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Institutional Ownership · SEC Form 13F

Who owns DFAI (DFAI)


Which tracked institutional funds hold DFAI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See DFAI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

787
Institutional holders
335,373,926
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on DFAI is one-sided between 2025-Q4 and 2026-Q1: 310 added or opened and 78 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

DFAI’s largest tracked holder by dollar value, ENVESTNET ASSET MANAGEMENT INC, sizes it at 0.3% of its own reported 13F book, while the median holder sizes it at 2.5% of theirs — a 2.2pp gap the other way — the median holder sizes DFAI more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in DFAI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 787 tracked filers holding DFAI, 489 increased or opened the position and 262 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in DFAI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 28

  • First Command Advisory Services, Inc.$581M
  • Annex Advisory Services, LLC$152M
  • WNY Asset Management, LLC$56M
  • Owl Creek Wealth Partners LLC$17M
  • GK Wealth Management LLC$13M
  • Great Diamond Partners, LLC$10M

Full exits 27

  • AXXCESS WEALTH MANAGEMENT, LLC$27M
  • PURE PORTFOLIOS HOLDINGS LLC$10M
  • Platform Wealth Management, LLC$10M
  • Thrivent Financial for Lutherans$10M
  • Westwood Wealth Management$9M
  • Edge Financial Advisors LLC$9M

Largest adds

  • ENVESTNET ASSET MANAGEMENT INC$629M
  • McKinley Carter Wealth Services, Inc.$104M
  • Klaas Financial Asset Advisors, LLC$89M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$67M
  • HARBOUR INVESTMENTS, INC.$49M
  • MERCER GLOBAL ADVISORS INC /ADV$48M

Largest trims

  • PRUDENTIAL FINANCIAL INC$121M
  • JANE STREET GROUP, LLC$64M
  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$31M
  • NewEdge Advisors, LLC$17M
  • Austin Wealth Management, LLC$13M
  • Vermillion & White Wealth Management Group, LLC$9M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
ENVESTNET ASSET MANAGEMENT INC added25,959,915$1.0B10.0%2026-Q1
First Command Advisory Services, Inc. new14,912,688$581M5.7%2026-Q1
PRUDENTIAL FINANCIAL INC trimmed11,259,602$439M4.3%2026-Q1
COLDSTREAM CAPITAL MANAGEMENT INC added11,155,948$435M4.3%2026-Q1
&PARTNERS added9,105,172$355M3.5%2026-Q1
BANK OF AMERICA CORP /DE/ added8,894,919$347M3.4%2026-Q1
NORTHERN TRUST CORP added6,875,175$268M2.6%2026-Q1
SYM FINANCIAL Corp trimmed6,518,468$254M2.5%2026-Q1
ROYAL BANK OF CANADA added5,900,123$230M2.3%2026-Q1
Mariner, LLC added4,279,724$167M1.6%2026-Q1
UBS Group AG added4,194,947$163M1.6%2026-Q1
Root Financial Partners, LLC added4,167,029$162M1.6%2026-Q1
LPL Financial LLC added4,013,581$156M1.5%2026-Q1
Annex Advisory Services, LLC new3,912,260$152M1.5%2026-Q1
Moisand Fitzgerald Tamayo, LLC trimmed3,599,322$140M1.4%2026-Q1
McKinley Carter Wealth Services, Inc. added3,484,718$136M1.3%2026-Q1
Vise Technologies, Inc.3,408,299$130M1.3%2026-Q1
Corient Private Wealth LLC trimmed3,219,028$125M1.2%2026-Q1
One Capital Management, LLC added2,955,353$115M1.1%2026-Q1
Pure Financial Advisors, LLC trimmed2,945,842$115M1.1%2026-Q1
EVOKE WEALTH, LLC added2,935,091$114M1.1%2026-Q1
LVZ, Inc. added2,896,421$113M1.1%2026-Q1
OneDigital Investment Advisors LLC added2,741,547$107M1.1%2026-Q1
Sequoia Financial Advisors, LLC added2,715,179$106M1.0%2026-Q1
Clearstead Advisors, LLC added2,714,734$106M1.0%2026-Q1
FIRST NATIONAL BANK OF OMAHA added2,536,433$99M1.0%2026-Q1
HighTower Advisors, LLC added2,514,144$98M1.0%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added2,390,117$93M0.9%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added2,349,154$92M0.9%2026-Q1
Klaas Financial Asset Advisors, LLC added2,305,283$90M0.9%2026-Q1
Cetera Investment Advisers added2,290,075$89M0.9%2026-Q1
Focus Partners Wealth trimmed2,275,770$89M0.9%2026-Q1
MASECO LLP added2,267,385$88M0.9%2026-Q1
Focus Partners Advisor Solutions, LLC added2,223,212$87M0.9%2026-Q1
Marquette Asset Management, LLC added2,216,137$86M0.9%2026-Q1
Beacon Pointe Advisors, LLC added2,149,113$84M0.8%2026-Q1
Wealthspire Advisors, LLC trimmed1,991,210$78M0.8%2026-Q1
RAM Investment Partners, LLC added1,909,728$74M0.7%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added1,882,852$73M0.7%2026-Q1
Zhang Financial LLC added1,843,654$72M0.7%2026-Q1
EP Wealth Advisors, LLC trimmed1,832,034$71M0.7%2026-Q1
Berman McAleer LLC added1,830,009$71M0.7%2026-Q1
Kestra Investment Management, LLC added1,806,176$70M0.7%2026-Q1
Financial Management Professionals, Inc. added1,694,569$66M0.7%2026-Q1
BRIGHTON JONES LLC added1,584,483$62M0.6%2026-Q1
Apollon Wealth Management, LLC added1,555,006$61M0.6%2026-Q1
Bedel Financial Consulting, Inc. added1,528,044$60M0.6%2026-Q1
Bridgewater Advisors Inc. added1,414,582$59M0.6%2026-Q1
First National Advisers, LLC added1,460,459$57M0.6%2026-Q1
RVW Wealth, LLC trimmed1,456,488$57M0.6%2026-Q1
WNY Asset Management, LLC trimmed1,442,997$56M0.6%2026-Q1
Wealth Dimensions Group, Ltd. added1,422,691$55M0.5%2026-Q1
Pioneer Wealth Management Group added1,420,804$55M0.5%2026-Q1
McIlrath & Eck, LLC trimmed1,393,201$54M0.5%2026-Q1
Cerity Partners LLC added1,275,994$50M0.5%2026-Q1
HARBOUR INVESTMENTS, INC. added1,274,663$50M0.5%2026-Q1
Savant Capital, LLC added1,264,342$49M0.5%2026-Q1
Great Point Wealth Advisors, LLC added1,226,441$48M0.5%2026-Q1
Aquire Wealth Advisors, LLC added1,219,756$48M0.5%2026-Q1
RAYMOND JAMES FINANCIAL INC added1,209,653$47M0.5%2026-Q1
Apella Capital, LLC added1,113,561$46M0.5%2026-Q1
MAI Capital Management added1,191,936$46M0.5%2026-Q1
OSAIC HOLDINGS, INC. added1,173,213$46M0.5%2026-Q1
Private Advisor Group, LLC added1,155,451$45M0.4%2026-Q1
MATHER GROUP, LLC. added1,154,484$45M0.4%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed1,112,895$44M0.4%2026-Q1
Stadion Money Management, LLC added1,104,032$43M0.4%2026-Q1
Spinnaker Investment Group, LLC trimmed1,089,689$42M0.4%2026-Q1
HighPoint Advisor Group LLC added1,044,576$41M0.4%2026-Q1
Arista Wealth Management, LLC trimmed1,044,052$41M0.4%2026-Q1
Prudent Man Investment Management, Inc. added1,055,534$40M0.4%2026-Q1
Everhart Financial Group, Inc. added1,031,892$40M0.4%2026-Q1
JFS WEALTH ADVISORS, LLC added1,013,438$39M0.4%2026-Q1
Chico Wealth RIA added1,001,616$39M0.4%2026-Q1
Perigon Wealth Management, LLC added999,431$39M0.4%2026-Q1
Baird Financial Group, Inc. added970,233$38M0.4%2026-Q1
EARNED WEALTH ADVISORS, LLC added968,520$38M0.4%2026-Q1
Smartleaf Asset Management LLC added975,380$37M0.4%2026-Q1
SAX WEALTH ADVISORS, LLC trimmed957,467$36M0.4%2026-Q1
SC&H Financial Advisors, Inc. added932,172$36M0.4%2026-Q1
Annandale Capital, LLC trimmed917,085$36M0.4%2026-Q1
MISSION WEALTH MANAGEMENT, LP added916,983$36M0.4%2026-Q1
Crusonia Wealth Advisors LLC added887,494$35M0.3%2026-Q1
Pallas Capital Advisors LLC trimmed860,187$34M0.3%2026-Q1
Consilium Wealth Advisory, LLC added858,597$33M0.3%2026-Q1
LRI Investments, LLC trimmed844,333$33M0.3%2026-Q1
Amicus Financial Advisors, LLC trimmed841,797$33M0.3%2026-Q1
Financial Alternatives, Inc added829,923$32M0.3%2026-Q1
Trinity Financial Advisors LLC added825,547$32M0.3%2026-Q1
MML INVESTORS SERVICES, LLC trimmed824,320$32M0.3%2026-Q1
Monument Group Wealth Advisors, LLC added812,122$32M0.3%2026-Q1
Aptus Capital Advisors, LLC added793,779$31M0.3%2026-Q1
Valued Wealth Advisors LLC added790,903$31M0.3%2026-Q1
Joseph Group Capital Management added786,242$31M0.3%2026-Q1
Allworth Financial LP added778,415$30M0.3%2026-Q1
World Investment Advisors added766,554$30M0.3%2026-Q1
Physician Wealth Advisors, Inc. added763,480$30M0.3%2026-Q1
Cable Hill Partners, LLC added5,709,320$185M1.8%2025-Q1 stale
Hemington Wealth Management added1,569,043$57M0.6%2025-Q3 stale
Willow Creek Wealth Management Inc. added1,320,407$48M0.5%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership