Who owns SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (DIA)
Which tracked institutional funds hold DIA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DIA company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-02). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on DIA is one-sided between 2026-Q1 and 2026-Q2: 388 added or opened and 128 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
DIA’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.1pp gap the other way — the median holder sizes DIA more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in DIA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 1392 tracked filers holding DIA, 569 increased or opened the position and 548 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in DIA between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 51
- Kirkwood Financial Services$34M
- SUMMIT SECURITIES GROUP LLC$30M
- GenWealth Group, Inc.$28M
- Better Way Financial, LLC$23M
- TUDOR INVESTMENT CORP ET AL$21M
- TORONTO DOMINION BANK$17M
Full exits 75
- MIRAE ASSET SECURITIES (USA) INC.$93M
- HRT FINANCIAL LP$90M
- SG Americas Securities, LLC$69M
- SUMITOMO MITSUI FINANCIAL GROUP, INC.$59M
- Cambridge Investment Research Advisors, Inc.$49M
- HighTower Advisors, LLC$48M
Largest adds
- IMC-Chicago, LLC$598M
- Qube Research & Technologies Ltd$253M
- Optiver Holding B.V.$206M
- BANK OF MONTREAL /CAN/$193M
- LPL Financial LLC$119M
- ROYAL BANK OF CANADA$71M
Largest trims
- GOLDMAN SACHS GROUP INC$1.7B
- CITADEL ADVISORS LLC$1.4B
- MILLENNIUM MANAGEMENT LLC$59M
- CITIGROUP INC$52M
- AIA Group Ltd$29M
- THOR TRADING ADVISORS, LLC$23M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY trimmed | 3,331,265 | $1.7B | 13.6% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 2,098,332 | $1.1B | 8.6% | 2026-Q2 |
| LPL Financial LLC added | 1,667,199 | $871M | 6.8% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 1,206,147 | $630M | 4.9% | 2026-Q2 |
| IMC-Chicago, LLC added | 1,202,720 | $628M | 4.9% | 2026-Q2 |
| BANK OF MONTREAL /CAN/ added | 907,796 | $474M | 3.7% | 2026-Q2 |
| UBS Group AG trimmed | 892,291 | $466M | 3.7% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 849,328 | $444M | 3.5% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 703,406 | $367M | 2.9% | 2026-Q2 |
| Qube Research & Technologies Ltd added | 698,432 | $365M | 2.9% | 2026-Q2 |
| Focus Partners Wealth trimmed | 570,448 | $298M | 2.3% | 2026-Q2 |
| Optiver Holding B.V. added | 520,429 | $272M | 2.1% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 503,027 | $263M | 2.1% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC trimmed | 474,116 | $248M | 1.9% | 2026-Q2 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN | 391,575 | $205M | 1.6% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 313,694 | $164M | 1.3% | 2026-Q2 |
| BNP PARIBAS FINANCIAL MARKETS added | 311,130 | $163M | 1.3% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP added | 292,057 | $151M | 1.2% | 2026-Q2 |
| CITIGROUP INC trimmed | 283,870 | $148M | 1.2% | 2026-Q2 |
| Cetera Investment Advisers added | 270,981 | $142M | 1.1% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 264,408 | $138M | 1.1% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 251,808 | $132M | 1.0% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 236,510 | $124M | 1.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 225,299 | $118M | 0.9% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 214,385 | $112M | 0.9% | 2026-Q2 |
| ARKANSAS FINANCIAL GROUP, INC. trimmed | 213,367 | $111M | 0.9% | 2026-Q2 |
| BANK OF NOVA SCOTIA added | 207,309 | $108M | 0.8% | 2026-Q2 |
| Berkshire Money Management, Inc. trimmed | 204,256 | $107M | 0.8% | 2026-Q2 |
| JANE STREET GROUP, LLC added | 202,508 | $106M | 0.8% | 2026-Q2 |
| Sanctuary Advisors, LLC added | 166,080 | $87M | 0.7% | 2026-Q2 |
| STIFEL FINANCIAL CORP trimmed | 164,452 | $86M | 0.7% | 2026-Q2 |
| PNC Financial Services Group, Inc. trimmed | 162,003 | $85M | 0.7% | 2026-Q2 |
| TRUIST FINANCIAL CORP trimmed | 144,531 | $76M | 0.6% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS added | 136,606 | $71M | 0.6% | 2026-Q2 |
| THOR TRADING ADVISORS, LLC trimmed | 134,499 | $70M | 0.6% | 2026-Q2 |
| ALKEON CAPITAL MANAGEMENT LLC | 119,700 | $63M | 0.5% | 2026-Q2 |
| Atria Investments, Inc trimmed | 114,022 | $60M | 0.5% | 2026-Q2 |
| Creative Planning added | 112,629 | $59M | 0.5% | 2026-Q2 |
| TCP Asset Management, LLC added | 111,749 | $58M | 0.5% | 2026-Q2 |
| Heck Capital Advisors, LLC added | 109,655 | $57M | 0.4% | 2026-Q2 |
| FMR LLC added | 108,031 | $56M | 0.4% | 2026-Q2 |
| CM WEALTH ADVISORS LLC trimmed | 106,644 | $56M | 0.4% | 2026-Q2 |
| STEPHENS INC /AR/ added | 102,905 | $54M | 0.4% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP added | 102,705 | $54M | 0.4% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 97,396 | $51M | 0.4% | 2026-Q2 |
| BARCLAYS PLC added | 95,892 | $50M | 0.4% | 2026-Q2 |
| CIBC WORLD MARKET INC. added | 93,356 | $49M | 0.4% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 91,438 | $48M | 0.4% | 2026-Q2 |
| Cerity Partners LLC trimmed | 86,213 | $45M | 0.4% | 2026-Q2 |
| NewEdge Advisors, LLC added | 85,305 | $45M | 0.3% | 2026-Q2 |
| STEEL GROVE CAPITAL ADVISORS, LLC | 84,570 | $44M | 0.3% | 2026-Q2 |
| Integrated Wealth Concepts LLC added | 81,409 | $43M | 0.3% | 2026-Q2 |
| Mariner, LLC trimmed | 81,231 | $42M | 0.3% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC trimmed | 72,963 | $38M | 0.3% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 69,336 | $36M | 0.3% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 66,268 | $34M | 0.3% | 2026-Q2 |
| Kirkwood Financial Services new | 65,577 | $34M | 0.3% | 2026-Q2 |
| INTEGRITY ALLIANCE, LLC. added | 64,857 | $34M | 0.3% | 2026-Q2 |
| NORTHERN TRUST CORP trimmed | 61,574 | $32M | 0.3% | 2026-Q2 |
| Shulman DeMeo Asset Management LLC trimmed | 59,768 | $31M | 0.2% | 2026-Q2 |
| CHARTIST INC /CA/ trimmed | 59,471 | $31M | 0.2% | 2026-Q2 |
| Bank of New York Mellon Corp trimmed | 58,707 | $31M | 0.2% | 2026-Q2 |
| SUMMIT SECURITIES GROUP LLC added | 56,879 | $30M | 0.2% | 2026-Q2 |
| SteelPeak Wealth, LLC trimmed | 55,198 | $29M | 0.2% | 2026-Q2 |
| GenWealth Group, Inc. added | 53,785 | $28M | 0.2% | 2026-Q2 |
| MEITAV INVESTMENT HOUSE LTD added | 53,725 | $28M | 0.2% | 2026-Q2 |
| Mine & Arao Wealth Creation & Management, LLC. trimmed | 52,051 | $27M | 0.2% | 2026-Q2 |
| Johnson Bixby & Associates, LLC trimmed | 51,356 | $27M | 0.2% | 2026-Q2 |
| Equitable Holdings, Inc. added | 49,260 | $26M | 0.2% | 2026-Q2 |
| Conservest Capital Advisors, Inc. trimmed | 48,553 | $25M | 0.2% | 2026-Q2 |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $25M | 0.2% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. added | 48,257 | $25M | 0.2% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 45,376 | $24M | 0.2% | 2026-Q2 |
| Clarity Wealth Advisors, LLC added | 45,279 | $24M | 0.2% | 2026-Q2 |
| AMG National Trust Bank trimmed | 45,214 | $24M | 0.2% | 2026-Q2 |
| Summit Financial, LLC trimmed | 44,815 | $23M | 0.2% | 2026-Q2 |
| Better Way Financial, LLC new | 44,732 | $23M | 0.2% | 2026-Q2 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 43,000 | $22M | 0.2% | 2026-Q2 |
| Baird Financial Group, Inc. added | 42,544 | $22M | 0.2% | 2026-Q2 |
| PINNACLE ASSOCIATES LTD trimmed | 42,249 | $22M | 0.2% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 41,991 | $22M | 0.2% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 40,719 | $21M | 0.2% | 2026-Q2 |
| TUDOR INVESTMENT CORP ET AL added | 40,599 | $21M | 0.2% | 2026-Q2 |
| BLAIR WILLIAM & CO/IL trimmed | 40,400 | $21M | 0.2% | 2026-Q2 |
| Allworth Financial LP trimmed | 39,524 | $21M | 0.2% | 2026-Q2 |
| StoryOne LLC added | 39,490 | $21M | 0.2% | 2026-Q2 |
| HSBC HOLDINGS PLC added | 38,565 | $21M | 0.2% | 2026-Q2 |
| Concurrent Investment Advisors, LLC added | 38,451 | $20M | 0.2% | 2026-Q2 |
| Cornerstone Wealth Management, LLC added | 38,053 | $20M | 0.2% | 2026-Q2 |
| Prospera Financial Services Inc added | 38,047 | $20M | 0.2% | 2026-Q2 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV added | 37,426 | $20M | 0.2% | 2026-Q2 |
| AQR CAPITAL MANAGEMENT LLC added | 37,309 | $19M | 0.2% | 2026-Q2 |
| &PARTNERS added | 37,300 | $20M | 0.2% | 2026-Q2 |
| NATIXIS added | 37,243 | $19M | 0.2% | 2026-Q2 |
| PITTENGER & ANDERSON INC added | 36,759 | $19M | 0.2% | 2026-Q2 |
| Financial Concepts Unlimited, Inc. added | 36,569 | $19M | 0.1% | 2026-Q2 |
| TD Waterhouse Canada Inc. added | 36,204 | $19M | 0.1% | 2026-Q2 |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE added | 36,193 | $19M | 0.1% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 35,343 | $18M | 0.1% | 2026-Q2 |
| COMMERCE BANK trimmed | 34,909 | $18M | 0.1% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.