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Institutional Ownership · SEC Form 13F

Who owns ConnectOne Bancorp, Inc. (CNOB)


Which tracked institutional funds hold CNOB, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CNOB company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

215
Institutional holders
38M
Shares held (tracked funds)
75.4%
Of shares outstanding

How the tape is positioned

39 tracked funds added or opened CNOB while 30 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CNOB’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes CNOB more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in CNOB divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 215 tracked filers holding CNOB, 107 increased or opened the position and 80 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CNOB between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 8

  • VANGUARD CAPITAL MANAGEMENT LLC$57M
  • NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$22M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$10M
  • VANGUARD FIDUCIARY TRUST CO$9M
  • SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC$1M
  • Vanguard Global Advisers, LLC$1M

Full exits 5

  • VANGUARD GROUP INC$66M
  • TWO SIGMA ADVISERS, LP$5M
  • CHILTON INVESTMENT CO INC.$1M
  • Trexquant Investment LP$1M
  • HighTower Advisors, LLC$617K

Largest adds

  • WELLINGTON MANAGEMENT GROUP LLP$13M
  • Boston Partners$11M
  • GOLDMAN SACHS GROUP INC$4M
  • TWO SIGMA INVESTMENTS, LP$4M
  • KENNEDY CAPITAL MANAGEMENT LLC$4M
  • Jain Global LLC$3M

Largest trims

  • FMR LLC$14M
  • SG Americas Securities, LLC$9M
  • UBS Group AG$7M
  • JPMORGAN CHASE & CO$5M
  • Brevan Howard Capital Management LP$4M
  • BOOTHBAY FUND MANAGEMENT, LLC$4M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed4,653,246$125M11.5%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP added3,232,777$87M8.0%2026-Q1
DIMENSIONAL FUND ADVISORS LP added2,853,964$76M7.1%2026-Q1
FMR LLC trimmed2,279,227$61M5.6%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,145,986$57M5.3%2026-Q1
STATE STREET CORP added1,547,229$41M3.8%2026-Q1
GOLDMAN SACHS GROUP INC added1,265,573$34M3.1%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added1,248,487$33M3.1%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC added1,007,616$27M2.5%2026-Q1
AMERICAN CENTURY COMPANIES INC added924,771$25M2.3%2026-Q1
BANK OF AMERICA CORP /DE/ added922,378$25M2.3%2026-Q1
ALGEBRIS (UK) LTD added859,926$23M2.1%2026-Q1
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. new830,067$22M2.1%2026-Q1
Stieven Capital Advisors, L.P. added721,639$19M1.8%2026-Q1
Nuveen, LLC added598,692$16M1.5%2026-Q1
Boston Partners added567,747$15M1.4%2026-Q1
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC trimmed516,892$14M1.3%2026-Q1
UBS Group AG trimmed426,298$11M1.1%2026-Q1
NORTHERN TRUST CORP added415,448$11M1.0%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed407,619$11M1.0%2026-Q1
TWO SIGMA INVESTMENTS, LP added401,238$11M1.0%2026-Q1
Gator Capital Management, LLC added396,837$11M1.0%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new388,121$10M1.0%2026-Q1
JPMORGAN CHASE & CO trimmed353,532$9M0.9%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC added347,265$9M0.9%2026-Q1
VANGUARD FIDUCIARY TRUST CO new324,579$9M0.8%2026-Q1
BANC FUNDS CO LLC added310,195$8M0.8%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed300,538$8M0.7%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed290,905$8M0.7%2026-Q1
Bank of New York Mellon Corp trimmed274,628$7M0.7%2026-Q1
EARNEST PARTNERS LLC trimmed271,793$7M0.7%2026-Q1
ALLIANCEBERNSTEIN L.P.262,840$7M0.6%2026-Q1
SG Americas Securities, LLC trimmed257,401$7M0.6%2026-Q1
BW Gestao de Investimentos Ltda. added230,000$6M0.6%2026-Q1
Jain Global LLC added224,613$6M0.6%2026-Q1
Empowered Funds, LLC added223,051$6M0.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added210,680$6M0.5%2026-Q1
MORGAN STANLEY trimmed208,661$6M0.5%2026-Q1
STIFEL FINANCIAL CORP added206,803$6M0.5%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed204,659$5M0.5%2026-Q1
ENDEAVOUR CAPITAL ADVISORS INC added200,601$5M0.5%2026-Q1
Squarepoint Ops LLC added190,602$5M0.5%2026-Q1
SEI INVESTMENTS CO added156,932$4M0.4%2026-Q1
WELLS FARGO & COMPANY/MN trimmed156,059$4M0.4%2026-Q1
AQR CAPITAL MANAGEMENT LLC added153,730$4M0.4%2026-Q1
HENNESSY ADVISORS INC145,000$4M0.4%2026-Q1
VOYA INVESTMENT MANAGEMENT LLC trimmed133,803$4M0.3%2026-Q1
Brevan Howard Capital Management LP trimmed125,000$3M0.3%2026-Q1
ANCHOR CAPITAL ADVISORS LLC trimmed108,219$3M0.3%2026-Q1
FRANKLIN RESOURCES INC trimmed104,323$3M0.3%2026-Q1
Elizabeth Park Capital Advisors, Ltd. added103,219$3M0.3%2026-Q1
MARSHALL WACE, LLP trimmed98,580$3M0.2%2026-Q1
Kestra Advisory Services, LLC added97,663$3M0.2%2026-Q1
JANE STREET GROUP, LLC trimmed95,811$3M0.2%2026-Q1
Swiss National Bank94,100$3M0.2%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP trimmed91,585$2M0.2%2026-Q1
State of New Jersey Common Pension Fund D trimmed82,205$2M0.2%2026-Q1
Rosenthal | Henry Capital Advisors, Inc.81,893$2M0.2%2026-Q1
FIRST TRUST ADVISORS LP added81,570$2M0.2%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed80,687$2M0.2%2026-Q1
Invesco Ltd. trimmed79,267$2M0.2%2026-Q1
Burton Enright Welch trimmed77,425$2M0.2%2026-Q1
SALZHAUER MICHAEL added67,430$2M0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added65,515$2M0.2%2026-Q1
Thrivent Financial for Lutherans added64,359$2M0.2%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added63,723$2M0.2%2026-Q1
BARCLAYS PLC trimmed62,777$2M0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added62,461$2M0.2%2026-Q1
RHUMBLINE ADVISERS trimmed59,964$2M0.1%2026-Q1
Creative Planning added57,238$2M0.1%2026-Q1
CITADEL ADVISORS LLC added56,588$2M0.1%2026-Q1
Quantinno Capital Management LP added54,692$1M0.1%2026-Q1
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC added51,887$1M0.1%2026-Q1
Pacific Ridge Capital Partners, LLC added49,475$1M0.1%2026-Q1
AMERIPRISE FINANCIAL INC trimmed49,402$1M0.1%2026-Q1
Rockefeller Capital Management L.P. added48,881$1M0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed44,072$1M0.1%2026-Q1
VICTORY CAPITAL MANAGEMENT INC trimmed43,900$1M0.1%2026-Q1
DEUTSCHE BANK AG\ added39,531$1M0.1%2026-Q1
Janney Montgomery Scott LLC trimmed39,477$1M0.1%2026-Q1
Vanguard Global Advisers, LLC new39,268$1M0.1%2026-Q1
Legal & General Group Plc trimmed38,571$1M0.1%2026-Q1
Cetera Investment Advisers added38,295$1M0.1%2026-Q1
HSBC HOLDINGS PLC added36,744$983K0.1%2026-Q1
CITIGROUP INC added35,634$954K0.1%2026-Q1
CenterBook Partners LP trimmed34,973$936K0.1%2026-Q1
Campbell & CO Investment Adviser LLC added34,565$925K0.1%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new34,002$910K0.1%2026-Q1
Rafferty Asset Management, LLC trimmed33,958$909K0.1%2026-Q1
VANGUARD GROUP INC trimmed2,507,770$66M6.1%2025-Q4 stale
Verition Fund Management LLC added243,785$6M0.5%2025-Q2 stale
TWO SIGMA ADVISERS, LP added207,094$5M0.5%2025-Q4 stale
MILLENNIUM MANAGEMENT LLC added168,495$4M0.4%2025-Q3 stale
Fourthstone LLC trimmed122,000$3M0.3%2025-Q3 stale
HUSSMAN STRATEGIC ADVISORS, INC. added105,000$2M0.2%2025-Q2 stale
Connor, Clark & Lunn Investment Management Ltd. added61,236$1M0.1%2025-Q2 stale
CHILTON INVESTMENT CO INC. trimmed49,606$1M0.1%2025-Q4 stale
Trexquant Investment LP trimmed46,318$1M0.1%2025-Q4 stale
Numerai GP LLC added45,272$1M0.1%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. added41,125$952K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership