Who owns EEMS (EEMS)
Which tracked institutional funds hold EEMS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See EEMS company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
19 tracked funds added or opened EEMS while 7 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
EEMS’s largest tracked holder by dollar value, Connor, Clark & Lunn Investment Management Ltd., sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in EEMS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 112 tracked filers holding EEMS, 41 increased or opened the position and 47 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in EEMS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- MERCER GLOBAL ADVISORS INC /ADV$681K
Full exits 1
- Valmark Advisers, Inc.$4M
Largest adds
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$9M
- Savant Capital, LLC$4M
- MML INVESTORS SERVICES, LLC$2M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
- Connor, Clark & Lunn Investment Management Ltd.$2M
- BANK OF AMERICA CORP /DE/$2M
Largest trims
- CITADEL ADVISORS LLC$5M
- Virtue Capital Management, LLC$1M
- Checchi Capital Advisers, LLC$1M
- OSAIC HOLDINGS, INC.$608K
- JANE STREET GROUP, LLC$533K
- Johnson Financial Group, LLC$278K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Connor, Clark & Lunn Investment Management Ltd. | 1,005,344 | $70M | 19.3% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC added | 219,316 | $15M | 4.2% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 205,548 | $14M | 3.9% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 192,998 | $13M | 3.7% | 2026-Q1 |
| STATE OF WISCONSIN INVESTMENT BOARD | 178,113 | $12M | 3.4% | 2026-Q1 |
| MORGAN STANLEY added | 172,385 | $12M | 3.3% | 2026-Q1 |
| Checchi Capital Advisers, LLC trimmed | 161,555 | $11M | 3.1% | 2026-Q1 |
| Savant Capital, LLC added | 119,308 | $8M | 2.3% | 2026-Q1 |
| EVERGREEN CAPITAL MANAGEMENT LLC trimmed | 119,047 | $8M | 2.3% | 2026-Q1 |
| HARBOR ADVISORY CORP /MA/ added | 113,563 | $8M | 2.2% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 105,269 | $7M | 2.0% | 2026-Q1 |
| LPL Financial LLC added | 104,251 | $7M | 2.0% | 2026-Q1 |
| Johnson Financial Group, LLC trimmed | 84,781 | $6M | 1.6% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 78,675 | $5M | 1.5% | 2026-Q1 |
| Omega Financial Group, LLC added | 77,308 | $5M | 1.5% | 2026-Q1 |
| Texas Yale Capital Corp. added | 65,771 | $5M | 1.3% | 2026-Q1 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC added | 62,081 | $4M | 1.2% | 2026-Q1 |
| Pathway Financial Advisors LLC added | 55,764 | $4M | 1.1% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 55,487 | $4M | 1.1% | 2026-Q1 |
| Sowell Financial Services LLC trimmed | 48,620 | $3M | 0.9% | 2026-Q1 |
| UBS Group AG added | 41,916 | $3M | 0.8% | 2026-Q1 |
| OLD MISSION CAPITAL LLC added | 41,646 | $3M | 0.8% | 2026-Q1 |
| Creative Planning trimmed | 41,447 | $3M | 0.8% | 2026-Q1 |
| BlackRock, Inc. trimmed | 36,738 | $3M | 0.7% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 34,299 | $2M | 0.7% | 2026-Q1 |
| CITADEL ADVISORS LLC trimmed | 33,908 | $2M | 0.7% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 31,693 | $2M | 0.6% | 2026-Q1 |
| Cypress Point Wealth Management, LLC trimmed | 29,913 | $2M | 0.6% | 2026-Q1 |
| Clear Harbor Asset Management, LLC added | 25,899 | $2M | 0.5% | 2026-Q1 |
| Pure Financial Advisors, LLC trimmed | 25,221 | $2M | 0.5% | 2026-Q1 |
| VICTORY CAPITAL MANAGEMENT INC added | 25,216 | $2M | 0.5% | 2026-Q1 |
| Summit Financial, LLC added | 22,886 | $2M | 0.4% | 2026-Q1 |
| OneDigital Investment Advisors LLC trimmed | 22,234 | $2M | 0.4% | 2026-Q1 |
| Williams & Novak, LLC trimmed | 20,264 | $1M | 0.4% | 2026-Q1 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management trimmed | 17,772 | $1M | 0.3% | 2026-Q1 |
| SAX WEALTH ADVISORS, LLC trimmed | 17,778 | $1M | 0.3% | 2026-Q1 |
| REBALANCE, LLC | 16,666 | $1M | 0.3% | 2026-Q1 |
| Greenspring Advisors, LLC trimmed | 15,702 | $1M | 0.3% | 2026-Q1 |
| NorthLanding Financial Partners, LLC added | 14,478 | $1M | 0.3% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 14,045 | $972K | 0.3% | 2026-Q1 |
| Perigon Wealth Management, LLC | 11,227 | $777K | 0.2% | 2026-Q1 |
| Powerhouse Assets LLC added | 10,724 | $742K | 0.2% | 2026-Q1 |
| Mill Creek Capital Advisors, LLC | 10,521 | $728K | 0.2% | 2026-Q1 |
| Trust Co of the South | 10,395 | $719K | 0.2% | 2026-Q1 |
| MERCER GLOBAL ADVISORS INC /ADV new | 9,838 | $681K | 0.2% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 9,734 | $673K | 0.2% | 2026-Q1 |
| Falcon Wealth Planning trimmed | 9,549 | $661K | 0.2% | 2026-Q1 |
| Avior Wealth Management, LLC trimmed | 9,467 | $655K | 0.2% | 2026-Q1 |
| Farther Finance Advisors, LLC added | 9,373 | $654K | 0.2% | 2026-Q1 |
| Advisory Services Network, LLC trimmed | 9,350 | $647K | 0.2% | 2026-Q1 |
| Glass Jacobson Investment Advisors llc added | 9,150 | $633K | 0.2% | 2026-Q1 |
| SIMON QUICK ADVISORS, LLC added | 9,082 | $628K | 0.2% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 9,046 | $626K | 0.2% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP trimmed | 8,937 | $606K | 0.2% | 2026-Q1 |
| NOTTINGHAM ADVISORS, INC. | 8,297 | $574K | 0.2% | 2026-Q1 |
| MB Generational Wealth, LLC | 7,645 | $529K | 0.1% | 2026-Q1 |
| Corient Private Wealth LLC | 7,608 | $526K | 0.1% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC trimmed | 7,594 | $525K | 0.1% | 2026-Q1 |
| COLDSTREAM CAPITAL MANAGEMENT INC added | 7,234 | $500K | 0.1% | 2026-Q1 |
| BIP Wealth, LLC added | 7,167 | $496K | 0.1% | 2026-Q1 |
| Index Fund Advisors, Inc. trimmed | 6,686 | $463K | 0.1% | 2026-Q1 |
| Samalin Investment Counsel, LLC trimmed | 6,351 | $439K | 0.1% | 2026-Q1 |
| RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC trimmed | 6,187 | $428K | 0.1% | 2026-Q1 |
| Cascade Financial Partners, LLC | 5,808 | $402K | 0.1% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 5,475 | $379K | 0.1% | 2026-Q1 |
| GOULD ASSET MANAGEMENT LLC /CA/ added | 5,365 | $371K | 0.1% | 2026-Q1 |
| Valued Retirements, Inc. trimmed | 5,301 | $367K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 5,276 | $365K | 0.1% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 5,081 | $352K | 0.1% | 2026-Q1 |
| Sigma Planning Corp added | 4,740 | $328K | 0.1% | 2026-Q1 |
| Focus Partners Wealth | 4,547 | $315K | 0.1% | 2026-Q1 |
| Private Advisor Group, LLC added | 4,260 | $295K | 0.1% | 2026-Q1 |
| Virtue Capital Management, LLC trimmed | 4,087 | $276K | 0.1% | 2026-Q1 |
| JPMORGAN CHASE & CO trimmed | 4,004 | $270K | 0.1% | 2026-Q1 |
| Brooklyn Investment Group added | 3,864 | $267K | 0.1% | 2026-Q1 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 3,616 | $248K | 0.1% | 2026-Q1 |
| Kohmann Bosshard Financial Services, LLC trimmed | 3,498 | $242K | 0.1% | 2026-Q1 |
| Harbour Capital Advisors, LLC new | 3,110 | $239K | 0.1% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 3,417 | $236K | 0.1% | 2026-Q1 |
| AlphaCore Capital LLC | 3,257 | $225K | 0.1% | 2026-Q1 |
| STIFEL FINANCIAL CORP | 3,234 | $224K | 0.1% | 2026-Q1 |
| Cerity Partners LLC new | 2,946 | $204K | 0.1% | 2026-Q1 |
| SBI Securities Co., Ltd. added | 1,290 | $89K | 0.0% | 2026-Q1 |
| UBS AM, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS LLC new | 769,563 | $50M | 13.9% | 2025-Q2 stale |
| FLOW TRADERS U.S. LLC added | 122,658 | $8M | 2.3% | 2025-Q3 stale |
| Corrigan Financial, Inc. trimmed | 126,730 | $7M | 2.0% | 2025-Q1 stale |
| Employees' Retirement Fund of the City of Fort Worth trimmed | 69,394 | $5M | 1.3% | 2025-Q3 stale |
| Valmark Advisers, Inc. trimmed | 61,589 | $4M | 1.2% | 2025-Q4 stale |
| JFG Wealth Management, LLC | 40,944 | $3M | 0.8% | 2025-Q3 stale |
| Guardian Partners Inc. | 12,674 | $865K | 0.2% | 2025-Q3 stale |
| FULLCIRCLE WEALTH LLC added | 12,095 | $826K | 0.2% | 2025-Q3 stale |
| GOLDMAN SACHS GROUP INC trimmed | 8,700 | $591K | 0.2% | 2025-Q3 stale |
| Swisher Financial Concepts, Inc. trimmed | 5,830 | $378K | 0.1% | 2025-Q2 stale |
| Beacon Pointe Advisors, LLC added | 4,162 | $281K | 0.1% | 2025-Q4 stale |
| Parcion Private Wealth LLC | 3,298 | $223K | 0.1% | 2025-Q4 stale |
| Montis Financial, LLC trimmed | 3,629 | $202K | 0.1% | 2025-Q1 stale |
| Tortoise Investment Management, LLC | 2,527 | $172K | 0.0% | 2025-Q3 stale |
| Global Retirement Partners, LLC added | 2,040 | $138K | 0.0% | 2025-Q4 stale |
| NewEdge Advisors, LLC | 2,000 | $135K | 0.0% | 2025-Q4 stale |
| MARYLAND CAPITAL ADVISORS INC. trimmed | 1,382 | $93K | 0.0% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.