management, Inc. added150,982$2M0.2%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. added144,405$2M0.2%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added124,868$1M0.2%2026-Q1
JENNISON ASSOCIATES LLC trimmed121,036$1M0.2%2026-Q1
Angel Oak Capital Advisors, LLC119,250$1M0.2%2026-Q1
PRUDENTIAL FINANCIAL INC added112,858$1M0.2%2026-Q1
Amundi trimmed112,426$1M0.2%2026-Q1
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND added108,392$1M0.2%2026-Q1
BARCLAYS PLC trimmed108,106$1M0.2%2026-Q1
Penserra Capital Management LLC added102,485$1M0.2%2026-Q1
Thrivent Financial for Lutherans added101,303$1M0.2%2026-Q1
AMERICAN FINANCIAL GROUP INC100,000$1M0.2%2026-Q1
CANADA LIFE ASSURANCE Co added99,733$1M0.2%2026-Q1
DEUTSCHE BANK AG\ added92,483$1M0.1%2026-Q1
CASTLEKEEP INVESTMENT ADVISORS LLC trimmed88,884$1M0.1%2026-Q1
Campbell & CO Investment Adviser LLC added88,074$1M0.1%2026-Q1
Universal- Beteiligungs- und Servicegesellschaft mbH added85,463$1M0.1%2026-Q1
WELLS FARGO & COMPANY/MN trimmed84,140$997K0.1%2026-Q1
FJ Capital Management LLC trimmed81,687$968K0.1%2026-Q1
RBF Capital, LLC trimmed80,000$948K0.1%2026-Q1
CAXTON ASSOCIATES LLP trimmed72,520$859K0.1%2026-Q1
NORDEN GROUP LLC trimmed72,163$855K0.1%2026-Q1
Lido Advisors, LLC added70,904$849K0.1%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new71,472$847K0.1%2026-Q1
DARK FOREST CAPITAL MANAGEMENT LP trimmed69,311$821K0.1%2026-Q1
Curi Capital, LLC trimmed68,410$811K0.1%2026-Q1
EXCHANGE TRADED CONCEPTS, LLC new66,866$792K0.1%2026-Q1
MetLife Investment Management, LLC added66,599$789K0.1%2026-Q1
EverSource Wealth Advisors, LLC added8,067$750K0.1%2026-Q1
State of Alaska, Department of Revenue added61,584$729K0.1%2026-Q1
HBK Sorce Advisory LLC trimmed53,085$723K0.1%2026-Q1
Vanguard Global Advisers, LLC new59,357$703K0.1%2026-Q1
Freestone Grove Partners LP added58,743$696K0.1%2026-Q1
ALLSTATE CORP new56,292$667K0.1%2026-Q1
INTECH INVESTMENT MANAGEMENT LLC trimmed56,224$666K0.1%2026-Q1
Savvy Advisors, Inc. added56,081$665K0.1%2026-Q1
Louisiana State Employees Retirement System added55,300$655K0.1%2026-Q1
Illinois Municipal Retirement Fund added55,003$652K0.1%2026-Q1
Artemis Investment Management LLP trimmed52,170$618K0.1%2026-Q1
VANGUARD GROUP INC trimmed6,195,308$84M10.7%2025-Q4 stale
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. trimmed811,582$11M1.3%2025-Q2 stale
Samson Rock Capital LLP added800,000$10M1.2%2025-Q2 stale
Hudson Bay Capital Management LP new447,732$6M0.8%2025-Q4 stale
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added241,273$3M0.4%2025-Q4 stale
AXS Investments LLC trimmed116,214$2M0.2%2025-Q2 stale
GUGGENHEIM CAPITAL LLC added103,998$1M0.2%2025-Q4 stale
Y-Intercept (Hong Kong) Ltd new97,883$1M0.2%2025-Q4 stale
TWO SIGMA ADVISERS, LP trimmed98,382$1M0.2%2025-Q2 stale
DENALI ADVISORS LLC added88,133$1M0.2%2025-Q4 stale
PICTON MAHONEY ASSET MANAGEMENT new78,544$1M0.1%2025-Q3 stale
TOWNSQUARE CAPITAL LLC added67,407$894K0.1%2025-Q1 stale
Connor, Clark & Lunn Investment Management Ltd. added66,519$882K0.1%2025-Q1 stale
TrueMark Investments, LLC new61,883$840K0.1%2025-Q4 stale
Quantbot Technologies LP added57,496$746K0.1%2025-Q3 stale
Sigma Planning Corp added52,146$708K0.1%2025-Q4 stale
Brevan Howard Capital Management LP added54,520$708K0.1%2025-Q3 stale
FRANKLIN RESOURCES INC50,657$688K0.1%2025-Q4 stale
GSA CAPITAL PARTNERS LLP added49,447$671K0.1%2025-Q4 stale
Schonfeld Strategic Advisors LLC added47,557$646K0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership