Who owns CGBD (CGBD)
Which tracked institutional funds hold CGBD, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CGBD company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
18 tracked funds added or opened CGBD while 45 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CGBD’s largest tracked holder by dollar value, Creative Planning, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CGBD divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 154 tracked filers holding CGBD, 74 increased or opened the position and 77 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CGBD between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 6
- ARES MANAGEMENT LLC$3M
- Significant Wealth Partners LLC$2M
- Y-Intercept (Hong Kong) Ltd$2M
- ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/$2M
- FIFTH THIRD BANCORP$1M
- BALYASNY ASSET MANAGEMENT L.P.$793K
Full exits 8
- TWO SIGMA ADVISERS, LP$4M
- JANE STREET GROUP, LLC$3M
- Bright Futures Wealth Management, LLC.$1M
- COMERICA BANK$1M
- Global Retirement Partners, LLC$993K
- CITADEL ADVISORS LLC$874K
Largest adds
- Russell Investments Group, Ltd.$4M
- Invesco Ltd.$3M
- UBS Group AG$3M
- Arax Advisory Partners$2M
- MILLENNIUM MANAGEMENT LLC$2M
- Focus Partners Wealth$1M
Largest trims
- RIVERNORTH CAPITAL MANAGEMENT, LLC$10M
- Creative Planning$8M
- North Ground Capital$7M
- VAN ECK ASSOCIATES CORP$7M
- Alpine Global Management, LLC$4M
- MORGAN STANLEY$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Creative Planning trimmed | 3,231,986 | $35M | 10.5% | 2026-Q1 |
| MORGAN STANLEY added | 2,634,781 | $29M | 8.6% | 2026-Q1 |
| CHOREO, LLC added | 1,388,224 | $16M | 4.7% | 2026-Q1 |
| VAN ECK ASSOCIATES CORP trimmed | 1,312,471 | $14M | 4.3% | 2026-Q1 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed | 1,272,507 | $14M | 4.1% | 2026-Q1 |
| Invesco Ltd. added | 1,265,822 | $14M | 4.1% | 2026-Q1 |
| UBS Group AG added | 1,236,553 | $14M | 4.0% | 2026-Q1 |
| Muzinich & Co., Inc. added | 737,744 | $8M | 2.4% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP trimmed | 630,918 | $7M | 2.1% | 2026-Q1 |
| Russell Investments Group, Ltd. added | 587,183 | $6M | 1.9% | 2026-Q1 |
| Legal & General Group Plc added | 551,582 | $6M | 1.8% | 2026-Q1 |
| Mariner, LLC added | 548,525 | $6M | 1.8% | 2026-Q1 |
| Sumitomo Mitsui Trust Group, Inc. | 519,735 | $6M | 1.7% | 2026-Q1 |
| TORONTO DOMINION BANK trimmed | 450,000 | $5M | 1.5% | 2026-Q1 |
| Rockefeller Capital Management L.P. added | 447,638 | $5M | 1.5% | 2026-Q1 |
| North Ground Capital trimmed | 387,518 | $4M | 1.3% | 2026-Q1 |
| LSV ASSET MANAGEMENT trimmed | 352,150 | $4M | 1.1% | 2026-Q1 |
| Focus Partners Wealth added | 304,864 | $3M | 1.0% | 2026-Q1 |
| BlackRock, Inc. trimmed | 283,480 | $3M | 0.9% | 2026-Q1 |
| BI Asset Management Fondsmaeglerselskab A/S trimmed | 282,558 | $3M | 0.9% | 2026-Q1 |
| NOVARE CAPITAL MANAGEMENT LLC added | 251,395 | $3M | 0.8% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 250,889 | $3M | 0.8% | 2026-Q1 |
| ARES MANAGEMENT LLC added | 240,000 | $3M | 0.8% | 2026-Q1 |
| Advisors Asset Management, Inc. added | 211,322 | $2M | 0.7% | 2026-Q1 |
| Cliffwater LLC | 207,319 | $2M | 0.7% | 2026-Q1 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC trimmed | 200,487 | $2M | 0.7% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 199,166 | $2M | 0.6% | 2026-Q1 |
| HighTower Advisors, LLC added | 196,706 | $2M | 0.6% | 2026-Q1 |
| Arax Advisory Partners added | 190,340 | $2M | 0.6% | 2026-Q1 |
| WCG Wealth Advisors LLC added | 186,691 | $2M | 0.6% | 2026-Q1 |
| GFS Advisors, LLC trimmed | 40,600 | $2M | 0.6% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC added | 179,500 | $2M | 0.6% | 2026-Q1 |
| Corient Private Wealth LLC added | 175,301 | $2M | 0.6% | 2026-Q1 |
| Significant Wealth Partners LLC new | 162,306 | $2M | 0.5% | 2026-Q1 |
| Ethos Financial Group, LLC | 140,177 | $2M | 0.5% | 2026-Q1 |
| LPL Financial LLC added | 153,444 | $2M | 0.5% | 2026-Q1 |
| Y-Intercept (Hong Kong) Ltd added | 151,465 | $2M | 0.5% | 2026-Q1 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ new | 146,742 | $2M | 0.5% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 145,724 | $2M | 0.5% | 2026-Q1 |
| Hennion & Walsh Asset Management, Inc. trimmed | 144,959 | $2M | 0.5% | 2026-Q1 |
| Lansforsakringar Fondforvaltning AB (publ) added | 134,949 | $1M | 0.4% | 2026-Q1 |
| DOLIVER ADVISORS, LP added | 126,681 | $1M | 0.4% | 2026-Q1 |
| Alpine Global Management, LLC trimmed | 115,663 | $1M | 0.4% | 2026-Q1 |
| Samalin Investment Counsel, LLC added | 107,107 | $1M | 0.3% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 104,085 | $1M | 0.3% | 2026-Q1 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 100,250 | $1M | 0.3% | 2026-Q1 |
| FIFTH THIRD BANCORP added | 99,557 | $1M | 0.3% | 2026-Q1 |
| Closed-End Fund Advisors, Inc. trimmed | 98,785 | $1M | 0.3% | 2026-Q1 |
| Cetera Investment Advisers added | 94,894 | $1M | 0.3% | 2026-Q1 |
| Pathstone Holdings, LLC added | 81,522 | $892K | 0.3% | 2026-Q1 |
| CANADA LIFE ASSURANCE Co trimmed | 79,499 | $873K | 0.3% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 74,743 | $818K | 0.2% | 2026-Q1 |
| DENALI ADVISORS LLC trimmed | 72,712 | $795K | 0.2% | 2026-Q1 |
| BALYASNY ASSET MANAGEMENT L.P. new | 72,463 | $793K | 0.2% | 2026-Q1 |
| Naviter Wealth, LLC trimmed | 69,490 | $788K | 0.2% | 2026-Q1 |
| Texas Capital Bank Wealth Management Services Inc added | 72,014 | $788K | 0.2% | 2026-Q1 |
| U.S. Capital Wealth Advisors, LLC added | 71,432 | $781K | 0.2% | 2026-Q1 |
| NEUBERGER BERMAN GROUP LLC trimmed | 71,301 | $780K | 0.2% | 2026-Q1 |
| TRUIST FINANCIAL CORP added | 67,757 | $741K | 0.2% | 2026-Q1 |
| CWM, LLC added | 56,873 | $622K | 0.2% | 2026-Q1 |
| Virtus Investment Advisers, LLC trimmed | 55,723 | $610K | 0.2% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 50,579 | $554K | 0.2% | 2026-Q1 |
| US BANCORP \DE\ | 50,000 | $547K | 0.2% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 47,990 | $525K | 0.2% | 2026-Q1 |
| DRW Securities, LLC new | 44,010 | $481K | 0.1% | 2026-Q1 |
| Avior Wealth Management, LLC added | 43,047 | $471K | 0.1% | 2026-Q1 |
| Almitas Capital LLC | 42,885 | $469K | 0.1% | 2026-Q1 |
| Verdence Capital Advisors LLC trimmed | 41,955 | $459K | 0.1% | 2026-Q1 |
| AQR CAPITAL MANAGEMENT LLC trimmed | 41,191 | $451K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 41,141 | $450K | 0.1% | 2026-Q1 |
| Prime Capital Investment Advisors, LLC new | 2,204,508 | $30M | 9.0% | 2025-Q2 stale |
| TWO SIGMA ADVISERS, LP trimmed | 300,500 | $4M | 1.1% | 2025-Q4 stale |
| JANE STREET GROUP, LLC added | 256,473 | $3M | 1.0% | 2025-Q4 stale |
| TUDOR INVESTMENT CORP ET AL added | 219,146 | $3M | 0.9% | 2025-Q2 stale |
| Qube Research & Technologies Ltd added | 206,966 | $3M | 0.8% | 2025-Q3 stale |
| GRIES FINANCIAL LLC trimmed | 187,755 | $2M | 0.7% | 2025-Q3 stale |
| CONDOR CAPITAL MANAGEMENT added | 182,951 | $2M | 0.7% | 2025-Q3 stale |
| Kovitz Investment Group Partners, LLC new | 151,749 | $2M | 0.6% | 2025-Q3 stale |
| Summit Trail Advisors, LLC | 146,027 | $2M | 0.6% | 2025-Q3 stale |
| MARSHALL WACE, LLP added | 140,736 | $2M | 0.5% | 2025-Q3 stale |
| Northeast Financial Consultants Inc added | 102,219 | $1M | 0.4% | 2025-Q2 stale |
| Bright Futures Wealth Management, LLC. added | 111,522 | $1M | 0.4% | 2025-Q4 stale |
| COMERICA BANK added | 99,255 | $1M | 0.4% | 2025-Q4 stale |
| Greenland Capital Management LP added | 70,000 | $1M | 0.3% | 2025-Q1 stale |
| BluePointe Capital Management, LLC added | 61,517 | $1M | 0.3% | 2025-Q1 stale |
| Global Retirement Partners, LLC trimmed | 79,467 | $993K | 0.3% | 2025-Q4 stale |
| PARK CIRCLE Co | 71,225 | $974K | 0.3% | 2025-Q2 stale |
| ExodusPoint Capital Management, LP added | 57,078 | $924K | 0.3% | 2025-Q1 stale |
| CITADEL ADVISORS LLC added | 69,959 | $874K | 0.3% | 2025-Q4 stale |
| Redhawk Wealth Advisors, Inc. added | 53,784 | $870K | 0.3% | 2025-Q1 stale |
| Quadrature Capital Ltd added | 51,610 | $645K | 0.2% | 2025-Q3 stale |
| Round Rock Advisors, LLC added | 46,562 | $637K | 0.2% | 2025-Q2 stale |
| Connor, Clark & Lunn Investment Management Ltd. trimmed | 50,263 | $628K | 0.2% | 2025-Q4 stale |
| Cascade Financial Partners, LLC new | 43,840 | $600K | 0.2% | 2025-Q2 stale |
| D. E. Shaw & Co., Inc. added | 47,963 | $600K | 0.2% | 2025-Q3 stale |
| Dynamic Technology Lab Private Ltd added | 37,061 | $507K | 0.2% | 2025-Q2 stale |
| FineMark National Bank & Trust | 40,381 | $504K | 0.1% | 2025-Q4 stale |
| 1858 WEALTH MANAGEMENT, LLC trimmed | 38,343 | $479K | 0.1% | 2025-Q3 stale |
| Magnetar Financial LLC added | 34,727 | $475K | 0.1% | 2025-Q2 stale |
| Apollon Wealth Management, LLC added | 32,590 | $446K | 0.1% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.