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Institutional Ownership · SEC Form 13F

Who owns DFAX (DFAX)


Which tracked institutional funds hold DFAX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DFAX company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

691
Institutional holders
257,694,725
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on DFAX is one-sided between 2025-Q4 and 2026-Q1: 188 added or opened and 60 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

DFAX’s largest tracked holder by dollar value, Focus Partners Wealth, sizes it at 0.4% of its own reported 13F book, while the median holder sizes it at 4.0% of theirs — a 3.6pp gap the other way — the median holder sizes DFAX more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in DFAX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 691 tracked filers holding DFAX, 337 increased or opened the position and 285 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in DFAX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 28

  • GOLDMAN SACHS GROUP INC$21M
  • JANE STREET GROUP, LLC$15M
  • REGIMEN WEALTH, LLC$12M
  • TRB Wealth Management, LLC$11M
  • PARK AVENUE SECURITIES LLC$8M
  • 626 Financial, LLC$5M

Full exits 18

  • COMERICA BANK$110M
  • Grunden Financial Advisory, Inc.$17M
  • TrueWealth Financial Partners$8M
  • AXXCESS WEALTH MANAGEMENT, LLC$8M
  • OLD MISSION CAPITAL LLC$6M
  • Platform Wealth Management, LLC$5M

Largest adds

  • FIFTH THIRD BANCORP$119M
  • JPMORGAN CHASE & CO$35M
  • Allworth Financial LP$30M
  • LPL Financial LLC$28M
  • Apella Capital, LLC$23M
  • BANK OF AMERICA CORP /DE/$19M

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$56M
  • BlueSky Wealth Advisors, LLC$27M
  • IFG Advisory, LLC$20M
  • Henrickson Nauta Wealth Advisors, Inc.$8M
  • CITADEL ADVISORS LLC$7M
  • Asset Dedication, LLC$6M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Focus Partners Wealth trimmed10,402,150$353M4.8%2026-Q1
LPL Financial LLC added8,590,950$292M3.9%2026-Q1
ALERUS FINANCIAL NA trimmed8,416,314$286M3.8%2026-Q1
Geometric Wealth Advisors added7,454,243$253M3.4%2026-Q1
Allworth Financial LP added7,258,730$247M3.3%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added6,604,704$224M3.0%2026-Q1
MONOGRAPH WEALTH ADVISORS, LLC added6,166,855$209M2.8%2026-Q1
GLENMEDE TRUST CO NA added5,208,807$177M2.4%2026-Q1
Great Waters Wealth Management added4,886,852$166M2.2%2026-Q1
FACTORY MUTUAL INSURANCE CO4,806,630$163M2.2%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added4,323,741$147M2.0%2026-Q1
Plancorp, LLC trimmed3,942,065$142M1.9%2026-Q1
ROYAL BANK OF CANADA added3,769,013$128M1.7%2026-Q1
JFS WEALTH ADVISORS, LLC trimmed3,737,287$127M1.7%2026-Q1
Focus Partners Advisor Solutions, LLC added3,727,832$127M1.7%2026-Q1
Triune Financial Partners, LLC added3,630,000$123M1.7%2026-Q1
FIFTH THIRD BANCORP added3,513,309$119M1.6%2026-Q1
CAPTRUST FINANCIAL ADVISORS added2,952,121$100M1.4%2026-Q1
ASSETMARK, INC trimmed2,875,490$98M1.3%2026-Q1
D.A. DAVIDSON & CO. trimmed2,783,778$95M1.3%2026-Q1
Pathstone Holdings, LLC trimmed2,541,201$86M1.2%2026-Q1
UBS Group AG added2,518,742$86M1.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added2,497,062$85M1.1%2026-Q1
BANK OF AMERICA CORP /DE/ added2,450,708$83M1.1%2026-Q1
Planning Center, Inc. trimmed2,434,023$83M1.1%2026-Q1
Core Wealth Management, Inc. trimmed2,394,043$81M1.1%2026-Q1
Morton Capital Management LLC/CA added2,391,645$81M1.1%2026-Q1
GeoWealth Management, LLC trimmed2,390,556$81M1.1%2026-Q1
New Capital Management LP added2,387,805$81M1.1%2026-Q1
Evanson Asset Management, LLC added2,304,226$78M1.1%2026-Q1
Creative Capital Management Investments LLC added2,150,975$73M1.0%2026-Q1
Tumwater Wealth Management, LLC trimmed2,148,190$73M1.0%2026-Q1
Greenspring Advisors, LLC trimmed2,143,587$73M1.0%2026-Q1
Capstone Financial Advisors, Inc. trimmed2,065,674$70M0.9%2026-Q1
Glassman Wealth Services added1,997,755$68M0.9%2026-Q1
Cardinal Point Capital Management ULC added1,949,020$66M0.9%2026-Q1
BetterWealth, LLC added1,822,328$62M0.8%2026-Q1
Confluence Wealth Services, Inc. trimmed1,764,001$60M0.8%2026-Q1
BAKER BOYER NATIONAL BANK added1,762,066$60M0.8%2026-Q1
Apella Capital, LLC added1,612,850$60M0.8%2026-Q1
Asset Dedication, LLC trimmed1,697,812$58M0.8%2026-Q1
Financial Symmetry Inc trimmed1,544,450$57M0.8%2026-Q1
Trellis Wealth Advisors LLC added1,621,272$55M0.7%2026-Q1
MARS JEWETT FINANCIAL GROUP, INC. trimmed1,589,820$54M0.7%2026-Q1
LRI Investments, LLC added1,573,458$53M0.7%2026-Q1
HFM Investment Advisors, LLC trimmed1,565,178$53M0.7%2026-Q1
JACKSON THORNTON WEALTH MANAGEMENT, LLC trimmed1,422,904$51M0.7%2026-Q1
Strathmore Capital Advisors, Inc. added1,401,514$51M0.7%2026-Q1
JPMORGAN CHASE & CO added1,502,018$50M0.7%2026-Q1
Altiora Financial Group, LLC added1,447,156$49M0.7%2026-Q1
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors trimmed1,416,825$48M0.6%2026-Q1
MASTER'S WEALTH MANAGEMENT INC. added1,394,816$47M0.6%2026-Q1
Johnson Wealth Management, LLC added1,327,681$45M0.6%2026-Q1
N.E.W. Advisory Services LLC trimmed1,323,626$45M0.6%2026-Q1
Warburton Capital Management, LLC added1,236,646$44M0.6%2026-Q1
DEMMING FINANCIAL SERVICES CORP /ADV added1,287,714$44M0.6%2026-Q1
ShankerValleau Wealth Advisors, Inc. trimmed1,276,502$43M0.6%2026-Q1
Financial Engines Advisors L.L.C. trimmed1,221,414$41M0.6%2026-Q1
Babb Wealth Advisors LLC trimmed1,206,924$41M0.6%2026-Q1
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC trimmed1,184,794$40M0.5%2026-Q1
Onyx Financial Advisors, LLC trimmed1,160,548$39M0.5%2026-Q1
Private Advisor Group, LLC trimmed1,153,055$39M0.5%2026-Q1
HighTower Advisors, LLC trimmed1,143,842$39M0.5%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added1,124,416$38M0.5%2026-Q1
CARDIFF PARK ADVISORS, LLC trimmed1,120,695$38M0.5%2026-Q1
VANCE WEALTH, LLC trimmed1,111,628$38M0.5%2026-Q1
Forum Financial Management, LP trimmed1,055,497$36M0.5%2026-Q1
CAHILL FINANCIAL ADVISORS INC added1,018,559$35M0.5%2026-Q1
Shearwater Capital LLC added903,646$31M0.4%2026-Q1
OneDigital Investment Advisors LLC added888,337$30M0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added876,378$30M0.4%2026-Q1
ACCREDITED INVESTOR SERVICES, LLC added866,264$29M0.4%2026-Q1
Cetera Investment Advisers trimmed855,795$29M0.4%2026-Q1
Meridian Wealth Partners, LLC trimmed852,469$29M0.4%2026-Q1
TCI Wealth Advisors, Inc. trimmed839,456$29M0.4%2026-Q1
Destiny Wealth Partners, LLC added811,078$28M0.4%2026-Q1
Savant Capital, LLC trimmed809,746$28M0.4%2026-Q1
RFG Advisory, LLC trimmed800,588$27M0.4%2026-Q1
Sensible Money, LLC trimmed733,377$25M0.3%2026-Q1
Financial Plan, Inc. trimmed731,319$25M0.3%2026-Q1
Glassy Mountain Advisors, Inc. added730,621$25M0.3%2026-Q1
Momentous Wealth Management, Inc. trimmed728,287$25M0.3%2026-Q1
ASPIRIANT, LLC727,702$25M0.3%2026-Q1
Conrad Siegel Investment Advisors, Inc. trimmed720,463$24M0.3%2026-Q1
Wolfstich Capital, LLC trimmed740,511$24M0.3%2026-Q1
Kestra Advisory Services, LLC added715,224$24M0.3%2026-Q1
Old Peak Finance LLC added712,295$24M0.3%2026-Q1
Chicago Partners Investment Group LLC trimmed643,051$23M0.3%2026-Q1
CHERRYDALE WEALTH MANAGEMENT, LLC trimmed681,936$23M0.3%2026-Q1
MilWealth Group LLC trimmed674,680$23M0.3%2026-Q1
Mariner, LLC added654,649$22M0.3%2026-Q1
marrick wealth, LLC added653,050$22M0.3%2026-Q1
LEGACY FINANCIAL GROUP, INC. trimmed645,085$22M0.3%2026-Q1
CONQUIS FINANCIAL LLC added600,657$22M0.3%2026-Q1
HTG Investment Advisors, Inc. added629,397$21M0.3%2026-Q1
GOLDMAN SACHS GROUP INC added625,195$21M0.3%2026-Q1
Farther Finance Advisors, LLC added611,688$21M0.3%2026-Q1
Glenmede Investment Management, LP added5,135,490$161M2.2%2025-Q3 stale
COMERICA BANK trimmed3,368,439$110M1.5%2025-Q4 stale
COBBLESTONE CAPITAL ADVISORS LLC /NY/ added2,762,854$87M1.2%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership