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Institutional Ownership · SEC Form 13F

Who owns CGEM (CGEM)


Which tracked institutional funds hold CGEM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGEM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

173
Institutional holders
65,547,056
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on CGEM is one-sided between 2025-Q4 and 2026-Q1: 65 added or opened and 18 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CGEM’s largest tracked holder by dollar value, Lynx1 Capital Management LP, sizes it at 20.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 20.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CGEM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 173 tracked filers holding CGEM, 101 increased or opened the position and 60 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CGEM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 15

  • VANGUARD CAPITAL MANAGEMENT LLC$35M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$8M
  • Soleus Capital Management, L.P.$6M
  • TCG Crossover Management, LLC$6M
  • VANGUARD FIDUCIARY TRUST CO$5M
  • Longaeva Partners L.P.$3M

Full exits 4

  • VANGUARD GROUP INC$30M
  • TWO SIGMA ADVISERS, LP$1M
  • Squarepoint Ops LLC$785K
  • JACOBS LEVY EQUITY MANAGEMENT, INC$763K

Largest adds

  • Lynx1 Capital Management LP$35M
  • MPM BIOIMPACT LLC$30M
  • PRICE T ROWE ASSOCIATES INC /MD/$28M
  • BVF INC/IL$22M
  • BlackRock, Inc.$18M
  • STATE STREET CORP$13M

Largest trims

  • Affinity Asset Advisors, LLC$9M
  • GREAT POINT PARTNERS LLC$2M
  • RENAISSANCE TECHNOLOGIES LLC$2M
  • JANE STREET GROUP, LLC$2M
  • Trexquant Investment LP$2M
  • SCHRODER INVESTMENT MANAGEMENT GROUP$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Lynx1 Capital Management LP8,963,500$127M12.8%2026-Q1
MPM BIOIMPACT LLC7,648,268$109M10.9%2026-Q1
BVF INC/IL5,750,683$82M8.2%2026-Q1
BlackRock, Inc. added4,449,966$63M6.3%2026-Q1
Kynam Capital Management, LP3,114,132$44M4.4%2026-Q1
STATE STREET CORP added2,544,115$36M3.6%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,483,034$35M3.5%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added2,029,719$29M2.9%2026-Q1
Blue Owl Capital Holdings LP trimmed1,909,764$27M2.7%2026-Q1
RTW INVESTMENTS, LP1,705,960$24M2.4%2026-Q1
Venrock Adviser, LLC1,379,965$20M2.0%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added1,368,268$19M2.0%2026-Q1
Siren, L.L.C.1,193,410$17M1.7%2026-Q1
Nextech Invest, Ltd.1,141,145$16M1.6%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed1,112,803$16M1.6%2026-Q1
MARSHALL WACE, LLP added1,037,441$15M1.5%2026-Q1
DIMENSIONAL FUND ADVISORS LP added906,028$13M1.3%2026-Q1
Point72 Asset Management, L.P. added905,376$13M1.3%2026-Q1
Nuveen, LLC added805,700$11M1.1%2026-Q1
Affinity Asset Advisors, LLC trimmed781,260$11M1.1%2026-Q1
TWIN FOCUS CAPITAL PARTNERS, LLC595,489$8M0.8%2026-Q1
MORGAN STANLEY trimmed589,483$8M0.8%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new552,553$8M0.8%2026-Q1
Elmind Capital, LP added530,000$8M0.8%2026-Q1
TWO SIGMA INVESTMENTS, LP added522,047$7M0.7%2026-Q1
BANK OF AMERICA CORP /DE/ added516,724$7M0.7%2026-Q1
GOLDMAN SACHS GROUP INC trimmed455,449$6M0.6%2026-Q1
NORTHERN TRUST CORP added449,258$6M0.6%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed432,893$6M0.6%2026-Q1
Soleus Capital Management, L.P. added410,200$6M0.6%2026-Q1
TCG Crossover Management, LLC new406,786$6M0.6%2026-Q1
DEERFIELD MANAGEMENT COMPANY, L.P.386,169$5M0.6%2026-Q1
DEUTSCHE BANK AG\ trimmed367,906$5M0.5%2026-Q1
AQR CAPITAL MANAGEMENT LLC added357,354$5M0.5%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed346,582$5M0.5%2026-Q1
VANGUARD FIDUCIARY TRUST CO new342,852$5M0.5%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed324,111$5M0.5%2026-Q1
GREAT POINT PARTNERS LLC trimmed300,000$4M0.4%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. added289,115$4M0.4%2026-Q1
JPMORGAN CHASE & CO added297,231$4M0.4%2026-Q1
CITADEL ADVISORS LLC added252,778$4M0.4%2026-Q1
Invesco Ltd. added244,150$3M0.3%2026-Q1
ORBIMED ADVISORS LLC trimmed243,006$3M0.3%2026-Q1
Susquehanna Portfolio Strategies, LLC233,842$3M0.3%2026-Q1
PFM Health Sciences, LP added227,406$3M0.3%2026-Q1
UBS Group AG trimmed202,385$3M0.3%2026-Q1
Jump Financial, LLC trimmed193,800$3M0.3%2026-Q1
Longaeva Partners L.P. new183,691$3M0.3%2026-Q1
Trexquant Investment LP trimmed168,473$2M0.2%2026-Q1
SCHRODER INVESTMENT MANAGEMENT GROUP trimmed173,740$2M0.2%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed149,626$2M0.2%2026-Q1
PRUDENTIAL FINANCIAL INC added149,445$2M0.2%2026-Q1
CITIGROUP INC trimmed144,111$2M0.2%2026-Q1
AMERICAN CENTURY COMPANIES INC added144,107$2M0.2%2026-Q1
Bank of New York Mellon Corp trimmed143,708$2M0.2%2026-Q1
BARCLAYS PLC trimmed140,295$2M0.2%2026-Q1
Assenagon Asset Management S.A. trimmed138,705$2M0.2%2026-Q1
TD Asset Management Inc added114,400$2M0.2%2026-Q1
ALGERT GLOBAL LLC trimmed109,731$2M0.2%2026-Q1
MOORE CAPITAL MANAGEMENT, LP new105,960$2M0.2%2026-Q1
Bleichroeder LP new100,000$1M0.1%2026-Q1
Y-Intercept (Hong Kong) Ltd added95,417$1M0.1%2026-Q1
Cinctive Capital Management LP new94,444$1M0.1%2026-Q1
Qube Research & Technologies Ltd trimmed90,316$1M0.1%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE added75,310$1M0.1%2026-Q1
Quantinno Capital Management LP added72,282$1M0.1%2026-Q1
Rafferty Asset Management, LLC added69,485$987K0.1%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added67,656$961K0.1%2026-Q1
RHUMBLINE ADVISERS added67,516$959K0.1%2026-Q1
Engineers Gate Manager LP trimmed66,288$942K0.1%2026-Q1
Mariner, LLC added62,718$891K0.1%2026-Q1
Tidal Investments LLC new62,421$887K0.1%2026-Q1
Tema ETFs LLC added62,421$887K0.1%2026-Q1
Apis Capital Advisors, LLC new60,000$853K0.1%2026-Q1
Creative Planning added59,974$852K0.1%2026-Q1
SUPERSTRING CAPITAL MANAGEMENT LP added59,484$845K0.1%2026-Q1
Swiss National Bank58,300$828K0.1%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC added51,491$732K0.1%2026-Q1
ADAR1 Capital Management, LLC50,000$710K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added47,377$673K0.1%2026-Q1
GSA CAPITAL PARTNERS LLP added43,339$616K0.1%2026-Q1
HRT FINANCIAL LP trimmed38,586$548K0.1%2026-Q1
ALLIANCEBERNSTEIN L.P.47,630$493K0.0%2026-Q1
PROFUND ADVISORS LLC added31,251$444K0.0%2026-Q1
VANGUARD GROUP INC trimmed2,920,775$30M3.0%2025-Q4 stale
FRANKLIN RESOURCES INC trimmed1,416,036$8M0.8%2025-Q3 stale
BRAIDWELL LP trimmed980,773$7M0.7%2025-Q1 stale
TANG CAPITAL MANAGEMENT LLC1,121,138$7M0.7%2025-Q3 stale
Patient Square Capital LP trimmed868,897$7M0.7%2025-Q2 stale
Rock Springs Capital Management LP added668,233$5M0.5%2025-Q2 stale
Foresite Capital Management VI LLC trimmed594,025$4M0.4%2025-Q2 stale
TWO SIGMA ADVISERS, LP added129,809$1M0.1%2025-Q4 stale
Cubist Systematic Strategies, LLC added222,318$1M0.1%2025-Q3 stale
Voss Capital, LP trimmed221,473$1M0.1%2025-Q3 stale
Verition Fund Management LLC added139,660$1M0.1%2025-Q2 stale
Squarepoint Ops LLC trimmed75,820$785K0.1%2025-Q4 stale
JACOBS LEVY EQUITY MANAGEMENT, INC trimmed73,755$763K0.1%2025-Q4 stale
Woodline Partners LP trimmed81,741$619K0.1%2025-Q1 stale
ACADIAN ASSET MANAGEMENT LLC added81,721$618K0.1%2025-Q1 stale
PERCEPTIVE ADVISORS LLC trimmed80,100$606K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership