Who owns CNEQ (CNEQ)
Which tracked institutional funds hold CNEQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CNEQ company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
17 tracked funds added or opened CNEQ while 12 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CNEQ’s largest tracked holder by dollar value, RWA WEALTH PARTNERS, LLC, sizes it at 1.7% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.7pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CNEQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 62 tracked filers holding CNEQ, 46 increased or opened the position and 21 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CNEQ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 7
- CORA CAPITAL ADVISORS LLC$3M
- WELLS FARGO & COMPANY/MN$2M
- Proactive Wealth Strategies LLC$926K
- Private Advisor Group, LLC$737K
- Cetera Investment Advisers$550K
- Wealth Management Partners, LLC$540K
Full exits 5
- Brookwood Investment Group LLC$7M
- NewEdge Advisors, LLC$6M
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3M
- AXXCESS WEALTH MANAGEMENT, LLC$2M
- Orion Porfolio Solutions, LLC$1M
Largest adds
- RWA WEALTH PARTNERS, LLC$156M
- Worth Financial Advisory Group, LLC$14M
- LPL Financial LLC$5M
- RAYMOND JAMES FINANCIAL INC$3M
- HighTower Advisors, LLC$2M
- &PARTNERS$2M
Largest trims
- Atria Investments, Inc$2M
- Sanctuary Advisors, LLC$1M
- Gladstone Institutional Advisory LLC$968K
- Sanchez Wealth Management Group$655K
- Cambridge Investment Research Advisors, Inc.$626K
- FLAGSHIP HARBOR ADVISORS, LLC$515K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| RWA WEALTH PARTNERS, LLC added | 5,027,082 | $156M | 45.5% | 2026-Q1 |
| LPL Financial LLC added | 1,339,223 | $42M | 12.1% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 721,661 | $22M | 6.5% | 2026-Q1 |
| Worth Financial Advisory Group, LLC trimmed | 32,975 | $15M | 4.5% | 2026-Q1 |
| FLAGSHIP HARBOR ADVISORS, LLC added | 411,060 | $13M | 3.7% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 223,107 | $7M | 2.0% | 2026-Q1 |
| Sanchez Wealth Management Group added | 216,697 | $7M | 2.0% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 206,663 | $6M | 1.9% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 137,820 | $4M | 1.2% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 136,631 | $4M | 1.2% | 2026-Q1 |
| Castle Rock Wealth Management, LLC added | 94,077 | $3M | 0.9% | 2026-Q1 |
| CORA CAPITAL ADVISORS LLC new | 90,100 | $3M | 0.8% | 2026-Q1 |
| &PARTNERS added | 86,866 | $3M | 0.8% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN new | 77,595 | $2M | 0.7% | 2026-Q1 |
| HighTower Advisors, LLC added | 73,510 | $2M | 0.7% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 70,439 | $2M | 0.6% | 2026-Q1 |
| Colonial River Investments, LLC added | 65,200 | $2M | 0.6% | 2026-Q1 |
| Gladstone Institutional Advisory LLC trimmed | 58,534 | $2M | 0.5% | 2026-Q1 |
| Harvest Investment Services, LLC added | 55,514 | $2M | 0.5% | 2026-Q1 |
| Onyx Bridge Wealth Group LLC added | 50,382 | $2M | 0.5% | 2026-Q1 |
| Embree Financial Group added | 41,468 | $1M | 0.4% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 40,130 | $1M | 0.4% | 2026-Q1 |
| GWN SECURITIES INC. added | 33,757 | $1M | 0.3% | 2026-Q1 |
| Stratos Wealth Partners, LTD. added | 33,149 | $1M | 0.3% | 2026-Q1 |
| Western Wealth Management, LLC added | 31,899 | $993K | 0.3% | 2026-Q1 |
| American Alpha Advisors, LLC added | 31,445 | $979K | 0.3% | 2026-Q1 |
| Proactive Wealth Strategies LLC new | 29,740 | $926K | 0.3% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 29,354 | $913K | 0.3% | 2026-Q1 |
| Atria Investments, Inc trimmed | 27,009 | $841K | 0.2% | 2026-Q1 |
| Mutual Advisors, LLC added | 26,664 | $830K | 0.2% | 2026-Q1 |
| Private Advisor Group, LLC new | 23,666 | $737K | 0.2% | 2026-Q1 |
| Ascentis Independent Advisors added | 18,343 | $571K | 0.2% | 2026-Q1 |
| Rockefeller Capital Management L.P. trimmed | 17,750 | $552K | 0.2% | 2026-Q1 |
| Cetera Investment Advisers new | 17,681 | $550K | 0.2% | 2026-Q1 |
| Wealth Management Partners, LLC new | 17,337 | $540K | 0.2% | 2026-Q1 |
| ROMAN BUTLER FULLERTON & CO new | 15,505 | $512K | 0.1% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 16,082 | $500K | 0.1% | 2026-Q1 |
| Advisory Services Network, LLC trimmed | 15,761 | $490K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 15,101 | $470K | 0.1% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 13,689 | $426K | 0.1% | 2026-Q1 |
| TritonPoint Partners, LLC new | 13,502 | $420K | 0.1% | 2026-Q1 |
| Apollon Financial, LLC trimmed | 12,910 | $402K | 0.1% | 2026-Q1 |
| Stonebridge Financial Group, LLC / MO new | 12,737 | $396K | 0.1% | 2026-Q1 |
| R. W. Roge & Company, Inc. new | 11,307 | $351K | 0.1% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 11,068 | $344K | 0.1% | 2026-Q1 |
| National Philanthropic Trust | 10,795 | $336K | 0.1% | 2026-Q1 |
| Prosperity Financial Group, Inc. added | 10,123 | $315K | 0.1% | 2026-Q1 |
| Ashton Thomas Private Wealth, LLC added | 7,993 | $249K | 0.1% | 2026-Q1 |
| THOROUGHBRED FINANCIAL SERVICES, LLC trimmed | 7,416 | $230K | 0.1% | 2026-Q1 |
| CoreCap Advisors, LLC added | 7,021 | $218K | 0.1% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 6,603 | $205K | 0.1% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 6,447 | $201K | 0.1% | 2026-Q1 |
| Capital Investment Advisory Services, LLC new | 5,682 | $177K | 0.1% | 2026-Q1 |
| PRIVATE TRUST CO NA | 4,000 | $124K | 0.0% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 2,175 | $68K | 0.0% | 2026-Q1 |
| MARSHALL INVESTMENT MANAGEMENT, LLC new | 2,043 | $64K | 0.0% | 2026-Q1 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 1,789 | $56K | 0.0% | 2026-Q1 |
| Allworth Financial LP | 1,700 | $53K | 0.0% | 2026-Q1 |
| Berbice Capital Management LLC new | 1,300 | $40K | 0.0% | 2026-Q1 |
| Geneos Wealth Management Inc. | 1,133 | $35K | 0.0% | 2026-Q1 |
| MORGAN STANLEY new | 1,020 | $32K | 0.0% | 2026-Q1 |
| Global Wealth Strategies & Associates trimmed | 184 | $6K | 0.0% | 2026-Q1 |
| Brookwood Investment Group LLC new | 198,245 | $7M | 2.0% | 2025-Q4 stale |
| NewEdge Advisors, LLC added | 160,238 | $6M | 1.6% | 2025-Q4 stale |
| FRED ALGER MANAGEMENT, LLC new | 174,563 | $5M | 1.5% | 2025-Q2 stale |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 26,807 | $3M | 0.8% | 2025-Q4 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 61,941 | $2M | 0.6% | 2025-Q4 stale |
| Orion Porfolio Solutions, LLC trimmed | 41,968 | $1M | 0.4% | 2025-Q4 stale |
| CITADEL ADVISORS LLC trimmed | 10,206 | $303K | 0.1% | 2025-Q2 stale |
| Rubicon Advisors, GP new | 7,545 | $259K | 0.1% | 2025-Q4 stale |
| Global Retirement Partners, LLC new | 3,878 | $136K | 0.0% | 2025-Q3 stale |
| Farther Finance Advisors, LLC new | 662 | $23K | 0.0% | 2025-Q4 stale |
| UBS Group AG new | 460 | $16K | 0.0% | 2025-Q4 stale |
| Spire Wealth Management added | 312 | $11K | 0.0% | 2025-Q4 stale |
| Parallel Advisors, LLC new | 301 | $11K | 0.0% | 2025-Q3 stale |
| BANK OF AMERICA CORP /DE/ new | 134 | $3K | 0.0% | 2025-Q1 stale |
| HHM Wealth Advisors, LLC new | 33 | $1K | 0.0% | 2025-Q4 stale |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.