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Institutional Ownership · SEC Form 13F

Who owns Duos Technologies Group (DUOT)


Which tracked institutional funds hold DUOT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DUOT company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

96
Institutional holders
18M
Shares held (tracked funds)
89.0%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on DUOT is one-sided between 2026-Q1 and 2026-Q2: 36 added or opened and 9 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

DUOT’s largest tracked holder by dollar value, Alyeska Investment Group, L.P., sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in DUOT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 96 tracked filers holding DUOT, 72 increased or opened the position and 36 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in DUOT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 13

  • CANTOR FITZGERALD, L. P.$4M
  • HighMark Wealth Management LLC$3M
  • SILVERCREST ASSET MANAGEMENT GROUP LLC$3M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$2M
  • PEAK6 LLC$943K
  • Informed Momentum Co LLC$775K

Full exits 6

  • Covalis Capital LLP$5M
  • Regal Partners Ltd$3M
  • MILLENNIUM MANAGEMENT LLC$2M
  • Qube Research & Technologies Ltd$949K
  • 683 Capital Management, LLC$730K
  • Fund 1 Investments, LLC$514K

Largest adds

  • BlackRock, Inc.$19M
  • Alyeska Investment Group, L.P.$11M
  • Bleichroeder LP$8M
  • Northern Right Capital Management, L.P.$7M
  • JANE STREET GROUP, LLC$7M
  • VANGUARD CAPITAL MANAGEMENT LLC$7M

