Who owns CGXU (CGXU)
Which tracked institutional funds hold CGXU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGXU company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on CGXU is one-sided between 2025-Q4 and 2026-Q1: 100 added or opened and 33 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CGXU’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.4% of theirs — a 0.2pp gap the other way — the median holder sizes CGXU more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in CGXU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 345 tracked filers holding CGXU, 224 increased or opened the position and 97 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CGXU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 13
- SEGALL BRYANT & HAMILL, LLC$6M
- GTS SECURITIES LLC$5M
- Glaxis Capital Management, LLC$5M
- Summit Financial, LLC$4M
- Thrivent Financial for Lutherans$3M
- SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/$2M
Full exits 12
- SOL Capital Management CO$25M
- NewEdge Advisors, LLC$18M
- JANE STREET GROUP, LLC$15M
- AXXCESS WEALTH MANAGEMENT, LLC$10M
- Main Street Financial Solutions, LLC$6M
- Clearview Wealth Advisors LLC$5M
Largest adds
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$226M
- BENJAMIN EDWARDS INC$118M
- LPL Financial LLC$81M
- MORGAN STANLEY$47M
- WELLS FARGO & COMPANY/MN$37M
- Cerity Partners LLC$26M
Largest trims
- EverSource Wealth Advisors, LLC$13M
- OSAIC HOLDINGS, INC.$13M
- STIFEL FINANCIAL CORP$6M
- WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$5M
- MML INVESTORS SERVICES, LLC$5M
- CENTAURUS FINANCIAL, INC.$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 16,623,539 | $490M | 12.4% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 7,739,122 | $228M | 5.8% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 7,097,181 | $209M | 5.3% | 2026-Q1 |
| MORGAN STANLEY added | 6,307,307 | $186M | 4.7% | 2026-Q1 |
| UBS Group AG added | 5,328,674 | $157M | 4.0% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 5,217,086 | $154M | 3.9% | 2026-Q1 |
| Cerity Partners LLC added | 5,034,565 | $148M | 3.8% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 4,282,122 | $126M | 3.2% | 2026-Q1 |
| BENJAMIN EDWARDS INC added | 4,074,491 | $120M | 3.0% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS trimmed | 3,832,545 | $113M | 2.9% | 2026-Q1 |
| Capital Group Private Client Services, Inc. added | 3,571,580 | $105M | 2.7% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 3,022,310 | $89M | 2.3% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 2,854,990 | $84M | 2.1% | 2026-Q1 |
| SEI INVESTMENTS CO added | 2,484,824 | $73M | 1.9% | 2026-Q1 |
| INSPIRION WEALTH ADVISORS, LLC added | 2,021,349 | $60M | 1.5% | 2026-Q1 |
| Confluence Wealth Services, Inc. added | 1,971,772 | $58M | 1.5% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 2,013,276 | $57M | 1.5% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 1,830,011 | $54M | 1.4% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 1,802,654 | $53M | 1.3% | 2026-Q1 |
| ECLECTIC ASSOCIATES INC /ADV added | 1,689,674 | $50M | 1.3% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 1,564,002 | $46M | 1.2% | 2026-Q1 |
| Private Advisor Group, LLC added | 1,497,797 | $44M | 1.1% | 2026-Q1 |
| Cetera Investment Advisers added | 1,460,470 | $43M | 1.1% | 2026-Q1 |
| &PARTNERS added | 1,444,997 | $43M | 1.1% | 2026-Q1 |
| CPC Advisors, LLC added | 1,302,417 | $38M | 1.0% | 2026-Q1 |
| Aprio Wealth Management, LLC added | 1,271,865 | $38M | 1.0% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 1,191,618 | $35M | 0.9% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 1,141,672 | $34M | 0.9% | 2026-Q1 |
| AdvisorNet Financial, Inc added | 1,111,629 | $33M | 0.8% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 1,107,739 | $33M | 0.8% | 2026-Q1 |
| Baird Financial Group, Inc. added | 983,506 | $29M | 0.7% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 951,782 | $28M | 0.7% | 2026-Q1 |
| Armstrong, Fleming & Moore, Inc added | 867,419 | $26M | 0.6% | 2026-Q1 |
| Sterling Investment Counsel, LLC added | 854,424 | $25M | 0.6% | 2026-Q1 |
| Summit Investment Advisory Services, LLC added | 850,782 | $25M | 0.6% | 2026-Q1 |
| Mason Investment Advisory Services, Inc. added | 811,694 | $24M | 0.6% | 2026-Q1 |
| D.A. DAVIDSON & CO. added | 742,931 | $22M | 0.6% | 2026-Q1 |
| McGlone Suttner Wealth Management, Inc. trimmed | 706,871 | $21M | 0.5% | 2026-Q1 |
| Main Line Retirement Advisors, LLC added | 672,863 | $20M | 0.5% | 2026-Q1 |
| Wealthcare Advisory Partners LLC added | 652,930 | $19M | 0.5% | 2026-Q1 |
| Lantz Financial LLC added | 640,279 | $19M | 0.5% | 2026-Q1 |
| Strata Wealth Advisors, LLC added | 627,651 | $19M | 0.5% | 2026-Q1 |
| Souders Financial Advisors added | 622,629 | $18M | 0.5% | 2026-Q1 |
| DeDora Capital, Inc. added | 603,966 | $18M | 0.5% | 2026-Q1 |
| CAHILL FINANCIAL ADVISORS INC added | 595,965 | $18M | 0.4% | 2026-Q1 |
| Hopwood Financial Services, Inc. added | 579,853 | $17M | 0.4% | 2026-Q1 |
| BetterWealth, LLC added | 579,572 | $17M | 0.4% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 557,273 | $16M | 0.4% | 2026-Q1 |
| Worth Financial Advisory Group, LLC trimmed | 43,447 | $15M | 0.4% | 2026-Q1 |
| Equitable Holdings, Inc. added | 501,365 | $15M | 0.4% | 2026-Q1 |
| HUB Investment Partners, LLC added | 483,772 | $14M | 0.4% | 2026-Q1 |
| FINANCIAL MANAGEMENT NETWORK INC added | 447,656 | $14M | 0.4% | 2026-Q1 |
| Bleakley Financial Group, LLC added | 453,470 | $13M | 0.3% | 2026-Q1 |
| DAYMARK WEALTH PARTNERS, LLC added | 448,816 | $13M | 0.3% | 2026-Q1 |
| Tribridge Partners Financial LLC added | 442,543 | $13M | 0.3% | 2026-Q1 |
| Burton Enright Welch added | 348,445 | $10M | 0.3% | 2026-Q1 |
| Corient Private Wealth LLC added | 443,004 | $10M | 0.3% | 2026-Q1 |
| Vawter Financial, Ltd. trimmed | 328,059 | $10M | 0.2% | 2026-Q1 |
| Troutman Wealth Management, LLC trimmed | 307,956 | $9M | 0.2% | 2026-Q1 |
| Gutierrez Wealth Advisory, LLC added | 295,440 | $9M | 0.2% | 2026-Q1 |
| BETO FINANCIAL GROUP, LLC trimmed | 263,152 | $9M | 0.2% | 2026-Q1 |
| CENTRAL TRUST Co added | 280,537 | $8M | 0.2% | 2026-Q1 |
| Capital Analysts, LLC trimmed | 279,209 | $8M | 0.2% | 2026-Q1 |
| Michael Brady & Co., LLC added | 271,371 | $8M | 0.2% | 2026-Q1 |
| Koshinski Asset Management, Inc. trimmed | 254,128 | $7M | 0.2% | 2026-Q1 |
| Mariner, LLC added | 244,253 | $7M | 0.2% | 2026-Q1 |
| Cornerstone Wealth Management, LLC added | 233,370 | $7M | 0.2% | 2026-Q1 |
| Riverview Capital Advisers, LLC added | 225,619 | $7M | 0.2% | 2026-Q1 |
| Brown Miller Wealth Management, LLC added | 216,462 | $6M | 0.2% | 2026-Q1 |
| SEGALL BRYANT & HAMILL, LLC new | 208,899 | $6M | 0.2% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 210,794 | $6M | 0.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 210,367 | $6M | 0.2% | 2026-Q1 |
| CWM, LLC added | 207,441 | $6M | 0.2% | 2026-Q1 |
| Triangle Securities Wealth Management added | 195,324 | $6M | 0.1% | 2026-Q1 |
| AlphaCore Capital LLC trimmed | 194,473 | $6M | 0.1% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 188,189 | $6M | 0.1% | 2026-Q1 |
| TKG Advisors, LLC trimmed | 187,084 | $6M | 0.1% | 2026-Q1 |
| Freedom Financial Partners LLC trimmed | 184,481 | $5M | 0.1% | 2026-Q1 |
| GTS SECURITIES LLC added | 171,658 | $5M | 0.1% | 2026-Q1 |
| Glaxis Capital Management, LLC added | 170,200 | $5M | 0.1% | 2026-Q1 |
| United Advisor Group, LLC added | 164,251 | $5M | 0.1% | 2026-Q1 |
| EP Wealth Advisors, LLC trimmed | 158,223 | $5M | 0.1% | 2026-Q1 |
| Continuum Advisory, LLC added | 155,139 | $5M | 0.1% | 2026-Q1 |
| Valmark Advisers, Inc. added | 153,646 | $5M | 0.1% | 2026-Q1 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC added | 149,539 | $4M | 0.1% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 145,461 | $4M | 0.1% | 2026-Q1 |
| MERIDIAN INVESTMENT COUNSEL INC. added | 144,390 | $4M | 0.1% | 2026-Q1 |
| Lodestone Wealth Management LLC added | 141,796 | $4M | 0.1% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 4,218,710 | $114M | 2.9% | 2025-Q2 stale |
| SOL Capital Management CO trimmed | 853,723 | $25M | 0.6% | 2025-Q4 stale |
| CW Advisors, LLC added | 674,634 | $18M | 0.5% | 2025-Q2 stale |
| NewEdge Advisors, LLC added | 602,631 | $18M | 0.5% | 2025-Q4 stale |
| Legacy CG, LLC added | 690,787 | $17M | 0.4% | 2025-Q1 stale |
| JANE STREET GROUP, LLC added | 520,000 | $15M | 0.4% | 2025-Q4 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 343,908 | $10M | 0.3% | 2025-Q4 stale |
| Atria Wealth Solutions, Inc. added | 290,268 | $8M | 0.2% | 2025-Q2 stale |
| Delta Financial Group, Inc. added | 293,543 | $8M | 0.2% | 2025-Q1 stale |
| Main Street Financial Solutions, LLC added | 197,626 | $6M | 0.1% | 2025-Q4 stale |
| SPC Financial, Inc. added | 196,930 | $6M | 0.1% | 2025-Q3 stale |
| Clearview Wealth Advisors LLC trimmed | 166,732 | $5M | 0.1% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.