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Institutional Ownership · SEC Form 13F

Who owns CGMM (CGMM)


Which tracked institutional funds hold CGMM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGMM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

198
Institutional holders
57,818,407
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on CGMM is one-sided between 2025-Q4 and 2026-Q1: 86 added or opened and 12 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CGMM’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CGMM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 198 tracked filers holding CGMM, 167 increased or opened the position and 32 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CGMM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 11

  • Presper Financial Architects, LLC$19M
  • GREAT VALLEY ADVISOR GROUP, INC.$7M
  • Royal Harbor Partners, LLC$5M
  • Per Stirling Capital Management, LLC.$5M
  • Gateway Wealth Partners, LLC$3M
  • Baird Financial Group, Inc.$3M

Full exits 8

  • NewEdge Advisors, LLC$19M
  • Janney Montgomery Scott LLC$11M
  • CMC Financial Group$3M
  • PARK AVENUE SECURITIES LLC$2M
  • ORG Partners LLC$1M
  • JANE STREET GROUP, LLC$844K

Largest adds

  • LPL Financial LLC$303M
  • ENVESTNET ASSET MANAGEMENT INC$57M
  • Pathstone Holdings, LLC$49M
  • WELLS FARGO & COMPANY/MN$43M
  • JONES FINANCIAL COMPANIES LLLP$29M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$19M

Largest trims

  • Concurrent Investment Advisors, LLC$1M
  • STEPHENS INC /AR/$872K
  • KINGSWOOD WEALTH ADVISORS, LLC$369K
  • CARY STREET PARTNERS FINANCIAL LLC$368K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added13,218,454$388M22.9%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added9,119,781$268M15.8%2026-Q1
WELLS FARGO & COMPANY/MN added3,031,453$89M5.3%2026-Q1
OSAIC HOLDINGS, INC. added1,685,749$49M2.9%2026-Q1
Pathstone Holdings, LLC added1,679,370$49M2.9%2026-Q1
Cetera Investment Advisers added1,520,291$45M2.6%2026-Q1
JONES FINANCIAL COMPANIES LLLP added1,478,890$42M2.5%2026-Q1
Merit Financial Group, LLC added1,404,021$41M2.4%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added1,370,903$40M2.4%2026-Q1
CAPTRUST FINANCIAL ADVISORS added1,112,599$33M1.9%2026-Q1
Kestra Investment Management, LLC added1,077,203$32M1.9%2026-Q1
SEI INVESTMENTS CO added977,455$29M1.7%2026-Q1
MML INVESTORS SERVICES, LLC added946,539$28M1.6%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added937,734$28M1.6%2026-Q1
STIFEL FINANCIAL CORP added926,659$27M1.6%2026-Q1
Kestra Advisory Services, LLC added913,227$27M1.6%2026-Q1
ASSETMARK, INC added890,379$26M1.5%2026-Q1
Ergawealth Advisors, Inc. added794,117$23M1.4%2026-Q1
ROYAL BANK OF CANADA added793,978$23M1.4%2026-Q1
Capital Group Private Client Services, Inc. added738,682$22M1.3%2026-Q1
Presper Financial Architects, LLC new641,703$19M1.1%2026-Q1
BENJAMIN EDWARDS INC added534,271$16M0.9%2026-Q1
Main Line Retirement Advisors, LLC added523,944$15M0.9%2026-Q1
Cambridge Investment Research Advisors, Inc. added518,250$15M0.9%2026-Q1
RAYMOND JAMES FINANCIAL INC added495,747$15M0.9%2026-Q1
Strategic Blueprint, LLC added449,631$13M0.8%2026-Q1
&PARTNERS added435,324$13M0.8%2026-Q1
STEPHENS INC /AR/ trimmed396,342$12M0.7%2026-Q1
Concurrent Investment Advisors, LLC trimmed317,661$9M0.6%2026-Q1
Souders Financial Advisors added287,605$8M0.5%2026-Q1
Vestmark Advisory Solutions, Inc. added286,242$8M0.5%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added281,245$8M0.5%2026-Q1
Coign Capital Advisors LLC added278,294$8M0.5%2026-Q1
NATIXIS ADVISORS, LLC added267,919$8M0.5%2026-Q1
Orion Porfolio Solutions, LLC added265,374$8M0.5%2026-Q1
National Wealth Management Group, LLC added249,900$7M0.4%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. new230,107$7M0.4%2026-Q1
Valmark Advisers, Inc. added208,654$6M0.4%2026-Q1
Rockefeller Capital Management L.P. added206,541$6M0.4%2026-Q1
Compton Financial Group, LLC added195,976$6M0.3%2026-Q1
CARY STREET PARTNERS FINANCIAL LLC trimmed180,562$5M0.3%2026-Q1
Royal Harbor Partners, LLC new174,194$5M0.3%2026-Q1
J. Derek Lewis & Associates Inc.170,927$5M0.3%2026-Q1
Per Stirling Capital Management, LLC. new161,057$5M0.3%2026-Q1
Smartleaf Asset Management LLC added164,361$5M0.3%2026-Q1
StoneCrest Wealth Management, Inc. added139,692$4M0.2%2026-Q1
BNB Wealth Management, LLC added133,176$4M0.2%2026-Q1
Smith Thornton Advisors LLC added133,010$4M0.2%2026-Q1
HARBOUR INVESTMENTS, INC. added128,667$4M0.2%2026-Q1
Tradition Wealth Management, LLC added124,585$4M0.2%2026-Q1
TRUIST FINANCIAL CORP added123,791$4M0.2%2026-Q1
Laurel Wealth Planning LLC added121,831$4M0.2%2026-Q1
Cullen/Frost Bankers, Inc. added121,501$4M0.2%2026-Q1
Envestnet Portfolio Solutions, Inc. added118,246$3M0.2%2026-Q1
Sigma Planning Corp added117,049$3M0.2%2026-Q1
Gateway Wealth Partners, LLC new109,720$3M0.2%2026-Q1
Essex Financial Services, Inc. added108,398$3M0.2%2026-Q1
PRINCIPAL SECURITIES, INC. added103,089$3M0.2%2026-Q1
NavPoint Financial, Inc. added102,614$3M0.2%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC added101,103$3M0.2%2026-Q1
Mariner, LLC added97,935$3M0.2%2026-Q1
Baird Financial Group, Inc. new94,707$3M0.2%2026-Q1
Wealth Science Advisors LLC93,269$3M0.2%2026-Q1
Equitable Holdings, Inc. added92,520$3M0.2%2026-Q1
Private Advisor Group, LLC added90,217$3M0.2%2026-Q1
HighTower Advisors, LLC added84,797$2M0.1%2026-Q1
Entruity Wealth, LLC trimmed81,501$2M0.1%2026-Q1
World Investment Advisors added77,140$2M0.1%2026-Q1
Boyer Financial Services, Inc. added76,231$2M0.1%2026-Q1
NWF Advisory Services Inc. added73,623$2M0.1%2026-Q1
A&I FINANCIAL SERVICES, LLC added73,051$2M0.1%2026-Q1
Kingsview Wealth Management, LLC added67,771$2M0.1%2026-Q1
Mutual Advisors, LLC added67,588$2M0.1%2026-Q1
OPPENHEIMER & CO INC added60,282$2M0.1%2026-Q1
Wise Wealth Partners added59,689$2M0.1%2026-Q1
D.A. DAVIDSON & CO. added59,616$2M0.1%2026-Q1
Beta Wealth Group, Inc. trimmed58,683$2M0.1%2026-Q1
PFG Advisors added58,462$2M0.1%2026-Q1
Aprio Wealth Management, LLC added55,771$2M0.1%2026-Q1
FOUNDERS FINANCIAL SECURITIES LLC added52,974$2M0.1%2026-Q1
Venture Visionary Partners LLC added53,642$2M0.1%2026-Q1
Trademark Financial Management, LLC added51,685$2M0.1%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC new51,114$2M0.1%2026-Q1
Merited Wealth, LLC trimmed50,370$1M0.1%2026-Q1
Atria Investments, Inc added49,198$1M0.1%2026-Q1
Dynamic Advisor Solutions LLC added47,291$1M0.1%2026-Q1
SAGESPRING WEALTH PARTNERS, LLC added47,232$1M0.1%2026-Q1
LongView Wealth Management added44,245$1M0.1%2026-Q1
Stratos Wealth Partners, LTD. added46,274$1M0.1%2026-Q1
Koshinski Asset Management, Inc. added44,070$1M0.1%2026-Q1
Blueprint Financial Advisors LLC added42,129$1M0.1%2026-Q1
Blueprint Investment Partners LLC added42,129$1M0.1%2026-Q1
Michael Brady & Co., LLC added42,104$1M0.1%2026-Q1
HighPoint Advisor Group LLC added41,740$1M0.1%2026-Q1
RFG Advisory, LLC added40,306$1M0.1%2026-Q1
NewEdge Advisors, LLC added675,728$19M1.1%2025-Q4 stale
Janney Montgomery Scott LLC added386,967$11M0.7%2025-Q4 stale
CMC Financial Group new119,727$3M0.2%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC. new64,937$2M0.1%2025-Q2 stale
PARK AVENUE SECURITIES LLC added57,903$2M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership