Who owns CGUS (CGUS)
Which tracked institutional funds hold CGUS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGUS company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
94 tracked funds added or opened CGUS while 57 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CGUS’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.3% of its own reported 13F book, while the median holder sizes it at 0.3% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CGUS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 408 tracked filers holding CGUS, 266 increased or opened the position and 119 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CGUS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 9
- Independent Advisor Alliance$16M
- UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$5M
- WJ Wealth Management, LLC$3M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$3M
- TWO SIGMA INVESTMENTS, LP$2M
- TCFG Investment Advisors, LLC$2M
Full exits 11
- NewEdge Advisors, LLC$41M
- Global Retirement Partners, LLC$4M
- TrueWealth Financial Partners$3M
- RENAISSANCE TECHNOLOGIES LLC$2M
- Vantus Wealth LLC$2M
- INTEGRITY ALLIANCE, LLC.$2M
Largest adds
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$171M
- LPL Financial LLC$123M
- BENJAMIN EDWARDS INC$76M
- ENVESTNET ASSET MANAGEMENT INC$72M
- WELLS FARGO & COMPANY/MN$52M
- JONES FINANCIAL COMPANIES LLLP$45M
Largest trims
- MML INVESTORS SERVICES, LLC$25M
- EverSource Wealth Advisors, LLC$19M
- MORGAN STANLEY$18M
- Investment Planning Advisors, Inc.$13M
- Summit Investment Advisory Services, LLC$11M
- Capital International Investors$11M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 28,053,759 | $1.1B | 17.8% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 13,947,010 | $536M | 8.9% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 8,803,989 | $338M | 5.6% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 7,801,326 | $292M | 4.8% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 6,880,192 | $264M | 4.4% | 2026-Q1 |
| MORGAN STANLEY trimmed | 6,553,093 | $252M | 4.2% | 2026-Q1 |
| Cetera Investment Advisers added | 6,314,257 | $243M | 4.0% | 2026-Q1 |
| Capital International Investors added | 6,049,852 | $232M | 3.8% | 2026-Q1 |
| Capital Group Private Client Services, Inc. added | 5,098,451 | $196M | 3.2% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 4,513,180 | $173M | 2.9% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 4,252,916 | $163M | 2.7% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 3,126,028 | $120M | 2.0% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 2,960,209 | $114M | 1.9% | 2026-Q1 |
| BENJAMIN EDWARDS INC added | 2,753,949 | $106M | 1.8% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 2,510,189 | $96M | 1.6% | 2026-Q1 |
| SEI INVESTMENTS CO added | 2,346,850 | $90M | 1.5% | 2026-Q1 |
| Merit Financial Group, LLC added | 2,307,167 | $89M | 1.5% | 2026-Q1 |
| Private Advisor Group, LLC added | 2,116,973 | $81M | 1.3% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 2,104,783 | $81M | 1.3% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS added | 1,790,838 | $69M | 1.1% | 2026-Q1 |
| UBS Group AG added | 1,696,127 | $65M | 1.1% | 2026-Q1 |
| Valmark Advisers, Inc. added | 1,333,129 | $51M | 0.8% | 2026-Q1 |
| ASSETMARK, INC added | 1,323,220 | $51M | 0.8% | 2026-Q1 |
| &PARTNERS added | 1,279,570 | $49M | 0.8% | 2026-Q1 |
| Baird Financial Group, Inc. added | 1,281,194 | $49M | 0.8% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 1,235,564 | $47M | 0.8% | 2026-Q1 |
| Midwest Heritage Bank, FSB added | 1,053,091 | $40M | 0.7% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 1,029,931 | $40M | 0.7% | 2026-Q1 |
| HUB Investment Partners, LLC trimmed | 1,029,237 | $40M | 0.7% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 1,012,598 | $39M | 0.6% | 2026-Q1 |
| Souders Financial Advisors added | 996,057 | $38M | 0.6% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 977,976 | $38M | 0.6% | 2026-Q1 |
| SILVER OAK SECURITIES, INCORPORATED added | 939,142 | $36M | 0.6% | 2026-Q1 |
| Equitable Holdings, Inc. added | 663,333 | $27M | 0.4% | 2026-Q1 |
| BIP Wealth, LLC added | 690,410 | $27M | 0.4% | 2026-Q1 |
| Vestmark Advisory Solutions, Inc. added | 623,810 | $24M | 0.4% | 2026-Q1 |
| HighPoint Advisor Group LLC added | 598,699 | $23M | 0.4% | 2026-Q1 |
| CWM, LLC trimmed | 588,581 | $23M | 0.4% | 2026-Q1 |
| D.A. DAVIDSON & CO. added | 559,108 | $21M | 0.4% | 2026-Q1 |
| AA Financial Advisors, LLC added | 536,231 | $21M | 0.3% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 523,034 | $20M | 0.3% | 2026-Q1 |
| Summit Investment Advisory Services, LLC trimmed | 482,381 | $19M | 0.3% | 2026-Q1 |
| Beacon Pointe Advisors, LLC added | 479,677 | $18M | 0.3% | 2026-Q1 |
| TUDOR INVESTMENT CORP ET AL added | 477,304 | $18M | 0.3% | 2026-Q1 |
| Orion Porfolio Solutions, LLC added | 465,073 | $18M | 0.3% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. trimmed | 458,910 | $18M | 0.3% | 2026-Q1 |
| Forge Financial Services LLC trimmed | 435,527 | $17M | 0.3% | 2026-Q1 |
| Ameritas Investment Partners, Inc. trimmed | 424,179 | $16M | 0.3% | 2026-Q1 |
| Ergawealth Advisors, Inc. added | 422,910 | $16M | 0.3% | 2026-Q1 |
| IFP Advisors, Inc added | 422,818 | $16M | 0.3% | 2026-Q1 |
| Independent Advisor Alliance added | 416,283 | $16M | 0.3% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 411,277 | $15M | 0.3% | 2026-Q1 |
| STEPHENS INC /AR/ added | 394,659 | $15M | 0.3% | 2026-Q1 |
| Burford Brothers, Inc. added | 365,474 | $14M | 0.2% | 2026-Q1 |
| Bridgewealth Advisory Group, LLC added | 356,156 | $14M | 0.2% | 2026-Q1 |
| Entruity Wealth, LLC added | 346,342 | $13M | 0.2% | 2026-Q1 |
| PRINCIPAL SECURITIES, INC. added | 335,328 | $13M | 0.2% | 2026-Q1 |
| Strategic Blueprint, LLC added | 331,958 | $13M | 0.2% | 2026-Q1 |
| Mutual Advisors, LLC added | 316,940 | $12M | 0.2% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 312,421 | $12M | 0.2% | 2026-Q1 |
| Vigil Wealth Management, LLC added | 305,373 | $12M | 0.2% | 2026-Q1 |
| NATIXIS ADVISORS, LLC added | 299,069 | $11M | 0.2% | 2026-Q1 |
| Apollon Wealth Management, LLC added | 295,487 | $11M | 0.2% | 2026-Q1 |
| Michael Brady & Co., LLC added | 294,009 | $11M | 0.2% | 2026-Q1 |
| KINGSWOOD WEALTH ADVISORS, LLC added | 287,149 | $11M | 0.2% | 2026-Q1 |
| J. Derek Lewis & Associates Inc. | 272,179 | $11M | 0.2% | 2026-Q1 |
| SAGESPRING WEALTH PARTNERS, LLC added | 280,091 | $11M | 0.2% | 2026-Q1 |
| Challenger Wealth Management trimmed | 264,588 | $10M | 0.2% | 2026-Q1 |
| Essex Financial Services, Inc. added | 255,383 | $10M | 0.2% | 2026-Q1 |
| ST GERMAIN D J CO INC trimmed | 247,693 | $10M | 0.2% | 2026-Q1 |
| Guided Capital Wealth Management, LLC trimmed | 243,334 | $9M | 0.2% | 2026-Q1 |
| FOUNDERS FINANCIAL SECURITIES LLC added | 215,805 | $9M | 0.1% | 2026-Q1 |
| CARY STREET PARTNERS FINANCIAL LLC trimmed | 224,826 | $9M | 0.1% | 2026-Q1 |
| Smartleaf Asset Management LLC added | 230,295 | $9M | 0.1% | 2026-Q1 |
| Sunbelt Securities, Inc. trimmed | 217,991 | $8M | 0.1% | 2026-Q1 |
| Envestnet Portfolio Solutions, Inc. trimmed | 212,774 | $8M | 0.1% | 2026-Q1 |
| Gateway Wealth Partners, LLC added | 211,699 | $8M | 0.1% | 2026-Q1 |
| BETO FINANCIAL GROUP, LLC added | 179,160 | $8M | 0.1% | 2026-Q1 |
| Cannon Wealth Management Services, LLC added | 194,228 | $7M | 0.1% | 2026-Q1 |
| Gerber Kawasaki Wealth & Investment Management added | 194,150 | $7M | 0.1% | 2026-Q1 |
| Cullen/Frost Bankers, Inc. added | 191,778 | $7M | 0.1% | 2026-Q1 |
| GREAT VALLEY ADVISOR GROUP, INC. trimmed | 190,590 | $7M | 0.1% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 190,510 | $7M | 0.1% | 2026-Q1 |
| Sovran Advisors, LLC added | 168,809 | $7M | 0.1% | 2026-Q1 |
| Integrated Wealth Concepts LLC added | 178,623 | $7M | 0.1% | 2026-Q1 |
| Compton Financial Group, LLC added | 177,465 | $7M | 0.1% | 2026-Q1 |
| BLAIR WILLIAM & CO/IL added | 169,303 | $7M | 0.1% | 2026-Q1 |
| THOROUGHBRED FINANCIAL SERVICES, LLC added | 168,276 | $6M | 0.1% | 2026-Q1 |
| Geneos Wealth Management Inc. added | 162,379 | $6M | 0.1% | 2026-Q1 |
| Aspire Growth Partners LLC added | 161,600 | $6M | 0.1% | 2026-Q1 |
| CREATIVE FINANCIAL DESIGNS INC /ADV added | 160,247 | $6M | 0.1% | 2026-Q1 |
| Clear Creek Financial Management, LLC added | 157,577 | $6M | 0.1% | 2026-Q1 |
| Wealthcare Advisory Partners LLC trimmed | 155,069 | $6M | 0.1% | 2026-Q1 |
| Western Wealth Management, LLC added | 154,893 | $6M | 0.1% | 2026-Q1 |
| CENTAURUS FINANCIAL, INC. added | 150,545 | $6M | 0.1% | 2026-Q1 |
| A&I FINANCIAL SERVICES, LLC added | 144,007 | $6M | 0.1% | 2026-Q1 |
| NewEdge Advisors, LLC added | 1,029,158 | $41M | 0.7% | 2025-Q4 stale |
| Orion Portfolio Solutions, LLC added | 403,211 | $13M | 0.2% | 2025-Q1 stale |
| Atria Wealth Solutions, Inc. trimmed | 288,796 | $11M | 0.2% | 2025-Q2 stale |
| OLD MISSION CAPITAL LLC trimmed | 180,812 | $7M | 0.1% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.