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Institutional Ownership · SEC Form 13F

Who owns DFVX (DFVX)


Which tracked institutional funds hold DFVX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DFVX company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

42
Institutional holders
5,810,348
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on DFVX is one-sided between 2025-Q4 and 2026-Q1: 8 added or opened and 2 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

DFVX’s largest tracked holder by dollar value, HBK Sorce Advisory LLC, sizes it at 7.3% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 7.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in DFVX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 42 tracked filers holding DFVX, 22 increased or opened the position and 15 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in DFVX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Largest adds

  • HBK Sorce Advisory LLC$21M
  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$8M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
  • CURIO WEALTH, LLC$681K
  • Chicago Partners Investment Group LLC$530K
  • Elite Life Management LLC$431K

Largest trims

  • CITADEL ADVISORS LLC$2M
  • EWA, LLC$298K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
HBK Sorce Advisory LLC added4,425,007$357M77.0%2026-Q1
Wealthquest Corp415,700$31M6.7%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added322,120$24M5.2%2026-Q1
CURIO WEALTH, LLC added115,765$9M1.9%2026-Q1
Chicago Partners Investment Group LLC added95,059$8M1.6%2026-Q1
Elite Life Management LLC added81,806$7M1.4%2026-Q1
M Holdings Securities, Inc.67,918$5M1.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added48,092$4M0.8%2026-Q1
Medallion Wealth Advisors, LLC added46,756$3M0.7%2026-Q1
UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC added43,013$3M0.7%2026-Q1
CITADEL ADVISORS LLC trimmed17,680$1M0.3%2026-Q1
First Financial Group Corp added17,670$1M0.3%2026-Q1
WPWealth LLP16,590$1M0.3%2026-Q1
Vantage Point Financial LLC trimmed12,212$907K0.2%2026-Q1
CARY STREET PARTNERS FINANCIAL LLC trimmed11,290$839K0.2%2026-Q1
EWA, LLC trimmed10,823$804K0.2%2026-Q1
Pinion Investment Advisors, LLC trimmed10,485$779K0.2%2026-Q1
American Investment Services, Inc. trimmed9,210$684K0.1%2026-Q1
LPL Financial LLC added8,642$642K0.1%2026-Q1
Northwest Bancshares, Inc.5,883$437K0.1%2026-Q1
PRIVATE TRUST CO NA4,739$352K0.1%2026-Q1
Rockwood Wealth Management, LLC3,983$296K0.1%2026-Q1
HighTower Advisors, LLC added3,780$281K0.1%2026-Q1
Betterment LLC new3,089$230K0.0%2026-Q1
Strategic Investment Solutions, Inc. /IL added2,959$220K0.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added1,957$145K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new1,715$127K0.0%2026-Q1
Signature Resources Capital Management, LLC1,500$111K0.0%2026-Q1
CWM, LLC1,077$80K0.0%2026-Q1
HARBOUR INVESTMENTS, INC. new895$67K0.0%2026-Q1
Farther Finance Advisors, LLC new616$46K0.0%2026-Q1
OSAIC HOLDINGS, INC. added555$41K0.0%2026-Q1
CARY STREET PARTNERS INVESTMENT ADVISORY LLC added525$39K0.0%2026-Q1
ASSETMARK, INC added378$28K0.0%2026-Q1
Crews Bank & Trust new325$24K0.0%2026-Q1
Allworth Financial LP added137$10K0.0%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. trimmed125$9K0.0%2026-Q1
MORGAN STANLEY trimmed114$8K0.0%2026-Q1
ELEVATE WEALTH ADVISORY, INC trimmed70$5K0.0%2026-Q1
Colonial Trust Co / SC56$4K0.0%2026-Q1
CITIGROUP INC trimmed32$2K0.0%2026-Q1
JPMORGAN CHASE & CO0$120.0%2026-Q1
MOSAIC FAMILY WEALTH PARTNERS, LLC new13,648$875K0.2%2025-Q1 stale
SC&H Financial Advisors, Inc. added4,788$330K0.1%2025-Q2 stale
Orion Capital Management LLC new4,226$271K0.1%2025-Q1 stale
Bill Few Associates, Inc. new3,459$252K0.1%2025-Q3 stale
Cambridge Investment Research Advisors, Inc. new3,264$209K0.0%2025-Q1 stale
WELLS FARGO & COMPANY/MN1,503$112K0.0%2025-Q4 stale
OPTIMA CAPITAL LLC new1,345$100K0.0%2025-Q4 stale
ROYAL BANK OF CANADA trimmed326$24K0.0%2025-Q4 stale
Tortoise Investment Management, LLC new310$20K0.0%2025-Q1 stale
UBS Group AG trimmed99$7K0.0%2025-Q4 stale
AdvisorNet Financial, Inc8$5130.0%2025-Q1 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale
JONES FINANCIAL COMPANIES LLLP new00.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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