Who owns ECC (ECC)
Which tracked institutional funds hold ECC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ECC company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on ECC is one-sided between 2025-Q4 and 2026-Q1: 5 added or opened and 23 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
ECC’s largest tracked holder by dollar value, STONE POINT CAPITAL LLC, sizes it at 100.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 100.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in ECC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 109 tracked filers holding ECC, 57 increased or opened the position and 66 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in ECC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- Blackstone Inc.$3M
Full exits 7
- RIVERNORTH CAPITAL MANAGEMENT, LLC$3M
- North Ground Capital$2M
- J.W. COLE ADVISORS, INC.$2M
- INDEPENDENT FINANCIAL GROUP, LLC$2M
- Invesco Ltd.$1M
- Alpine Global Management, LLC$1M
Largest adds
- MORGAN STANLEY$6M
- ARES MANAGEMENT LLC$2M
- Freestone Capital Holdings, LLC$402K
- Kovack Advisors, Inc.$259K
Largest trims
- STONE POINT CAPITAL LLC$12M
- INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$6M
- PFG Investments, LLC$2M
- JANE STREET GROUP, LLC$2M
- MONEY CONCEPTS CAPITAL CORP$2M
- RAYMOND JAMES FINANCIAL INC$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| STONE POINT CAPITAL LLC | 5,822,728 | $22M | 18.2% | 2026-Q1 |
| MORGAN STANLEY added | 5,413,529 | $20M | 16.9% | 2026-Q1 |
| ARES MANAGEMENT LLC added | 1,071,148 | $4M | 3.3% | 2026-Q1 |
| Freestone Capital Holdings, LLC added | 916,289 | $3M | 2.9% | 2026-Q1 |
| Blackstone Inc. new | 750,000 | $3M | 2.3% | 2026-Q1 |
| PFG Investments, LLC trimmed | 651,765 | $2M | 2.0% | 2026-Q1 |
| Legacy Wealth Managment, LLC/ID added | 575,559 | $2M | 1.8% | 2026-Q1 |
| Virtus Investment Advisers, LLC added | 467,814 | $2M | 1.5% | 2026-Q1 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed | 397,427 | $2M | 1.3% | 2026-Q1 |
| &PARTNERS added | 287,221 | $1M | 0.9% | 2026-Q1 |
| BI Asset Management Fondsmaeglerselskab A/S added | 255,535 | $961K | 0.8% | 2026-Q1 |
| Rockefeller Capital Management L.P. trimmed | 243,982 | $917K | 0.8% | 2026-Q1 |
| XTX Topco Ltd added | 239,726 | $901K | 0.7% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 232,098 | $873K | 0.7% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 199,577 | $750K | 0.6% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 179,575 | $675K | 0.6% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 179,280 | $674K | 0.6% | 2026-Q1 |
| WEDBUSH SECURITIES INC trimmed | 177,786 | $668K | 0.6% | 2026-Q1 |
| Samalin Investment Counsel, LLC added | 147,294 | $554K | 0.5% | 2026-Q1 |
| Cetera Investment Advisers added | 142,565 | $536K | 0.4% | 2026-Q1 |
| LPL Financial LLC trimmed | 116,895 | $440K | 0.4% | 2026-Q1 |
| MONEY CONCEPTS CAPITAL CORP trimmed | 113,479 | $427K | 0.4% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 111,394 | $419K | 0.3% | 2026-Q1 |
| Apollon Wealth Management, LLC added | 96,673 | $363K | 0.3% | 2026-Q1 |
| Balboa Wealth Partners trimmed | 89,903 | $338K | 0.3% | 2026-Q1 |
| Magnolia Private Wealth, LLC new | 87,250 | $328K | 0.3% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 82,817 | $311K | 0.3% | 2026-Q1 |
| Oxinas Partners, LLC trimmed | 81,600 | $307K | 0.3% | 2026-Q1 |
| UBS Group AG trimmed | 72,692 | $273K | 0.2% | 2026-Q1 |
| Kovack Advisors, Inc. added | 71,756 | $271K | 0.2% | 2026-Q1 |
| Keudell/Morrison Wealth Management new | 71,709 | $270K | 0.2% | 2026-Q1 |
| PNC FINANCIAL SERVICES GROUP, INC. added | 56,624 | $213K | 0.2% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 50,878 | $191K | 0.2% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 49,442 | $186K | 0.2% | 2026-Q1 |
| Sage Capital Advisors,llc added | 46,076 | $173K | 0.1% | 2026-Q1 |
| Mariner, LLC added | 43,716 | $161K | 0.1% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 40,970 | $154K | 0.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 40,687 | $153K | 0.1% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 38,600 | $145K | 0.1% | 2026-Q1 |
| Chicago Partners Investment Group LLC added | 35,606 | $144K | 0.1% | 2026-Q1 |
| CIBC WORLD MARKET INC. added | 34,173 | $128K | 0.1% | 2026-Q1 |
| DOCK STREET ASSET MANAGEMENT INC | 32,954 | $124K | 0.1% | 2026-Q1 |
| Ferguson Shapiro LLC added | 32,624 | $123K | 0.1% | 2026-Q1 |
| MGO ONE SEVEN LLC trimmed | 31,524 | $119K | 0.1% | 2026-Q1 |
| Essex Financial Services, Inc. added | 30,408 | $114K | 0.1% | 2026-Q1 |
| Ballentine Partners, LLC | 24,269 | $91K | 0.1% | 2026-Q1 |
| HRT FINANCIAL LP trimmed | 21,109 | $79K | 0.1% | 2026-Q1 |
| M&T Bank Corp added | 18,841 | $71K | 0.1% | 2026-Q1 |
| HUB Investment Partners, LLC new | 16,697 | $63K | 0.1% | 2026-Q1 |
| IEQ CAPITAL, LLC | 16,689 | $63K | 0.1% | 2026-Q1 |
| Cerity Partners LLC | 16,595 | $62K | 0.1% | 2026-Q1 |
| Creative Planning added | 16,485 | $62K | 0.1% | 2026-Q1 |
| KINGSWOOD WEALTH ADVISORS, LLC added | 15,736 | $59K | 0.0% | 2026-Q1 |
| Fermata Advisors, LLC added | 15,408 | $58K | 0.0% | 2026-Q1 |
| FIRST FOUNDATION ADVISORS added | 15,333 | $58K | 0.0% | 2026-Q1 |
| B. Riley Wealth Advisors, Inc. trimmed | 15,385 | $56K | 0.0% | 2026-Q1 |
| Loews Corp new | 2,450,000 | $20M | 16.5% | 2025-Q1 stale |
| Legacy Investment Solutions, LLC trimmed | 508,109 | $4M | 3.2% | 2025-Q2 stale |
| RIVERNORTH CAPITAL MANAGEMENT, LLC new | 454,249 | $3M | 2.2% | 2025-Q4 stale |
| North Ground Capital trimmed | 390,468 | $2M | 1.9% | 2025-Q4 stale |
| Cadent Capital Advisors, LLC added | 255,502 | $2M | 1.6% | 2025-Q2 stale |
| J.W. COLE ADVISORS, INC. added | 319,506 | $2M | 1.5% | 2025-Q4 stale |
| INDEPENDENT FINANCIAL GROUP, LLC added | 314,636 | $2M | 1.5% | 2025-Q4 stale |
| BARD ASSOCIATES INC trimmed | 206,267 | $2M | 1.4% | 2025-Q1 stale |
| Invesco Ltd. added | 201,527 | $1M | 1.0% | 2025-Q4 stale |
| Alpine Global Management, LLC new | 191,472 | $1M | 0.9% | 2025-Q4 stale |
| Main Street Financial Solutions, LLC trimmed | 99,029 | $759K | 0.6% | 2025-Q2 stale |
| Thomas J. Herzfeld Advisors, Inc. added | 124,736 | $718K | 0.6% | 2025-Q4 stale |
| SFI Advisors, LLC added | 65,173 | $528K | 0.4% | 2025-Q1 stale |
| Herold Advisors, Inc. new | 53,050 | $406K | 0.3% | 2025-Q2 stale |
| Parisi Gray Wealth Management added | 68,724 | $396K | 0.3% | 2025-Q4 stale |
| Quadrature Capital Ltd trimmed | 67,546 | $389K | 0.3% | 2025-Q4 stale |
| Financial Advocates Investment Management trimmed | 43,914 | $356K | 0.3% | 2025-Q1 stale |
| Marex Group plc trimmed | 36,999 | $213K | 0.2% | 2025-Q4 stale |
| Castleview Partners, LLC new | 36,200 | $209K | 0.2% | 2025-Q4 stale |
| CFO4Life Group, LLC added | 36,175 | $208K | 0.2% | 2025-Q4 stale |
| Vident Advisory, LLC new | 26,902 | $206K | 0.2% | 2025-Q2 stale |
| Global Assets Advisory, LLC added | 32,433 | $187K | 0.2% | 2025-Q4 stale |
| Cresset Asset Management, LLC | 30,187 | $174K | 0.1% | 2025-Q4 stale |
| CastleKnight Management LP | 22,400 | $148K | 0.1% | 2025-Q3 stale |
| Lido Advisors, LLC added | 18,744 | $144K | 0.1% | 2025-Q2 stale |
| MATRIX PRIVATE CAPITAL GROUP LLC trimmed | 17,800 | $136K | 0.1% | 2025-Q2 stale |
| Nadler Financial Group, Inc. added | 17,089 | $131K | 0.1% | 2025-Q2 stale |
| World Investment Advisors | 19,800 | $114K | 0.1% | 2025-Q4 stale |
| Global Retirement Partners, LLC added | 18,912 | $109K | 0.1% | 2025-Q4 stale |
| Arete Wealth Advisors, LLC trimmed | 18,485 | $106K | 0.1% | 2025-Q4 stale |
| Corient Private Wealth LLC added | 18,366 | $106K | 0.1% | 2025-Q4 stale |
| STEPHENS INC /AR/ | 15,000 | $99K | 0.1% | 2025-Q3 stale |
| BLUEFIN CAPITAL MANAGEMENT, LLC new | 12,000 | $97K | 0.1% | 2025-Q1 stale |
| Transce3nd, LLC added | 12,626 | $97K | 0.1% | 2025-Q2 stale |
| BANK OF AMERICA CORP /DE/ trimmed | 15,308 | $88K | 0.1% | 2025-Q4 stale |
| Worth Asset Management, LLC trimmed | 10,667 | $82K | 0.1% | 2025-Q2 stale |
| SUMMITRY LLC | 12,000 | $79K | 0.1% | 2025-Q3 stale |
| Wealthcare Advisory Partners LLC new | 13,417 | $77K | 0.1% | 2025-Q4 stale |
| Orange Investment Advisors, Inc. | 10,500 | $69K | 0.1% | 2025-Q3 stale |
| Abel Hall, LLC new | 10,000 | $66K | 0.1% | 2025-Q3 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 10,659 | $61K | 0.1% | 2025-Q4 stale |
| Arlington Capital Management, Inc. trimmed | 10,360 | $60K | 0.0% | 2025-Q4 stale |
| Per Stirling Capital Management, LLC. | 10,100 | $58K | 0.0% | 2025-Q4 stale |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 10,047 | $58K | 0.0% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.