Who owns CTA (CTA)
Which tracked institutional funds hold CTA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CTA company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on CTA is one-sided between 2025-Q4 and 2026-Q1: 101 added or opened and 32 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CTA’s largest tracked holder by dollar value, BANK OF AMERICA CORP /DE/, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 0.3pp gap the other way — the median holder sizes CTA more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in CTA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 236 tracked filers holding CTA, 157 increased or opened the position and 96 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CTA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 22
- Concurrent Investment Advisors, LLC$44M
- Beaumont Financial Advisors, LLC$15M
- MONEY CONCEPTS CAPITAL CORP$5M
- Simplify Asset Management Inc.$5M
- Waterloo Capital, L.P.$4M
- FINANCIAL DISCOVERY GROUP INC$4M
Full exits 11
- IFG Advisory, LLC$4M
- JANE STREET GROUP, LLC$2M
- Principia Wealth Advisory, LLC$2M
- AXXCESS WEALTH MANAGEMENT, LLC$2M
- CacheTech Inc.$1M
- Stratos Wealth Partners, LTD.$1M
Largest adds
- BANK OF AMERICA CORP /DE/$107M
- CITIGROUP INC$39M
- ENVESTNET ASSET MANAGEMENT INC$25M
- UBS Group AG$24M
- MML INVESTORS SERVICES, LLC$10M
- WELLS FARGO & COMPANY/MN$9M
Largest trims
- CWM, LLC$74M
- WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$20M
- POM Investment Strategies, LLC$6M
- Archford Capital Strategies, LLC$4M
- Clark Capital Management Group, Inc.$4M
- PEAK FINANCIAL ADVISORS LLC$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ added | 4,467,832 | $135M | 12.4% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 2,105,728 | $60M | 5.5% | 2026-Q1 |
| Boothe Investment Group, Inc. added | 1,738,929 | $53M | 4.8% | 2026-Q1 |
| Concurrent Investment Advisors, LLC new | 1,464,649 | $44M | 4.1% | 2026-Q1 |
| CITIGROUP INC added | 1,346,200 | $41M | 3.7% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 1,274,741 | $39M | 3.5% | 2026-Q1 |
| LPL Financial LLC trimmed | 1,053,741 | $32M | 2.9% | 2026-Q1 |
| Independence Wealth Advisors, LLC added | 951,474 | $29M | 2.6% | 2026-Q1 |
| AE Wealth Management LLC trimmed | 938,908 | $28M | 2.6% | 2026-Q1 |
| UBS Group AG added | 809,774 | $24M | 2.2% | 2026-Q1 |
| IAG Wealth Partners, LLC trimmed | 794,860 | $24M | 2.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 683,575 | $21M | 1.9% | 2026-Q1 |
| Altiora Financial Group, LLC trimmed | 630,394 | $19M | 1.7% | 2026-Q1 |
| ASSETMARK, INC trimmed | 526,114 | $16M | 1.5% | 2026-Q1 |
| Pasadena Private Wealth, LLC added | 523,677 | $16M | 1.4% | 2026-Q1 |
| ABBINGTON INVESTMENT GROUP added | 512,665 | $15M | 1.4% | 2026-Q1 |
| Beaumont Financial Advisors, LLC new | 501,007 | $15M | 1.4% | 2026-Q1 |
| &PARTNERS added | 488,589 | $15M | 1.4% | 2026-Q1 |
| Fielder Capital Group LLC added | 468,124 | $14M | 1.3% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC added | 435,211 | $13M | 1.2% | 2026-Q1 |
| PEAK FINANCIAL ADVISORS LLC trimmed | 430,361 | $13M | 1.2% | 2026-Q1 |
| Orion Porfolio Solutions, LLC trimmed | 423,820 | $13M | 1.2% | 2026-Q1 |
| New York Life Investment Management LLC trimmed | 404,628 | $12M | 1.1% | 2026-Q1 |
| Ferguson Shapiro LLC added | 402,709 | $12M | 1.1% | 2026-Q1 |
| Deane Retirement Strategies, Inc. added | 399,338 | $12M | 1.1% | 2026-Q1 |
| OmniStar Financial Group, Inc. added | 394,427 | $12M | 1.1% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 381,957 | $12M | 1.1% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 373,265 | $11M | 1.0% | 2026-Q1 |
| Compound Planning, Inc. added | 371,633 | $11M | 1.0% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 353,131 | $11M | 1.0% | 2026-Q1 |
| Beacon Capital Management, Inc. added | 349,018 | $11M | 1.0% | 2026-Q1 |
| THEORY FINANCIAL LLC added | 338,200 | $10M | 0.9% | 2026-Q1 |
| Elevated Capital Advisors, LLC added | 334,840 | $10M | 0.9% | 2026-Q1 |
| COWA, LLC added | 301,281 | $9M | 0.8% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 286,181 | $9M | 0.8% | 2026-Q1 |
| Aspen Wealth Strategies, LLC added | 261,936 | $8M | 0.7% | 2026-Q1 |
| Atria Investments, Inc added | 227,320 | $7M | 0.6% | 2026-Q1 |
| Philip James Wealth Mangement, LLC trimmed | 215,825 | $7M | 0.6% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 208,551 | $6M | 0.6% | 2026-Q1 |
| Longview Financial Advisors, Inc. added | 206,383 | $6M | 0.6% | 2026-Q1 |
| Belpointe Asset Management LLC added | 202,286 | $6M | 0.6% | 2026-Q1 |
| CSS LLC/IL added | 193,879 | $6M | 0.5% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 190,670 | $6M | 0.5% | 2026-Q1 |
| MORGAN STANLEY trimmed | 188,559 | $6M | 0.5% | 2026-Q1 |
| CWM, LLC trimmed | 187,250 | $6M | 0.5% | 2026-Q1 |
| MAI Capital Management trimmed | 182,837 | $6M | 0.5% | 2026-Q1 |
| Key Capital Management, INC added | 182,327 | $6M | 0.5% | 2026-Q1 |
| Clark Capital Management Group, Inc. trimmed | 173,373 | $5M | 0.5% | 2026-Q1 |
| Brookwood Investment Group LLC added | 172,807 | $5M | 0.5% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 165,102 | $5M | 0.5% | 2026-Q1 |
| NorthCrest Asset Manangement, LLC trimmed | 160,310 | $5M | 0.5% | 2026-Q1 |
| CreativeOne Wealth, LLC added | 160,820 | $5M | 0.4% | 2026-Q1 |
| MONEY CONCEPTS CAPITAL CORP added | 152,605 | $5M | 0.4% | 2026-Q1 |
| Simplify Asset Management Inc. added | 151,381 | $5M | 0.4% | 2026-Q1 |
| HOWARD BAILEY SECURITIES, LLC added | 139,571 | $4M | 0.4% | 2026-Q1 |
| PMV Capital Advisers, LLC added | 138,001 | $4M | 0.4% | 2026-Q1 |
| Fiduciary Alliance LLC added | 142,201 | $4M | 0.4% | 2026-Q1 |
| Upper Left Wealth Management, LLC added | 132,990 | $4M | 0.4% | 2026-Q1 |
| Waterloo Capital, L.P. new | 129,051 | $4M | 0.4% | 2026-Q1 |
| Clear Creek Financial Management, LLC added | 128,738 | $4M | 0.4% | 2026-Q1 |
| Cumberland Partners Ltd added | 125,469 | $4M | 0.3% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 125,127 | $4M | 0.3% | 2026-Q1 |
| TriaGen Wealth Management LLC added | 118,288 | $4M | 0.3% | 2026-Q1 |
| Dynamic Advisor Solutions LLC added | 117,962 | $4M | 0.3% | 2026-Q1 |
| FINANCIAL DISCOVERY GROUP INC new | 116,557 | $4M | 0.3% | 2026-Q1 |
| Western Wealth Management, LLC added | 114,544 | $3M | 0.3% | 2026-Q1 |
| B.O.S.S. Retirement Advisors, LLC added | 109,558 | $3M | 0.3% | 2026-Q1 |
| Sanctuary Advisors, LLC added | 107,759 | $3M | 0.3% | 2026-Q1 |
| Sound Financial Strategies Group, LLC added | 104,137 | $3M | 0.3% | 2026-Q1 |
| FSA Advisors, Inc. trimmed | 99,716 | $3M | 0.3% | 2026-Q1 |
| Apollon Wealth Management, LLC added | 98,295 | $3M | 0.3% | 2026-Q1 |
| Cambria Investment Management, L.P. added | 96,714 | $3M | 0.3% | 2026-Q1 |
| Encompass More Asset Management added | 96,301 | $3M | 0.3% | 2026-Q1 |
| Stratos Investment Management, LLC trimmed | 94,831 | $3M | 0.3% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 93,430 | $3M | 0.3% | 2026-Q1 |
| Almanack Investment Partners, LLC. new | 86,638 | $3M | 0.2% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 82,411 | $2M | 0.2% | 2026-Q1 |
| Vise Technologies, Inc. | 91,075 | $2M | 0.2% | 2026-Q1 |
| Wealthcare Advisory Partners LLC trimmed | 81,818 | $2M | 0.2% | 2026-Q1 |
| Empirical Asset Management, LLC added | 79,657 | $2M | 0.2% | 2026-Q1 |
| Beacon Capital Management, LLC trimmed | 79,524 | $2M | 0.2% | 2026-Q1 |
| Pekin Hardy Strauss, Inc. added | 79,413 | $2M | 0.2% | 2026-Q1 |
| MANNING & NAPIER ADVISORS LLC added | 76,725 | $2M | 0.2% | 2026-Q1 |
| Professional Financial Advisors, LLC added | 76,437 | $2M | 0.2% | 2026-Q1 |
| R. W. Roge & Company, Inc. trimmed | 76,423 | $2M | 0.2% | 2026-Q1 |
| Authentikos Wealth Advisory, LLC trimmed | 75,371 | $2M | 0.2% | 2026-Q1 |
| RETIREMENT GUYS FORMULA LLC added | 73,966 | $2M | 0.2% | 2026-Q1 |
| Collaborative Fund Advisors, LLC new | 73,361 | $2M | 0.2% | 2026-Q1 |
| Baird Financial Group, Inc. trimmed | 67,126 | $2M | 0.2% | 2026-Q1 |
| Orion Portfolio Solutions, LLC trimmed | 423,211 | $13M | 1.1% | 2025-Q1 stale |
| Whalen Wealth Management Inc. added | 310,696 | $9M | 0.8% | 2025-Q1 stale |
| Capital A Wealth Management, LLC new | 290,509 | $9M | 0.8% | 2025-Q1 stale |
| NAPA WEALTH MANAGEMENT trimmed | 210,055 | $6M | 0.5% | 2025-Q3 stale |
| Astor Investment Management LLC trimmed | 163,635 | $4M | 0.4% | 2025-Q2 stale |
| IFG Advisory, LLC new | 145,694 | $4M | 0.4% | 2025-Q4 stale |
| CLG LLC trimmed | 108,206 | $3M | 0.3% | 2025-Q2 stale |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 108,196 | $3M | 0.3% | 2025-Q2 stale |
| OneDigital Investment Advisors LLC trimmed | 91,951 | $3M | 0.2% | 2025-Q1 stale |
| SFG Wealth Management, LLC. added | 83,189 | $2M | 0.2% | 2025-Q1 stale |
| Empowered Funds, LLC added | 86,581 | $2M | 0.2% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.