Who owns CNEQ
Which tracked institutional funds hold CNEQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CNEQ company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on CNEQ is one-sided between 2026-Q1 and 2026-Q2: 46 added or opened and 5 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CNEQ’s largest tracked holder by dollar value, RWA WEALTH PARTNERS, LLC, sizes it at 2.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CNEQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 86 tracked filers holding CNEQ, 72 increased or opened the position and 20 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CNEQ between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 12
- GREAT VALLEY ADVISOR GROUP, INC.$10M
- NewEdge Advisors, LLC$7M
- WPG Advisers, LLC$6M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$4M
- MAI Capital Management$2M
- COMPASS FINANCIAL MANAGEMENT LLC$2M
Full exits 3
- HighTower Advisors, LLC$2M
- Janney Montgomery Scott LLC$2M
- Ascentis Independent Advisors$571K
Largest adds
- RWA WEALTH PARTNERS, LLC$72M
- LPL Financial LLC$41M
- WELLS FARGO & COMPANY/MN$33M
- RAYMOND JAMES FINANCIAL INC$18M
- TRUIST FINANCIAL CORP$7M
- Embree Financial Group$6M
Largest trims
- Worth Financial Advisory Group, LLC$13M
- Private Advisor Group, LLC$261K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| RWA WEALTH PARTNERS, LLC added | 5,537,339 | $229M | 39.0% | 2026-Q2 |
| LPL Financial LLC added | 1,992,964 | $82M | 14.0% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 984,120 | $41M | 6.9% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 863,886 | $36M | 6.1% | 2026-Q2 |
| FLAGSHIP HARBOR ADVISORS, LLC added | 429,140 | $18M | 3.0% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 314,257 | $13M | 2.2% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 248,912 | $10M | 1.8% | 2026-Q2 |
| GREAT VALLEY ADVISOR GROUP, INC. new | 236,030 | $10M | 1.7% | 2026-Q2 |
| Sanchez Wealth Management Group added | 225,303 | $9M | 1.6% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 216,912 | $9M | 1.5% | 2026-Q2 |
| Embree Financial Group added | 181,678 | $7M | 1.3% | 2026-Q2 |
| NewEdge Advisors, LLC added | 170,409 | $7M | 1.2% | 2026-Q2 |
| WPG Advisers, LLC new | 153,165 | $6M | 1.1% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 137,329 | $6M | 1.0% | 2026-Q2 |
| Sanctuary Advisors, LLC trimmed | 128,209 | $5M | 0.9% | 2026-Q2 |
| Colonial River Investments, LLC added | 125,590 | $5M | 0.9% | 2026-Q2 |
| Castle Rock Wealth Management, LLC added | 118,358 | $5M | 0.8% | 2026-Q2 |
| Gladstone Institutional Advisory LLC added | 113,744 | $5M | 0.8% | 2026-Q2 |
| &PARTNERS added | 109,643 | $5M | 0.8% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP new | 100,000 | $4M | 0.7% | 2026-Q2 |
| CORA CAPITAL ADVISORS LLC added | 93,724 | $4M | 0.7% | 2026-Q2 |
| Wealth Management Partners, LLC added | 92,852 | $4M | 0.7% | 2026-Q2 |
| Onyx Bridge Wealth Group LLC added | 65,537 | $3M | 0.5% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 64,930 | $3M | 0.5% | 2026-Q2 |
| Harvest Investment Services, LLC | 55,514 | $2M | 0.4% | 2026-Q2 |
| Worth Financial Advisory Group, LLC added | 53,445 | $2M | 0.4% | 2026-Q2 |
| Proactive Wealth Strategies LLC added | 49,598 | $2M | 0.3% | 2026-Q2 |
| SACKS & ASSOCIATES, LLC added | 48,172 | $2M | 0.3% | 2026-Q2 |
| MAI Capital Management new | 42,008 | $2M | 0.3% | 2026-Q2 |
| COMPASS FINANCIAL MANAGEMENT LLC new | 41,224 | $2M | 0.3% | 2026-Q2 |
| Mutual Advisors, LLC added | 37,252 | $2M | 0.3% | 2026-Q2 |
| GWN SECURITIES INC. added | 35,736 | $1M | 0.3% | 2026-Q2 |
| CIBC Bancorp USA Inc. new | 35,652 | $1M | 0.3% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 33,346 | $1M | 0.2% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 32,252 | $1M | 0.2% | 2026-Q2 |
| Western Wealth Management, LLC trimmed | 31,052 | $1M | 0.2% | 2026-Q2 |
| Equitable Holdings, Inc. new | 27,034 | $1M | 0.2% | 2026-Q2 |
| Atria Investments, Inc trimmed | 26,826 | $1M | 0.2% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 25,757 | $1M | 0.2% | 2026-Q2 |
| Stonebridge Financial Group, LLC / MO added | 25,729 | $1M | 0.2% | 2026-Q2 |
| American Alpha Advisors, LLC trimmed | 24,216 | $999K | 0.2% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 23,324 | $963K | 0.2% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 19,510 | $805K | 0.1% | 2026-Q2 |
| Cetera Investment Advisers added | 19,430 | $802K | 0.1% | 2026-Q2 |
| Three Magnolias Financial Advisors, LLC new | 18,771 | $775K | 0.1% | 2026-Q2 |
| Sugar Maple Asset Management, LLC new | 16,869 | $696K | 0.1% | 2026-Q2 |
| OPPENHEIMER & CO INC added | 16,715 | $690K | 0.1% | 2026-Q2 |
| Apollon Financial, LLC added | 15,960 | $659K | 0.1% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 15,563 | $642K | 0.1% | 2026-Q2 |
| Integrated Wealth Concepts LLC trimmed | 15,551 | $642K | 0.1% | 2026-Q2 |
| ROMAN BUTLER FULLERTON & CO added | 15,682 | $621K | 0.1% | 2026-Q2 |
| Advisory Services Network, LLC trimmed | 14,991 | $619K | 0.1% | 2026-Q2 |
| Prosperity Financial Group, Inc. added | 13,621 | $562K | 0.1% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 11,516 | $475K | 0.1% | 2026-Q2 |
| National Philanthropic Trust | 10,795 | $446K | 0.1% | 2026-Q2 |
| Ashton Thomas Private Wealth, LLC added | 8,525 | $352K | 0.1% | 2026-Q2 |
| Mariner, LLC new | 8,137 | $336K | 0.1% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 7,259 | $300K | 0.1% | 2026-Q2 |
| XTX Topco Ltd new | 6,757 | $279K | 0.0% | 2026-Q2 |
| CreativeOne Wealth, LLC new | 6,725 | $278K | 0.0% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC new | 6,770 | $275K | 0.0% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 6,638 | $274K | 0.0% | 2026-Q2 |
| Quantinno Capital Management LP new | 6,535 | $270K | 0.0% | 2026-Q2 |
| MORGAN STANLEY added | 6,504 | $268K | 0.0% | 2026-Q2 |
| Allworth Financial LP added | 6,278 | $259K | 0.0% | 2026-Q2 |
| CoreCap Advisors, LLC trimmed | 6,087 | $251K | 0.0% | 2026-Q2 |
| Focus Partners Wealth trimmed | 5,422 | $224K | 0.0% | 2026-Q2 |
| Garden State Investment Advisory Services LLC new | 5,412 | $223K | 0.0% | 2026-Q2 |
| Cerity Partners LLC new | 5,280 | $218K | 0.0% | 2026-Q2 |
| HighPoint Advisor Group LLC new | 5,260 | $217K | 0.0% | 2026-Q2 |
| Rubicon Advisors, GP trimmed | 4,868 | $201K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA added | 4,628 | $191K | 0.0% | 2026-Q2 |
| MARSHALL INVESTMENT MANAGEMENT, LLC added | 3,048 | $126K | 0.0% | 2026-Q2 |
| Plante Moran Financial Advisors, LLC new | 2,470 | $102K | 0.0% | 2026-Q2 |
| FIDUCIARY FINANCIAL ADVISORS new | 2,454 | $101K | 0.0% | 2026-Q2 |
| IFP Advisors, Inc new | 1,881 | $78K | 0.0% | 2026-Q2 |
| CREATIVE FINANCIAL DESIGNS INC /ADV trimmed | 1,352 | $56K | 0.0% | 2026-Q2 |
| Berbice Capital Management LLC trimmed | 1,200 | $50K | 0.0% | 2026-Q2 |
| AdvisorNet Financial, Inc new | 1,146 | $47K | 0.0% | 2026-Q2 |
| Geneos Wealth Management Inc. | 1,133 | $47K | 0.0% | 2026-Q2 |
| IFG Advisory, LLC new | 580 | $24K | 0.0% | 2026-Q2 |
| NorthAvenue LLC new | 500 | $21K | 0.0% | 2026-Q2 |
| UBS Group AG trimmed | 399 | $16K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC trimmed | 158 | $7K | 0.0% | 2026-Q2 |
| Continuum Advisory, LLC new | 136 | $6K | 0.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 65 | $3K | 0.0% | 2026-Q2 |
| HighTower Advisors, LLC added | 73,510 | $2M | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Janney Montgomery Scott LLC added | 70,439 | $2M | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Ascentis Independent Advisors added | 18,343 | $571K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| JANE STREET GROUP, LLC added | 13,689 | $426K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| TritonPoint Partners, LLC new | 13,502 | $420K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| R. W. Roge & Company, Inc. new | 11,307 | $351K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| THOROUGHBRED FINANCIAL SERVICES, LLC trimmed | 7,416 | $230K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Cambridge Investment Research Advisors, Inc. trimmed | 6,603 | $205K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Brookwood Investment Group LLC new | 198,245 | $7M | 1.2% | 2025-Q4 stale (2 quarters behind) |
| AXXCESS WEALTH MANAGEMENT, LLC added | 61,941 | $2M | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Orion Porfolio Solutions, LLC trimmed | 41,968 | $1M | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Spire Wealth Management added | 312 | $11K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Global Retirement Partners, LLC new | 3,878 | $136K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| FRED ALGER MANAGEMENT, LLC new | 174,563 | $5M | 0.9% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.