Largest trims

  • BALYASNY ASSET MANAGEMENT L.P.$2M
  • GRATIA CAPITAL, LLC$736K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$446K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Alyeska Investment Group, L.P. added2,000,000$24M10.1%2026-Q2
BlackRock, Inc. added1,657,657$20M8.4%2026-Q2
Bleichroeder LP1,627,806$20M8.2%2026-Q2
ROYAL BANK OF CANADA trimmed1,330,063$16M6.7%2026-Q2
Northern Right Capital Management, L.P. added1,219,122$15M6.2%2026-Q2
MORGAN STANLEY added1,177,994$14M6.0%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added1,130,835$14M5.7%2026-Q2
Shay Capital LLC added931,635$11M4.7%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added635,008$8M3.2%2026-Q2
JANE STREET GROUP, LLC added613,248$7M3.1%2026-Q2
Private Advisor Group, LLC added511,000$6M2.6%2026-Q2
STATE STREET CORP added431,478$5M2.2%2026-Q2
UBS Group AG trimmed323,188$4M1.6%2026-Q2
Potomac Capital Management, Inc. trimmed313,300$4M1.6%2026-Q2
CANTOR FITZGERALD, L. P. added300,000$4M1.5%2026-Q2
HighMark Wealth Management LLC new289,884$3M1.5%2026-Q2
RENAISSANCE TECHNOLOGIES LLC added287,200$3M1.5%2026-Q2
GRATIA CAPITAL, LLC trimmed270,275$3M1.4%2026-Q2
JPMORGAN CHASE & CO added266,160$3M1.3%2026-Q2
SILVERCREST ASSET MANAGEMENT GROUP LLC new242,536$3M1.2%2026-Q2
NORTHERN TRUST CORP added222,541$3M1.1%2026-Q2
CITADEL ADVISORS LLC added206,412$2M1.0%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC new182,369$2M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added171,220$2M0.9%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed151,961$2M0.8%2026-Q2
Squarepoint Ops LLC added134,888$2M0.7%2026-Q2
GOLDMAN SACHS GROUP INC added133,841$2M0.7%2026-Q2
Cruiser Capital Advisors, LLC added119,852$1M0.6%2026-Q2
PEAK6 LLC new78,562$943K0.4%2026-Q2
Informed Momentum Co LLC trimmed64,583$775K0.3%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC new64,249$771K0.3%2026-Q2
BNP PARIBAS FINANCIAL MARKETS new60,344$724K0.3%2026-Q2
Bank of New York Mellon Corp new57,297$688K0.3%2026-Q2
XTX Topco Ltd added57,258$687K0.3%2026-Q2
Diametric Capital, LP added54,119$649K0.3%2026-Q2
SEI INVESTMENTS CO trimmed46,536$558K0.2%2026-Q2
Nuveen, LLC new43,283$519K0.2%2026-Q2
CDC Financial, Inc. new40,000$480K0.2%2026-Q2
Black Maple Capital Management LP trimmed39,168$470K0.2%2026-Q2
IMC-Chicago, LLC new34,033$408K0.2%2026-Q2
D. E. Shaw & Co., Inc. new31,663$380K0.2%2026-Q2
RHUMBLINE ADVISERS new31,133$374K0.2%2026-Q2
GatePass Capital, LLC trimmed30,000$360K0.2%2026-Q2
JONES FINANCIAL COMPANIES LLLP trimmed29,550$339K0.1%2026-Q2
SIMPLEX TRADING, LLC added28,171$338K0.1%2026-Q2
Quadrature Capital Ltd added26,356$316K0.1%2026-Q2
DEUTSCHE BANK AG\ new26,281$315K0.1%2026-Q2
Mesirow Financial Investment Management, Inc.25,610$307K0.1%2026-Q2
Jump Financial, LLC new24,700$296K0.1%2026-Q2
FOX RUN MANAGEMENT, L.L.C. new24,392$293K0.1%2026-Q2
WELLS FARGO & COMPANY/MN new23,994$288K0.1%2026-Q2
LPL Financial LLC added22,820$274K0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ new21,997$264K0.1%2026-Q2
Quantbot Technologies LP new21,873$262K0.1%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed19,784$237K0.1%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC new24,707$230K0.1%2026-Q2
ESSEX INVESTMENT MANAGEMENT CO LLC trimmed19,083$229K0.1%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. trimmed19,039$228K0.1%2026-Q2
MetLife Investment Management, LLC new16,305$196K0.1%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV new15,100$181K0.1%2026-Q2
Invesco Ltd. new14,325$172K0.1%2026-Q2
GROUP ONE TRADING LLC new13,855$166K0.1%2026-Q2
Heck Capital Advisors, LLC new13,630$164K0.1%2026-Q2
CITIGROUP INC added12,378$149K0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. new12,121$145K0.1%2026-Q2
Themes Management Co LLC trimmed12,119$145K0.1%2026-Q2
C2C Wealth Management, LLC11,000$132K0.1%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed10,836$130K0.1%2026-Q2
Vanguard Global Advisers, LLC added10,257$123K0.1%2026-Q2
BLAIR WILLIAM & CO/IL new10,000$120K0.1%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND new9,200$110K0.0%2026-Q2
Police & Firemen's Retirement System of New Jersey new7,797$94K0.0%2026-Q2
US BANCORP \DE\ new7,000$84K0.0%2026-Q2
BARCLAYS PLC trimmed6,546$79K0.0%2026-Q2
Clearstead Advisors, LLC added6,000$72K0.0%2026-Q2
STRS OHIO new5,200$62K0.0%2026-Q2
Rockefeller Capital Management L.P. new3,500$42K0.0%2026-Q2
Legal & General Group Plc new2,567$31K0.0%2026-Q2
Ameritas Investment Partners, Inc. new2,399$29K0.0%2026-Q2
Cornerstone Planning Group LLC3,259$27K0.0%2026-Q2
Russell Investments Group, Ltd. trimmed2,114$25K0.0%2026-Q2
OSAIC HOLDINGS, INC. trimmed2,091$25K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed1,960$24K0.0%2026-Q2
Persistent Asset Partners Ltd new1,845$22K0.0%2026-Q2
FMR LLC added1,601$19K0.0%2026-Q2
Parallel Advisors, LLC new520$6K0.0%2026-Q2
SBI Securities Co., Ltd. added506$6K0.0%2026-Q2
Federation des caisses Desjardins du Quebec400$5K0.0%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM new364$4K0.0%2026-Q2
Integrated Wealth Concepts LLC new335$4K0.0%2026-Q2
FIFTH THIRD BANCORP trimmed210$3K0.0%2026-Q2
Sterling Capital Management LLC new120$1K0.0%2026-Q2
BARD ASSOCIATES INC108$1K0.0%2026-Q2
Rialto Wealth Management, LLC new78$9360.0%2026-Q2
NATIONAL BANK OF CANADA /FI/ added74$8900.0%2026-Q2
SHP Wealth Management10$1200.0%2026-Q2
Covalis Capital LLP new696,999$5M2.0%2026-Q1 stale (1 quarter behind)
Regal Partners Ltd new439,680$3M1.3%2026-Q1 stale (1 quarter behind)
MILLENNIUM MANAGEMENT LLC added345,454$2M1.0%2026-Q1 stale (1 quarter behind)
VANGUARD GROUP INC added769,950$9M3.7%2025-Q4 stale (2 quarters behind)

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership