Who owns CDX
Which tracked institutional funds hold CDX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CDX company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
20 tracked funds added or opened CDX while 28 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
CDX’s largest tracked holder by dollar value, SIGNATURE ESTATE & INVESTMENT ADVISORS LLC, sizes it at 0.7% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.7pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in CDX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 89 tracked filers holding CDX, 61 increased or opened the position and 46 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in CDX between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 6
- Arkadios Wealth Advisors$2M
- Advisor OS, LLC$2M
- Mosley Wealth Management$1M
- Regatta Research & Money Management$914K
- NORDEN GROUP LLC$614K
- Synergy Asset Management, LLC$540K
Full exits 12
- NewEdge Wealth, LLC$8M
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$7M
- SlateStone Wealth, LLC$5M
- Kensington Asset Management, LLC$5M
- Mid-American Wealth Advisory Group, Inc.$5M
- GOLDMAN SACHS GROUP INC$2M
Largest adds
- ENVESTNET ASSET MANAGEMENT INC$3M
- Soltis Investment Advisors LLC$2M
- SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$2M
- WCG Wealth Advisors LLC$2M
- Insight Wealth Strategies, LLC$1M
- PRINCIPAL SECURITIES, INC.$1M
Largest trims
- Altiora Financial Group, LLC$7M
- Prime Capital Investment Advisors, LLC$6M
- LPL Financial LLC$5M
- AE Wealth Management LLC$2M
- Independent Wealth Advisors LLC$1M
- Almanack Investment Partners, LLC.$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC added | 1,941,740 | $41M | 12.7% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 1,655,982 | $35M | 10.9% | 2026-Q2 |
| AE Wealth Management LLC trimmed | 1,184,163 | $25M | 7.8% | 2026-Q2 |
| Park Edge Advisors, LLC added | 772,287 | $16M | 5.1% | 2026-Q2 |
| Insight Wealth Strategies, LLC added | 764,328 | $16M | 5.0% | 2026-Q2 |
| Altiora Financial Group, LLC trimmed | 572,852 | $12M | 3.8% | 2026-Q2 |
| PRINCIPAL SECURITIES, INC. added | 432,404 | $9M | 2.8% | 2026-Q2 |
| DRIVE WEALTH MANAGEMENT, LLC trimmed | 374,924 | $8M | 2.5% | 2026-Q2 |
| Orion Porfolio Solutions, LLC added | 373,393 | $8M | 2.5% | 2026-Q2 |
| LPL Financial LLC trimmed | 367,962 | $8M | 2.4% | 2026-Q2 |
| FLAGSHIP HARBOR ADVISORS, LLC added | 318,211 | $7M | 2.1% | 2026-Q2 |
| Meridian Wealth Management, LLC added | 314,635 | $7M | 2.1% | 2026-Q2 |
| Soltis Investment Advisors LLC added | 273,003 | $6M | 1.8% | 2026-Q2 |
| Envestnet Portfolio Solutions, Inc. added | 267,497 | $6M | 1.8% | 2026-Q2 |
| WCG Wealth Advisors LLC added | 256,662 | $5M | 1.7% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 250,086 | $5M | 1.6% | 2026-Q2 |
| ADAPT WEALTH ADVISORS, LLC trimmed | 201,459 | $4M | 1.3% | 2026-Q2 |
| Focus Partners Wealth added | 199,619 | $4M | 1.3% | 2026-Q2 |
| Security National Bank trimmed | 173,368 | $4M | 1.1% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 172,024 | $4M | 1.1% | 2026-Q2 |
| Fifth Third Securities, Inc. added | 165,206 | $3M | 1.1% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC trimmed | 138,183 | $3M | 0.9% | 2026-Q2 |
| Kingsview Wealth Management, LLC added | 127,672 | $3M | 0.8% | 2026-Q2 |
| Centennial Wealth Advisory LLC added | 99,052 | $2M | 0.7% | 2026-Q2 |
| Pekin Hardy Strauss, Inc. trimmed | 96,820 | $2M | 0.6% | 2026-Q2 |
| Arkadios Wealth Advisors new | 82,136 | $2M | 0.5% | 2026-Q2 |
| Advisor OS, LLC new | 79,922 | $2M | 0.5% | 2026-Q2 |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 62,272 | $1M | 0.4% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 60,280 | $1M | 0.4% | 2026-Q2 |
| Advisory Services Network, LLC trimmed | 59,261 | $1M | 0.4% | 2026-Q2 |
| TD Waterhouse Canada Inc. added | 54,500 | $1M | 0.4% | 2026-Q2 |
| Retirement Planning Group, LLC added | 53,616 | $1M | 0.4% | 2026-Q2 |
| Mosley Wealth Management new | 51,665 | $1M | 0.3% | 2026-Q2 |
| CIBC WORLD MARKET INC. added | 46,450 | $981K | 0.3% | 2026-Q2 |
| CreativeOne Wealth, LLC added | 45,947 | $970K | 0.3% | 2026-Q2 |
| Independent Wealth Advisors LLC trimmed | 45,848 | $968K | 0.3% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 44,206 | $934K | 0.3% | 2026-Q2 |
| Regatta Research & Money Management new | 43,300 | $914K | 0.3% | 2026-Q2 |
| WealthCare Asset Management, LLC added | 34,128 | $721K | 0.2% | 2026-Q2 |
| Belpointe Asset Management LLC added | 33,481 | $707K | 0.2% | 2026-Q2 |
| Almanack Investment Partners, LLC. trimmed | 33,098 | $699K | 0.2% | 2026-Q2 |
| Advisor Resource Council added | 32,003 | $671K | 0.2% | 2026-Q2 |
| Cooper Financial Group | 30,024 | $634K | 0.2% | 2026-Q2 |
| NORDEN GROUP LLC new | 29,092 | $614K | 0.2% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 28,075 | $593K | 0.2% | 2026-Q2 |
| Synergy Asset Management, LLC new | 25,555 | $540K | 0.2% | 2026-Q2 |
| BayBridge Capital Group, LLC added | 25,446 | $537K | 0.2% | 2026-Q2 |
| SteelPeak Wealth, LLC new | 23,544 | $497K | 0.2% | 2026-Q2 |
| Fortis Capital Advisors, LLC added | 22,148 | $468K | 0.1% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 19,073 | $403K | 0.1% | 2026-Q2 |
| Heck Capital Advisors, LLC added | 17,900 | $378K | 0.1% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ new | 17,651 | $373K | 0.1% | 2026-Q2 |
| LaSalle St. Investment Advisors, LLC trimmed | 17,497 | $370K | 0.1% | 2026-Q2 |
| STEPHENS INC /AR/ trimmed | 14,989 | $317K | 0.1% | 2026-Q2 |
| Trajan Wealth LLC added | 14,738 | $311K | 0.1% | 2026-Q2 |
| Cetera Investment Advisers added | 14,685 | $310K | 0.1% | 2026-Q2 |
| LANARK FINANCIAL, INC. added | 13,616 | $288K | 0.1% | 2026-Q2 |
| GFS Advisors, LLC added | 13,625 | $269K | 0.1% | 2026-Q2 |
| Prime Capital Investment Advisors, LLC trimmed | 12,404 | $262K | 0.1% | 2026-Q2 |
| MBA Advisors LLC added | 11,761 | $248K | 0.1% | 2026-Q2 |
| Cambridge Advisors Inc. new | 11,289 | $238K | 0.1% | 2026-Q2 |
| Realta Investment Advisors added | 9,897 | $209K | 0.1% | 2026-Q2 |
| Triumph Capital Management trimmed | 9,762 | $206K | 0.1% | 2026-Q2 |
| MATHER GROUP, LLC. trimmed | 8,657 | $183K | 0.1% | 2026-Q2 |
| PNC Financial Services Group, Inc. | 8,100 | $171K | 0.1% | 2026-Q2 |
| JPMORGAN CHASE & CO new | 7,800 | $164K | 0.1% | 2026-Q2 |
| EP Wealth Advisors, LLC new | 7,336 | $155K | 0.0% | 2026-Q2 |
| Luminist Capital LLC new | 4,666 | $99K | 0.0% | 2026-Q2 |
| Ankerstar Wealth, LLC trimmed | 3,033 | $64K | 0.0% | 2026-Q2 |
| Ameritas Advisory Services, LLC trimmed | 2,008 | $42K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 1,655 | $35K | 0.0% | 2026-Q2 |
| Wealth Enhancement Trust Services, Inc. | 1,293 | $29K | 0.0% | 2026-Q2 |
| Signature Equity Partners, LLC added | 942 | $20K | 0.0% | 2026-Q2 |
| Arax Advisory Partners trimmed | 758 | $16K | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 554 | $12K | 0.0% | 2026-Q2 |
| IFG Advisory, LLC new | 365 | $8K | 0.0% | 2026-Q2 |
| CENTRAL TRUST Co new | 188 | $4K | 0.0% | 2026-Q2 |
| Clearstead Advisors, LLC trimmed | 150 | $3K | 0.0% | 2026-Q2 |
| Key Capital Management, INC new | 121 | $3K | 0.0% | 2026-Q2 |
| Geneos Wealth Management Inc. added | 74 | $2K | 0.0% | 2026-Q2 |
| Silver Grove Financial Group, Inc. new | 66 | $1K | 0.0% | 2026-Q2 |
| Quest 10 Wealth Builders, Inc. trimmed | 63 | $1K | 0.0% | 2026-Q2 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC new | 61 | $1K | 0.0% | 2026-Q2 |
| Elevated Capital Advisors, LLC added | 41 | $866 | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC | 21 | $444 | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 18 | $380 | 0.0% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. trimmed | 13 | $275 | 0.0% | 2026-Q2 |
| MORGAN STANLEY trimmed | 1 | $29 | 0.0% | 2026-Q2 |
| Larson Financial Group LLC | 0 | $9 | 0.0% | 2026-Q2 |
| NewEdge Wealth, LLC added | 368,211 | $8M | 2.4% | 2026-Q1 stale (1 quarter behind) |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added | 316,279 | $7M | 2.1% | 2026-Q1 stale (1 quarter behind) |
| SlateStone Wealth, LLC added | 233,356 | $5M | 1.5% | 2026-Q1 stale (1 quarter behind) |
| Kensington Asset Management, LLC | 218,669 | $5M | 1.5% | 2026-Q1 stale (1 quarter behind) |
| Mid-American Wealth Advisory Group, Inc. | 210,408 | $5M | 1.5% | 2026-Q1 stale (1 quarter behind) |
| GOLDMAN SACHS GROUP INC added | 100,300 | $2M | 0.7% | 2026-Q1 stale (1 quarter behind) |
| Janney Montgomery Scott LLC added | 71,939 | $2M | 0.5% | 2026-Q1 stale (1 quarter behind) |
| JANE STREET GROUP, LLC added | 204,107 | $5M | 1.4% | 2025-Q4 stale (2 quarters behind) |
| RiverTree Advisors, LLC trimmed | 129,536 | $3M | 0.9% | 2025-Q4 stale (2 quarters behind) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 378,551 | $9M | 2.7% | 2025-Q3 stale (3 quarters behind) |
| Proficio Capital Partners LLC new | 2,900,460 | $3M | 0.9% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.