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Institutional Ownership · SEC Form 13F

Who owns CGSM


Which tracked institutional funds hold CGSM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGSM company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

147
Institutional holders
36M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on CGSM is one-sided between 2025-Q4 and 2026-Q1: 48 added or opened and 15 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CGSM’s largest tracked holder by dollar value, Capital International Investors, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CGSM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 147 tracked filers holding CGSM, 103 increased or opened the position and 39 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CGSM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • Apella Capital, LLC$4M
  • OLD MISSION CAPITAL LLC$2M
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2M
  • PETREDIS INVESTMENT ADVISORS LLC$996K
  • SFG Wealth Management, LLC.$851K
  • SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$747K

Full exits 5

  • J.W. COLE ADVISORS, INC.$4M
  • StoneX Group Inc.$3M
  • Beta Wealth Group, Inc.$2M
  • NewEdge Advisors, LLC$1M
  • GOLDMAN SACHS GROUP INC$774K

Largest adds

  • MORGAN STANLEY$22M
  • LPL Financial LLC$16M
  • Cetera Investment Advisers$8M
  • ENVESTNET ASSET MANAGEMENT INC$7M
  • JONES FINANCIAL COMPANIES LLLP$7M
  • Kestra Advisory Services, LLC$6M

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$11M
  • CAPTRUST FINANCIAL ADVISORS$4M
  • EverSource Wealth Advisors, LLC$2M
  • Valmark Advisers, Inc.$1M
  • MML INVESTORS SERVICES, LLC$1M
  • OSAIC HOLDINGS, INC.$796K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Capital International Investors added13,168,002$346M36.3%2026-Q1
MORGAN STANLEY added3,688,463$97M10.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added2,928,560$77M8.1%2026-Q1
LPL Financial LLC added2,191,408$58M6.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added1,104,690$29M3.0%2026-Q1
Cetera Investment Advisers added989,257$26M2.7%2026-Q1
Capital Group Private Client Services, Inc. added800,815$21M2.2%2026-Q1
CAPTRUST FINANCIAL ADVISORS trimmed712,535$19M2.0%2026-Q1
WELLS FARGO & COMPANY/MN added690,408$18M1.9%2026-Q1
JONES FINANCIAL COMPANIES LLLP added656,761$17M1.8%2026-Q1
TRUIST FINANCIAL CORP added419,385$11M1.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added395,994$10M1.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed372,711$10M1.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added360,873$9M1.0%2026-Q1
MML INVESTORS SERVICES, LLC trimmed348,737$9M1.0%2026-Q1
ROYAL BANK OF CANADA added326,116$9M0.9%2026-Q1
Kestra Advisory Services, LLC added310,024$8M0.9%2026-Q1
Vestmark Advisory Solutions, Inc. added304,185$8M0.8%2026-Q1
Cambridge Investment Research Advisors, Inc. added290,883$8M0.8%2026-Q1
Boulder Wealth Advisors, LLC added250,801$7M0.7%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added202,450$5M0.6%2026-Q1
INTEGRATED WEALTHCARE, LLC added195,969$5M0.5%2026-Q1
Steward Partners Investment Advisory, LLC added191,624$5M0.5%2026-Q1
Financial Connections Group, Inc. added190,872$5M0.5%2026-Q1
PRINCIPAL SECURITIES, INC. added188,695$5M0.5%2026-Q1
Private Advisor Group, LLC added187,205$5M0.5%2026-Q1
Hartmann Taylor Wealth Management, LLC trimmed155,916$4M0.4%2026-Q1
Apella Capital, LLC new151,956$4M0.4%2026-Q1
BENJAMIN EDWARDS INC added149,961$4M0.4%2026-Q1
Janney Montgomery Scott LLC added149,372$4M0.4%2026-Q1
NATIXIS ADVISORS, LLC added142,364$4M0.4%2026-Q1
Total Clarity Wealth Management, Inc. added140,438$4M0.4%2026-Q1
JANE STREET GROUP, LLC added137,966$4M0.4%2026-Q1
Orion Porfolio Solutions, LLC trimmed123,276$3M0.3%2026-Q1
