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Institutional Ownership · SEC Form 13F

Who owns Clene (CLNN)


Which tracked institutional funds hold CLNN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CLNN company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

32
Institutional holders
3M
Shares held (tracked funds)
29.2%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on CLNN is one-sided between 2026-Q1 and 2026-Q2: 5 added or opened and 1 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CLNN’s largest tracked holder by dollar value, Empery Asset Management, LP, sizes it at 6.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 6.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CLNN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 32 tracked filers holding CLNN, 16 increased or opened the position and 7 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CLNN between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • Empery Asset Management, LP$6M

Full exits 1

  • SymBiosis Capital Partners, LLC$2M

Largest adds

  • SCOGGIN MANAGEMENT LP$2M
  • Ensign Peak Advisors, Inc$871K
  • Boxer Capital Management, LLC$585K
  • VANGUARD CAPITAL MANAGEMENT LLC$534K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Empery Asset Management, LP new916,532$6M24.3%2026-Q2
SCOGGIN MANAGEMENT LP added600,000$4M15.9%2026-Q2
Boxer Capital Management, LLC477,515$3M12.6%2026-Q2
Ensign Peak Advisors, Inc added348,062$2M9.2%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added333,706$2M8.8%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added102,215$630K2.7%2026-Q2
BlackRock, Inc. added61,559$379K1.6%2026-Q2
VANGUARD FIDUCIARY TRUST CO added57,765$356K1.5%2026-Q2
Lunt Capital Management, Inc.52,260$322K1.4%2026-Q2
PARSONS CAPITAL MANAGEMENT INC/RI37,243$229K1.0%2026-Q2
PEAK6 LLC trimmed30,012$185K0.8%2026-Q2
STATE STREET CORP29,801$183K0.8%2026-Q2
MORGAN STANLEY added19,858$122K0.5%2026-Q2
NORTHERN TRUST CORP added19,723$121K0.5%2026-Q2
ADAR1 Capital Management, LLC new15,000$92K0.4%2026-Q2
Arax Advisory Partners added11,140$69K0.3%2026-Q2
PENN DAVIS MCFARLAND INC11,000$68K0.3%2026-Q2
JANE STREET GROUP, LLC trimmed10,203$63K0.3%2026-Q2
WELLS FARGO & COMPANY/MN5,927$36K0.2%2026-Q2
Vanguard Global Advisers, LLC5,609$35K0.1%2026-Q2
JONES FINANCIAL COMPANIES LLLP5,000$30K0.1%2026-Q2
ROYAL BANK OF CANADA new3,000$18K0.1%2026-Q2
PNC Financial Services Group, Inc.2,735$17K0.1%2026-Q2
Atlantic Private Wealth, LLC2,205$14K0.1%2026-Q2
Steward Partners Investment Advisory, LLC new2,000$12K0.1%2026-Q2
OSAIC HOLDINGS, INC. trimmed1,055$6K0.0%2026-Q2
SBI Securities Co., Ltd. added1,025$6K0.0%2026-Q2
GROUP ONE TRADING LLC686$4K0.0%2026-Q2
UBS Group AG trimmed351$2K0.0%2026-Q2
BARCLAYS PLC new227$1K0.0%2026-Q2
US BANCORP \DE\20$1230.0%2026-Q2
BNP PARIBAS FINANCIAL MARKETS trimmed13$800.0%2026-Q2
SymBiosis Capital Partners, LLC trimmed431,094$2M9.1%2026-Q1 stale (1 quarter behind)
VANGUARD GROUP INC added222,909$1M5.6%2025-Q4 stale (2 quarters behind)
RENAISSANCE TECHNOLOGIES LLC added30,440$183K0.8%2025-Q3 stale (3 quarters behind)
MARSHALL WACE, LLP new22,709$137K0.6%2025-Q3 stale (3 quarters behind)
JPMORGAN CHASE & CO added1,276$5K0.0%2025-Q2 stale (4 quarters behind)
Tower Research Capital LLC (TRC) trimmed444$2K0.0%2026-Q1 stale (1 quarter behind)
Kepos Capital LP886,592$2K0.0%2025-Q4 stale (2 quarters behind)
BANK OF AMERICA CORP /DE/ added122$7160.0%2025-Q4 stale (2 quarters behind)
MAI Capital Management100$4930.0%2026-Q1 stale (1 quarter behind)
Creative Planning new12,450$3340.0%2025-Q3 stale (3 quarters behind)
FMR LLC added48$2820.0%2025-Q4 stale (2 quarters behind)
RAYMOND JAMES FINANCIAL INC new35$1370.0%2025-Q2 stale (4 quarters behind)
WOLVERINE ASSET MANAGEMENT LLC4,261$1140.0%2025-Q3 stale (3 quarters behind)
PRINCIPAL SECURITIES, INC. new15$900.0%2025-Q3 stale (3 quarters behind)
CITIGROUP INC1$60.0%2025-Q3 stale (3 quarters behind)
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0—0.0%2025-Q2 stale (4 quarters behind)

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership