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Institutional Ownership · SEC Form 13F

Who owns CDC (CDC)


Which tracked institutional funds hold CDC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CDC company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

100
Institutional holders
6,801,059
Shares held (tracked funds)

How the tape is positioned

23 tracked funds added or opened CDC while 8 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CDC’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes CDC more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in CDC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 100 tracked filers holding CDC, 39 increased or opened the position and 49 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CDC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$2M

Full exits 1

  • StoneX Group Inc.$887K

Largest adds

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$20M
  • MORGAN STANLEY$5M
  • BANK OF AMERICA CORP /DE/$4M
  • RAYMOND JAMES FINANCIAL INC$3M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
  • ATLANTIC FAMILY WEALTH, LLC$2M

Largest trims

  • NewEdge Advisors, LLC$4M
  • CITADEL ADVISORS LLC$2M
  • ROYAL BANK OF CANADA$2M
  • OSAIC HOLDINGS, INC.$2M
  • GTS SECURITIES LLC$391K
  • MONEY CONCEPTS CAPITAL CORP$314K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MORGAN STANLEY trimmed1,123,604$80M16.1%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed654,702$47M9.4%2026-Q1
BANK OF AMERICA CORP /DE/ added587,584$42M8.4%2026-Q1
LPL Financial LLC trimmed520,338$37M7.5%2026-Q1
SILVER OAK SECURITIES, INCORPORATED trimmed467,262$33M6.7%2026-Q1
ATLANTIC FAMILY WEALTH, LLC trimmed381,245$27M5.5%2026-Q1
CWM, LLC trimmed303,538$22M4.4%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added283,727$20M4.1%2026-Q1
WELLS FARGO & COMPANY/MN added231,579$17M3.3%2026-Q1
ROYAL BANK OF CANADA trimmed226,861$16M3.3%2026-Q1
Cambridge Investment Research Advisors, Inc. added177,935$13M2.6%2026-Q1
Rockefeller Capital Management L.P. trimmed164,765$12M2.4%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed152,213$11M2.2%2026-Q1
GOLDMAN SACHS GROUP INC added117,938$8M1.7%2026-Q1
Integrated Wealth Concepts LLC added110,100$8M1.6%2026-Q1
Garrett Wealth Advisory Group, LLC trimmed109,621$8M1.6%2026-Q1
AMERIPRISE FINANCIAL INC trimmed108,905$8M1.6%2026-Q1
UBS Group AG added106,374$8M1.5%2026-Q1
Private Advisor Group, LLC trimmed79,961$6M1.1%2026-Q1
Cetera Investment Advisers added64,832$5M0.9%2026-Q1
Strategic Blueprint, LLC added59,935$4M0.9%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added45,551$3M0.7%2026-Q1
NewEdge Advisors, LLC trimmed57,588$3M0.5%2026-Q1
MATHER GROUP, LLC. trimmed37,016$3M0.5%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed36,120$3M0.5%2026-Q1
TRUIST FINANCIAL CORP trimmed35,301$3M0.5%2026-Q1
PFG Advisors added33,652$2M0.5%2026-Q1
Keystone Financial Group added32,864$2M0.5%2026-Q1
STIFEL FINANCIAL CORP trimmed32,236$2M0.5%2026-Q1
HighTower Advisors, LLC added29,770$2M0.4%2026-Q1
OSAIC HOLDINGS, INC. trimmed28,637$2M0.4%2026-Q1
Russell Investments Group, Ltd. added26,917$2M0.4%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added21,205$2M0.3%2026-Q1
Caprock Group, LLC20,043$1M0.3%2026-Q1
Kestra Advisory Services, LLC added20,027$1M0.3%2026-Q1
CITADEL ADVISORS LLC trimmed19,973$1M0.3%2026-Q1
MONEY CONCEPTS CAPITAL CORP trimmed19,551$1M0.3%2026-Q1
Salus Financial Advisors, LLC17,283$1M0.2%2026-Q1
J.W. COLE ADVISORS, INC. trimmed16,321$1M0.2%2026-Q1
Patriot Financial Group Insurance Agency, LLC added14,804$1M0.2%2026-Q1
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/14,397$1M0.2%2026-Q1
Stratos Wealth Partners, LTD. trimmed12,633$902K0.2%2026-Q1
Western Wealth Management, LLC trimmed12,226$873K0.2%2026-Q1
Creative Planning added11,035$788K0.2%2026-Q1
JANE STREET GROUP, LLC added10,978$784K0.2%2026-Q1
Axis Wealth Partners, LLC trimmed10,895$778K0.2%2026-Q1
FLAGSHIP HARBOR ADVISORS, LLC added9,086$649K0.1%2026-Q1
KPP Advisory Services LLC trimmed8,617$616K0.1%2026-Q1
Smith Thornton Advisors LLC trimmed8,254$590K0.1%2026-Q1
Comprehensive Financial Planning, Inc./PA added7,493$535K0.1%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. trimmed7,210$515K0.1%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC trimmed6,502$464K0.1%2026-Q1
Mariner, LLC added6,224$445K0.1%2026-Q1
CoreCap Advisors, LLC trimmed5,682$406K0.1%2026-Q1
CHOREO, LLC5,268$376K0.1%2026-Q1
First Heartland Consultants, Inc.5,220$374K0.1%2026-Q1
Steward Partners Investment Advisory, LLC added5,219$373K0.1%2026-Q1
Simplicity Wealth,LLC added4,881$349K0.1%2026-Q1
Advisory Alpha, LLC added4,629$331K0.1%2026-Q1
Allworth Financial LP4,303$307K0.1%2026-Q1
RPS ADVISORY SOLUTIONS LLC trimmed4,272$305K0.1%2026-Q1
GTS SECURITIES LLC trimmed4,262$304K0.1%2026-Q1
Dynamic Advisor Solutions LLC trimmed3,917$280K0.1%2026-Q1
Signal Advisors Wealth, LLC3,796$271K0.1%2026-Q1
IFP Advisors, Inc3,548$253K0.1%2026-Q1
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC new3,326$238K0.0%2026-Q1
CALTON & ASSOCIATES, INC. trimmed3,312$237K0.0%2026-Q1
Independent Advisor Alliance trimmed3,289$235K0.0%2026-Q1
Corient Private Wealth LLC new3,016$215K0.0%2026-Q1
Platt Wealth Management LLC new2,968$212K0.0%2026-Q1
BECKER CAPITAL MANAGEMENT INC trimmed2,943$210K0.0%2026-Q1
Trek Financial, LLC trimmed2,815$201K0.0%2026-Q1
one8zero8, LLC trimmed2,800$200K0.0%2026-Q1
WHITTIER TRUST CO OF NEVADA INC new2,766$198K0.0%2026-Q1
FIFTH THIRD BANCORP added2,754$197K0.0%2026-Q1
BlackRock, Inc.2,662$190K0.0%2026-Q1
Beta Wealth Group, Inc. new63,055$4M0.8%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. trimmed24,647$2M0.3%2025-Q2 stale
STRATEGIC PLANNING GROUP, LLC added22,367$1M0.3%2025-Q2 stale
StoneX Group Inc. added13,458$887K0.2%2025-Q4 stale
GPS Wealth Strategies Group, LLC trimmed11,766$785K0.2%2025-Q3 stale
Equitable Holdings, Inc. trimmed8,364$533K0.1%2025-Q2 stale
Atria Wealth Solutions, Inc. added7,442$474K0.1%2025-Q2 stale
UNIQUE WEALTH, LLC trimmed6,046$404K0.1%2025-Q3 stale
TWO SIGMA INVESTMENTS, LP new6,000$394K0.1%2025-Q1 stale
AMERIFLEX GROUP, INC. added6,096$386K0.1%2025-Q2 stale
Atria Investments, Inc trimmed5,552$365K0.1%2025-Q1 stale
Global Retirement Partners, LLC added5,411$357K0.1%2025-Q4 stale
Vantage Financial Partners, LLC trimmed5,298$349K0.1%2025-Q4 stale
OLD MISSION CAPITAL LLC added4,634$295K0.1%2025-Q2 stale
&PARTNERS trimmed4,195$276K0.1%2025-Q4 stale
Advisor Resource Council new4,154$273K0.1%2025-Q1 stale
HRT FINANCIAL LP trimmed4,043$266K0.1%2025-Q4 stale
Baker Avenue Asset Management, LP new3,500$234K0.0%2025-Q3 stale
FLOW TRADERS U.S. LLC trimmed3,395$224K0.0%2025-Q4 stale
Prime Capital Investment Advisors, LLC trimmed3,349$220K0.0%2025-Q1 stale
TIAA TRUST, NATIONAL ASSOCIATION3,326$219K0.0%2025-Q4 stale
Keel Point, LLC added3,097$207K0.0%2025-Q3 stale
COMERICA BANK trimmed2,724$179K0.0%2025-Q4 stale
Integrity Financial Corp /WA trimmed2,647$177K0.0%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership