Who owns CEFS
Which tracked institutional funds hold CEFS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CEFS company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on CEFS is one-sided between 2026-Q1 and 2026-Q2: 16 added or opened and 4 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CEFS’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes CEFS more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in CEFS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 85 tracked filers holding CEFS, 45 increased or opened the position and 28 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CEFS between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
Full exits 2
- Cambridge Investment Research Advisors, Inc.$979K
- Family Manage LLC$585K
Largest adds
- AdvisorNet Financial, Inc$2M
- LPL Financial LLC$2M
- XML Financial, LLC$2M
- New England Private Wealth Advisors LLC$2M
- ENVESTNET ASSET MANAGEMENT INC$1M
- Private Capital Management, LLC$1M
Largest trims
- OPPENHEIMER & CO INC$923K
- Farther Finance Advisors, LLC$447K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 423,147 | $11M | 6.6% | 2026-Q2 |
| New England Private Wealth Advisors LLC added | 410,877 | $10M | 6.3% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 353,867 | $9M | 5.5% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 326,100 | $8M | 5.1% | 2026-Q2 |
| AdvisorNet Financial, Inc added | 323,208 | $8M | 5.0% | 2026-Q2 |
| Arete Wealth Advisors, LLC added | 286,252 | $7M | 4.5% | 2026-Q2 |
| Cetera Investment Advisers added | 285,866 | $7M | 4.4% | 2026-Q2 |
| Columbus Macro, LLC added | 273,615 | $7M | 4.3% | 2026-Q2 |
| XML Financial, LLC added | 270,311 | $7M | 4.2% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 266,188 | $7M | 4.1% | 2026-Q2 |
| Private Capital Management, LLC added | 243,252 | $6M | 3.8% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 190,181 | $5M | 3.0% | 2026-Q2 |
| Farther Finance Advisors, LLC trimmed | 144,815 | $4M | 2.3% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 135,375 | $3M | 2.1% | 2026-Q2 |
| Ares Financial Consulting, LLC trimmed | 105,934 | $3M | 1.6% | 2026-Q2 |
| SCOTIA CAPITAL INC. added | 105,734 | $3M | 1.6% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 100,949 | $3M | 1.6% | 2026-Q2 |
| Quattro Advisors LLC trimmed | 100,670 | $3M | 1.6% | 2026-Q2 |
| Visionary Wealth Advisors added | 95,683 | $2M | 1.5% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 73,205 | $2M | 1.1% | 2026-Q2 |
| Commerce Advisors, LLC added | 63,473 | $2M | 1.0% | 2026-Q2 |
| Thomas J. Herzfeld Advisors, Inc. trimmed | 62,053 | $2M | 1.0% | 2026-Q2 |
| 3EDGE Asset Management, LP added | 61,164 | $2M | 1.0% | 2026-Q2 |
| Proficio Capital Partners LLC | 59,455 | $2M | 0.9% | 2026-Q2 |
| Tactive Advisors, LLC added | 54,387 | $1M | 0.8% | 2026-Q2 |
| Lido Advisors, LLC | 52,765 | $1M | 0.8% | 2026-Q2 |
| Ausdal Financial Partners, Inc. trimmed | 51,633 | $1M | 0.8% | 2026-Q2 |
| Avior Wealth Management, LLC trimmed | 47,809 | $1M | 0.7% | 2026-Q2 |
| NFSG Corp added | 47,681 | $1M | 0.7% | 2026-Q2 |
| IHT Wealth Management, LLC added | 47,468 | $1M | 0.7% | 2026-Q2 |
| Triumph Capital Management added | 46,694 | $1M | 0.7% | 2026-Q2 |
| SHEETS SMITH WEALTH MANAGEMENT trimmed | 45,688 | $1M | 0.7% | 2026-Q2 |
| Chicago Partners Investment Group LLC trimmed | 44,771 | $1M | 0.7% | 2026-Q2 |
| PRINCIPAL SECURITIES, INC. added | 40,315 | $1M | 0.6% | 2026-Q2 |
| Amplius Wealth Advisors, LLC added | 28,861 | $740K | 0.4% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. added | 28,559 | $732K | 0.4% | 2026-Q2 |
| Adalta Capital Management LLC | 26,135 | $670K | 0.4% | 2026-Q2 |
| MATHER GROUP, LLC. trimmed | 25,132 | $644K | 0.4% | 2026-Q2 |
| CSS LLC/IL | 24,674 | $633K | 0.4% | 2026-Q2 |
| CARY STREET PARTNERS FINANCIAL LLC trimmed | 23,302 | $597K | 0.4% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 23,131 | $593K | 0.4% | 2026-Q2 |
| Bison Wealth, LLC added | 22,541 | $575K | 0.3% | 2026-Q2 |
| Unified Investment Management added | 21,090 | $541K | 0.3% | 2026-Q2 |
| Private Advisor Group, LLC added | 18,658 | $478K | 0.3% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 17,815 | $457K | 0.3% | 2026-Q2 |
| QUANTIFY CHAOS ADVISORS, LLC | 16,193 | $415K | 0.3% | 2026-Q2 |
| Fort Point Capital Partners LLC trimmed | 16,063 | $412K | 0.2% | 2026-Q2 |
| AQR CAPITAL MANAGEMENT LLC added | 15,636 | $401K | 0.2% | 2026-Q2 |
| Advisor OS, LLC trimmed | 15,420 | $395K | 0.2% | 2026-Q2 |
| CERTIOR FINANCIAL GROUP, LLC trimmed | 15,342 | $393K | 0.2% | 2026-Q2 |
| Richard Young Associates, Ltd. new | 14,776 | $379K | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 14,312 | $367K | 0.2% | 2026-Q2 |
| Gladstone Institutional Advisory LLC trimmed | 14,039 | $360K | 0.2% | 2026-Q2 |
| Towerpoint Wealth, LLC | 13,690 | $351K | 0.2% | 2026-Q2 |
| Closed-End Fund Advisors, Inc. added | 12,851 | $330K | 0.2% | 2026-Q2 |
| NOVEM GROUP | 12,590 | $323K | 0.2% | 2026-Q2 |
| Perigon Wealth Management, LLC new | 11,884 | $305K | 0.2% | 2026-Q2 |
| Oregon Pacific Wealth Management, LLC trimmed | 11,875 | $304K | 0.2% | 2026-Q2 |
| Braeburn Wealth Management LLC | 11,675 | $299K | 0.2% | 2026-Q2 |
| Encompass More Asset Management added | 11,121 | $285K | 0.2% | 2026-Q2 |
| Hilltop Holdings Inc. | 11,074 | $284K | 0.2% | 2026-Q2 |
| ZEGA Investments, LLC trimmed | 11,043 | $283K | 0.2% | 2026-Q2 |
| RITHOLTZ WEALTH MANAGEMENT new | 10,449 | $268K | 0.2% | 2026-Q2 |
| First Heartland Consultants, Inc. added | 10,416 | $267K | 0.2% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 9,914 | $254K | 0.2% | 2026-Q2 |
| Brookstone Capital Management new | 9,288 | $238K | 0.1% | 2026-Q2 |
| Sanctuary Advisors, LLC new | 8,535 | $219K | 0.1% | 2026-Q2 |
| Atria Investments, Inc new | 8,390 | $215K | 0.1% | 2026-Q2 |
| LANARK FINANCIAL, INC. added | 7,176 | $184K | 0.1% | 2026-Q2 |
| MORGAN STANLEY trimmed | 4,637 | $119K | 0.1% | 2026-Q2 |
| Allworth Financial LP | 3,200 | $82K | 0.0% | 2026-Q2 |
| Wealth Enhancement Trust Services, Inc. | 3,426 | $79K | 0.0% | 2026-Q2 |
| Boreal Capital Management LLC | 3,075 | $79K | 0.0% | 2026-Q2 |
| CALDWELL SUTTER CAPITAL, INC. added | 2,955 | $76K | 0.0% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 2,387 | $61K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 2,367 | $61K | 0.0% | 2026-Q2 |
| SHP Wealth Management | 1,864 | $48K | 0.0% | 2026-Q2 |
| AE Wealth Management LLC added | 1,162 | $30K | 0.0% | 2026-Q2 |
| Bangor Savings Bank | 772 | $20K | 0.0% | 2026-Q2 |
| ASSETMARK, INC | 703 | $18K | 0.0% | 2026-Q2 |
| SALEM INVESTMENT COUNSELORS INC | 625 | $16K | 0.0% | 2026-Q2 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 460 | $12K | 0.0% | 2026-Q2 |
| WINMILL & CO. INC | 100 | $3K | 0.0% | 2026-Q2 |
| UBS Group AG | 4 | $103 | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN | 1 | $37 | 0.0% | 2026-Q2 |
| Cambridge Investment Research Advisors, Inc. added | 43,398 | $979K | 0.6% | 2026-Q1 stale (1 quarter behind) |
| Family Manage LLC trimmed | 25,937 | $585K | 0.4% | 2026-Q1 stale (1 quarter behind) |
| THOMPSON SIEGEL & WALMSLEY LLC | 10,000 | $226K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| ROVIN CAPITAL /UT/ /ADV added | 72,766 | $2M | 1.0% | 2025-Q4 stale (2 quarters behind) |
| AMERIPRISE FINANCIAL INC new | 29,775 | $686K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| COMMONWEALTH EQUITY SERVICES, LLC added | 27,317 | $629K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Tidal Investments LLC trimmed | 21,370 | $492K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| MILLENNIUM MANAGEMENT LLC new | 15,511 | $357K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Mariner, LLC new | 12,016 | $277K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| CALTON & ASSOCIATES, INC. added | 9,562 | $220K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Fortress Wealth Management, Inc. added | 352,729 | $8M | 4.9% | 2025-Q3 stale (3 quarters behind) |
| NAPA WEALTH MANAGEMENT added | 30,485 | $694K | 0.4% | 2025-Q3 stale (3 quarters behind) |
| StoneX Group Inc. added | 22,965 | $523K | 0.3% | 2025-Q3 stale (3 quarters behind) |
| Janney Montgomery Scott LLC trimmed | 9,805 | $223K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| Atria Wealth Solutions, Inc. trimmed | 12,200 | $271K | 0.2% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.