ASSETMARK, INC trimmed122,757$3M0.3%2026-Q1
&PARTNERS added118,017$3M0.3%2026-Q1
FWG Holdings, LLC added116,934$3M0.3%2026-Q1
Royal Harbor Partners, LLC added110,981$3M0.3%2026-Q1
CWM, LLC added109,982$3M0.3%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. added104,317$3M0.3%2026-Q1
Baird Financial Group, Inc. added99,411$3M0.3%2026-Q1
KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT added97,927$3M0.3%2026-Q1
OLD MISSION CAPITAL LLC added93,958$2M0.3%2026-Q1
Rockefeller Capital Management L.P. added90,526$2M0.2%2026-Q1
SEI INVESTMENTS CO added90,268$2M0.2%2026-Q1
Cauble & Harre Wealth Management, Inc. added88,518$2M0.2%2026-Q1
Transamerica Financial Advisors, LLC added87,331$2M0.2%2026-Q1
Betterment LLC trimmed82,317$2M0.2%2026-Q1
Jacobi Capital Management LLC added81,883$2M0.2%2026-Q1
Tribridge Partners Financial LLC added80,765$2M0.2%2026-Q1
COTTONWOOD CAPITAL ADVISORS, LLC added74,941$2M0.2%2026-Q1
PUREfi Wealth, LLC trimmed68,160$2M0.2%2026-Q1
Simplicity Wealth,LLC added66,961$2M0.2%2026-Q1
Gateway Wealth Partners, LLC added64,441$2M0.2%2026-Q1
Smith Thornton Advisors LLC59,890$2M0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC new58,750$2M0.2%2026-Q1
Bison Wealth, LLC added54,092$1M0.1%2026-Q1
WEDBUSH SECURITIES INC added48,773$1M0.1%2026-Q1
JHP Wealth Management, LLC trimmed45,826$1M0.1%2026-Q1
Burton Enright Welch added43,343$1M0.1%2026-Q1
Envestnet Portfolio Solutions, Inc. trimmed43,260$1M0.1%2026-Q1
Cerity Partners LLC added41,731$1M0.1%2026-Q1
Greykasell Wealth Strategies, Inc. added41,356$1M0.1%2026-Q1
STIFEL FINANCIAL CORP added39,433$1M0.1%2026-Q1
Aprio Wealth Management, LLC added37,950$997K0.1%2026-Q1
PETREDIS INVESTMENT ADVISORS LLC new37,900$996K0.1%2026-Q1
Souders Financial Advisors added36,786$967K0.1%2026-Q1
Confluence Wealth Services, Inc. trimmed36,093$949K0.1%2026-Q1
D.A. DAVIDSON & CO. trimmed36,045$947K0.1%2026-Q1
Sunrise Financial Services, LLC trimmed35,561$935K0.1%2026-Q1
Advisory Services Network, LLC added35,365$929K0.1%2026-Q1
U.S. Capital Wealth Advisors, LLC33,275$874K0.1%2026-Q1
Lakeside Advisors, INC. added33,000$867K0.1%2026-Q1
Acorn Wealth Advisors, LLC32,777$861K0.1%2026-Q1
SFG Wealth Management, LLC. new32,377$851K0.1%2026-Q1
Cullen/Frost Bankers, Inc. added30,515$802K0.1%2026-Q1
GWN SECURITIES INC. trimmed29,481$775K0.1%2026-Q1
Stratos Wealth Partners, LTD. added29,475$775K0.1%2026-Q1
Visionary Wealth Advisors added29,424$773K0.1%2026-Q1
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC new28,433$747K0.1%2026-Q1
Capital Investment Management, Inc. trimmed26,990$709K0.1%2026-Q1
MCF Advisors LLC new25,669$675K0.1%2026-Q1
Prospera Financial Services Inc25,254$664K0.1%2026-Q1
LANDAAS & CO /WI /ADV trimmed21,779$572K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added21,153$556K0.1%2026-Q1
World Investment Advisors added21,073$554K0.1%2026-Q1
Peterson Wealth Advisors, LLC trimmed20,960$551K0.1%2026-Q1
RICHARDS, MERRILL & PETERSON, INC. trimmed20,800$547K0.1%2026-Q1
Integrated Wealth Concepts LLC added19,438$511K0.1%2026-Q1
Astoria Portfolio Advisors LLC. added19,084$504K0.1%2026-Q1
UHLMANN PRICE SECURITIES, LLC trimmed18,393$483K0.1%2026-Q1
J.W. COLE ADVISORS, INC. added145,281$4M0.4%2025-Q4 stale
StoneX Group Inc. added113,285$3M0.3%2025-Q4 stale
Orion Portfolio Solutions, LLC added87,838$2M0.2%2025-Q1 stale
Beta Wealth Group, Inc. trimmed63,237$2M0.2%2025-Q4 stale
NewEdge Advisors, LLC added51,790$1M0.1%2025-Q4 stale
GOLDMAN SACHS GROUP INC added29,400$774K0.1%2025-Q4 stale
Atria Wealth Solutions, Inc. trimmed27,424$715K0.1%2025-Q2 stale
OAK HILL WEALTH ADVISORS, LLC added26,553$700K0.1%2025-Q3 stale
AVANTAX ADVISORY SERVICES, INC. added17,884$466K0.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership