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Institutional Ownership · SEC Form 13F

Who owns CAAA


Which tracked institutional funds hold CAAA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See CAAA company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

21
Institutional holders
1M
Shares held (tracked funds)

How the tape is positioned

4 tracked funds added or opened CAAA while 3 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

CAAA’s largest tracked holder by dollar value, STAR Financial Bank, sizes it at 5.3% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 5.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in CAAA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 21 tracked filers holding CAAA, 12 increased or opened the position and 9 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in CAAA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • Kestra Advisory Services, LLC$2M

Full exits 1

  • Integrated Advisors Network LLC$1M

Largest adds

  • STAR Financial Bank$2M
  • Platform Technology Partners$693K
  • GOLDMAN SACHS GROUP INC$401K

Largest trims

  • FLOW TRADERS U.S. LLC$334K
  • Farther Finance Advisors, LLC$265K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
STAR Financial Bank added551,112$11M34.1%2026-Q1
Prospera Financial Services Inc trimmed287,744$6M17.8%2026-Q1
Platform Technology Partners added94,307$2M5.8%2026-Q1
Kestra Advisory Services, LLC new85,910$2M5.3%2026-Q1
FIRST TRUST ADVISORS LP67,790$1M4.2%2026-Q1
Farther Finance Advisors, LLC trimmed63,228$1M3.9%2026-Q1
GOLDMAN SACHS GROUP INC added55,744$1M3.5%2026-Q1
INSPIRION WEALTH ADVISORS, LLC trimmed30,359$616K1.9%2026-Q1
Belpointe Asset Management LLC added28,007$569K1.7%2026-Q1
FLOW TRADERS U.S. LLC trimmed23,056$468K1.4%2026-Q1
Fearless Solutions, LLC dba Best Invest added21,912$445K1.4%2026-Q1
JANE STREET GROUP, LLC trimmed13,568$275K0.8%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC new13,134$267K0.8%2026-Q1
United Advisor Group, LLC new9,876$200K0.6%2026-Q1
Ashton Thomas Private Wealth, LLC9,818$199K0.6%2026-Q1
OSAIC HOLDINGS, INC. added5,020$102K0.3%2026-Q1
Financial Network Wealth Advisors LLC added3,426$70K0.2%2026-Q1
Geneos Wealth Management Inc.3,000$61K0.2%2026-Q1
HARBOUR INVESTMENTS, INC. trimmed968$20K0.1%2026-Q1
Rossby Financial, LCC new49$9950.0%2026-Q1
UBS Group AG trimmed12$2440.0%2026-Q1
JPMORGAN CHASE & CO trimmed86,921$2M5.4%2025-Q1 stale
Integrated Advisors Network LLC trimmed67,470$1M4.2%2025-Q4 stale
ROYAL BANK OF CANADA trimmed34,275$697K2.1%2025-Q1 stale
BANK OF AMERICA CORP /DE/ trimmed20,000$407K1.2%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. trimmed17,213$353K1.1%2025-Q2 stale
CITADEL ADVISORS LLC new15,249$313K1.0%2025-Q3 stale
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC new3,800$78K0.2%2025-Q4 stale
Bank of Jackson Hole Trust244$5K0.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership