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Institutional Ownership · SEC Form 13F

Who owns CLDI (CLDI)


Which tracked institutional funds hold CLDI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CLDI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

29
Institutional holders
2,008,922
Shares held (tracked funds)
27.8%
Of shares outstanding

Conviction spread

CLDI’s largest tracked holder by dollar value, ARMISTICE CAPITAL, LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CLDI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 29 tracked filers holding CLDI, 15 increased or opened the position and 9 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

No tracked fund opened or closed a position in CLDI between 2025-Q4 and 2026-Q1.

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
ARMISTICE CAPITAL, LLC new879,000$210K29.9%2026-Q1
SABBY MANAGEMENT, LLC new434,903$104K14.8%2026-Q1
Warberg Asset Management LLC added250,000$59K8.5%2026-Q1
HighTower Advisors, LLC83,523$20K2.8%2026-Q1
Virtu Financial LLC added75,769$18K2.6%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added63,019$15K2.1%2026-Q1
RS CRUM INC. added40,256$10K1.4%2026-Q1
Arax Advisory Partners new37,345$9K1.3%2026-Q1
JANE STREET GROUP, LLC added34,802$8K1.2%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new25,509$6K0.9%2026-Q1
Belpointe Asset Management LLC trimmed19,921$5K0.7%2026-Q1
NORTHERN TRUST CORP17,758$4K0.6%2026-Q1
Farther Finance Advisors, LLC10,000$2K0.3%2026-Q1
MORGAN STANLEY added9,467$2K0.3%2026-Q1
VANGUARD FIDUCIARY TRUST CO new9,219$2K0.3%2026-Q1
HRT FINANCIAL LP new10,133$2K0.3%2026-Q1
OSAIC HOLDINGS, INC.2,106$5030.1%2026-Q1
Tower Research Capital LLC (TRC) trimmed1,396$3330.0%2026-Q1
Apollo Management Holdings, L.P.1,042$2490.0%2026-Q1
Finepoint Capital LP1,042$2490.0%2026-Q1
JPMORGAN CHASE & CO added1,042$2480.0%2026-Q1
HIGHBRIDGE CAPITAL MANAGEMENT LLC1,042$2480.0%2026-Q1
FMR LLC trimmed255$610.0%2026-Q1
SBI Securities Co., Ltd. added115$270.0%2026-Q1
Tradewinds Capital Management, LLC101$250.0%2026-Q1
Reyes Financial Architecture, Inc.100$240.0%2026-Q1
CVA Family Office, LLC42$100.0%2026-Q1
CITIGROUP INC added14$30.0%2026-Q1
EVERMAY WEALTH MANAGEMENT LLC1$10.0%2026-Q1
DRW Securities, LLC new147,767$173K24.6%2025-Q4 stale
VANGUARD GROUP INC34,728$41K5.8%2025-Q4 stale
UBS Group AG added7,514$9K1.3%2025-Q4 stale
ROYAL BANK OF CANADA new417$1K0.1%2025-Q3 stale
BARRETT & COMPANY, INC.292$3420.0%2025-Q4 stale
BANK OF AMERICA CORP /DE/ added46$530.0%2025-Q4 stale
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new28$330.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership