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Institutional Ownership · SEC Form 13F

Who owns CMBS


Which tracked institutional funds hold CMBS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CMBS company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

92
Institutional holders
7M
Shares held (tracked funds)

How the tape is positioned

15 tracked funds added or opened CMBS while 16 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CMBS’s largest tracked holder by dollar value, UBS Group AG, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CMBS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 92 tracked filers holding CMBS, 42 increased or opened the position and 47 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CMBS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • CITADEL ADVISORS LLC$4M
  • GOLDMAN SACHS GROUP INC$3M
  • TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$3M
  • Beacon Pointe Advisors, LLC$2M
  • JANE STREET GROUP, LLC$1M
  • FLOW TRADERS U.S. LLC$895K

Full exits 4

  • U.S. Capital Wealth Advisors, LLC$4M
  • BlackRock, Inc.$2M
  • Envestnet Portfolio Solutions, Inc.$896K
  • COMERICA BANK$564K

Largest adds

  • UBS Group AG$54M
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$12M
  • LPL Financial LLC$5M
  • AE Wealth Management LLC$1M
  • GUIDANCE CAPITAL, INC$1M
  • ARVEST INVESTMENTS, INC.$1M

Largest trims

  • Prepared Retirement Institute LLC$12M
  • BANK OF AMERICA CORP /DE/$7M
  • SYON CAPITAL LLC$5M
  • TIAA TRUST, NATIONAL ASSOCIATION$3M
  • MORGAN STANLEY$3M
  • Krilogy Financial LLC$3M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
UBS Group AG added1,657,049$81M19.6%2026-Q1
SYON CAPITAL LLC trimmed527,656$26M6.2%2026-Q1
AE Wealth Management LLC added523,579$26M6.2%2026-Q1
LPL Financial LLC added521,012$25M6.2%2026-Q1
ARVEST INVESTMENTS, INC. added465,122$23M5.5%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added307,513$15M3.6%2026-Q1
HANCOCK WHITNEY CORP added287,723$14M3.4%2026-Q1
MORGAN STANLEY trimmed246,959$12M2.9%2026-Q1
CENTRAL BANK & TRUST CO added193,075$9M2.3%2026-Q1
WELLS FARGO & COMPANY/MN added188,474$9M2.2%2026-Q1
PRUDENTIAL PLC trimmed179,528$9M2.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed172,966$8M2.0%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed161,478$8M1.9%2026-Q1
Cetera Investment Advisers added153,411$7M1.8%2026-Q1
RAYMOND JAMES FINANCIAL INC added112,689$5M1.3%2026-Q1
SCHMIDT P J INVESTMENT MANAGEMENT INC trimmed95,881$5M1.1%2026-Q1
AMERIPRISE FINANCIAL INC trimmed93,994$5M1.1%2026-Q1
CITADEL ADVISORS LLC added79,859$4M0.9%2026-Q1
Krilogy Financial LLC trimmed72,165$4M0.9%2026-Q1
SYKON CAPITAL LLC trimmed72,009$4M0.9%2026-Q1
Insight Wealth Partners, LLC added70,853$3M0.8%2026-Q1
Ocean Park Asset Management, LLC63,286$3M0.7%2026-Q1
Pathstone Holdings, LLC trimmed62,277$3M0.7%2026-Q1
GOLDMAN SACHS GROUP INC added62,185$3M0.7%2026-Q1
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC new61,903$3M0.7%2026-Q1
FRANKLIN RESOURCES INC added51,654$3M0.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed47,684$2M0.6%2026-Q1
Beacon Pointe Advisors, LLC new41,523$2M0.5%2026-Q1
JONES FINANCIAL COMPANIES LLLP added39,740$2M0.5%2026-Q1
GUIDANCE CAPITAL, INC added35,231$2M0.4%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed33,650$2M0.4%2026-Q1
Ethos Capital Management, Inc. trimmed29,066$1M0.3%2026-Q1
FIRST TRUST ADVISORS LP trimmed28,453$1M0.3%2026-Q1
Rosenberg Matthew Hamilton added27,434$1M0.3%2026-Q1
Palogic Value Management, L.P.27,382$1M0.3%2026-Q1
JANE STREET GROUP, LLC trimmed27,257$1M0.3%2026-Q1
Heck Capital Advisors, LLC added23,691$1M0.3%2026-Q1
GUGGENHEIM CAPITAL LLC trimmed20,957$1M0.2%2026-Q1
Maia Wealth LLC added20,174$983K0.2%2026-Q1
FLOW TRADERS U.S. LLC trimmed18,371$895K0.2%2026-Q1
Willis Johnson & Associates, Inc. trimmed18,057$880K0.2%2026-Q1
Arete Wealth Advisors, LLC trimmed16,260$793K0.2%2026-Q1
Advisory Alpha, LLC trimmed15,546$758K0.2%2026-Q1
Cogent Private Wealth, Inc.14,152$690K0.2%2026-Q1
MMA ASSET MANAGEMENT LLC added12,846$626K0.2%2026-Q1
&PARTNERS trimmed12,779$623K0.2%2026-Q1
FIFTH THIRD BANCORP added12,522$610K0.1%2026-Q1
TOUNJIAN ADVISORY PARTNERS, LLC trimmed12,186$594K0.1%2026-Q1
Bank of New York Mellon Corp added10,746$524K0.1%2026-Q1
City Center Advisors, LLC added10,167$495K0.1%2026-Q1
Cambridge Investment Research Advisors, Inc. added9,567$466K0.1%2026-Q1
Visionary Wealth Advisors trimmed9,485$462K0.1%2026-Q1
Columbus Macro, LLC trimmed9,147$446K0.1%2026-Q1
Hyundai Investments Co., Ltd. trimmed8,824$431K0.1%2026-Q1
Elevated Capital Advisors, LLC trimmed7,933$387K0.1%2026-Q1
ROYAL BANK OF CANADA trimmed7,053$344K0.1%2026-Q1
Ridgewood Investments LLC trimmed6,907$337K0.1%2026-Q1
Wealthcare Advisory Partners LLC trimmed6,271$306K0.1%2026-Q1
Kestra Advisory Services, LLC trimmed6,038$294K0.1%2026-Q1
IFP Advisors, Inc added5,528$269K0.1%2026-Q1
TRUIST FINANCIAL CORP trimmed4,897$239K0.1%2026-Q1
Quantinno Capital Management LP trimmed4,519$220K0.1%2026-Q1
JPMORGAN CHASE & CO trimmed3,510$171K0.0%2026-Q1
MAI Capital Management2,900$141K0.0%2026-Q1
HORIZON FINANCIAL SERVICES, LLC trimmed2,385$116K0.0%2026-Q1
ST GERMAIN D J CO INC1,613$79K0.0%2026-Q1
TIAA TRUST, NATIONAL ASSOCIATION trimmed1,549$75K0.0%2026-Q1
Rockefeller Capital Management L.P. added1,487$72K0.0%2026-Q1
FMR LLC added1,122$55K0.0%2026-Q1
GUARDIAN WEALTH ADVISORS, LLC / NC new993$48K0.0%2026-Q1
Aptus Capital Advisors, LLC993$48K0.0%2026-Q1
Wagner Wealth Management, LLC added911$44K0.0%2026-Q1
PRIVATE TRUST CO NA848$41K0.0%2026-Q1
Ashton Thomas Private Wealth, LLC added825$40K0.0%2026-Q1
Capital Analysts, LLC677$33K0.0%2026-Q1
Decker Retirement Planning Inc.601$29K0.0%2026-Q1
Geneos Wealth Management Inc. added543$26K0.0%2026-Q1
State of New Jersey Common Pension Fund D521,932$26M6.2%2025-Q3 stale
Systelligence, LLC added330,156$16M3.9%2025-Q3 stale
HighTower Advisors, LLC added112,740$5M1.3%2025-Q2 stale
U.S. Capital Wealth Advisors, LLC added79,107$4M0.9%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC. added47,079$2M0.6%2025-Q2 stale
BlackRock, Inc.40,625$2M0.5%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added26,716$1M0.3%2025-Q2 stale
Goldstone Financial Group, LLC trimmed21,420$1M0.2%2025-Q1 stale
Envestnet Portfolio Solutions, Inc. added18,249$896K0.2%2025-Q4 stale
COMMUNITY TRUST & INVESTMENT CO new16,322$795K0.2%2025-Q2 stale
Coppell Advisory Solutions LLC added28,408$655K0.2%2025-Q1 stale
OLD MISSION CAPITAL LLC added12,098$594K0.1%2025-Q3 stale
COMERICA BANK trimmed11,496$564K0.1%2025-Q4 stale
Mach-1 Financial Group, LLC added8,338$409K0.1%2025-Q4 stale
Tidal Investments LLC trimmed8,270$405K0.1%2025-Q3 stale
GREAT VALLEY ADVISOR GROUP, INC. added6,499$319K0.1%2025-Q4 stale
NWAM LLC added5,365$264K0.1%2025-Q3 stale
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC new5,000$246K0.1%2025-Q4 stale
DARK FOREST CAPITAL MANAGEMENT LP4,884$240K0.1%2025-Q3 stale
CENTAURUS FINANCIAL, INC.2,094$103K0.0%2025-Q3 stale
Tortoise Investment Management, LLC trimmed1,667$82K0.0%2025-Q3 stale
MidAtlantic Capital Management, Inc. trimmed849$42K0.0%2025-Q4 stale
BOYD WATTERSON ASSET MANAGEMENT LLC/OH new580$28K0.0%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership