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Institutional Ownership · SEC Form 13F

Who owns BLOK (BLOK)


Which tracked institutional funds hold BLOK, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See BLOK company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

248
Institutional holders
7,213,591
Shares held (tracked funds)

How the tape is positioned

20 tracked funds added or opened BLOK while 50 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

BLOK’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes BLOK more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in BLOK divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 248 tracked filers holding BLOK, 108 increased or opened the position and 108 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in BLOK between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 9

  • OPPENHEIMER & CO INC$5M
  • GTS SECURITIES LLC$2M
  • FLOW TRADERS U.S. LLC$2M
  • Summit Financial, LLC$790K
  • LRI Investments, LLC$711K
  • WealthPlan Investment Management, LLC$704K

Full exits 11

  • Riggs Asset Managment Co. Inc.$4M
  • Oasis Advisors, LLC$4M
  • Tidal Investments LLC$1M
  • BURKE & HERBERT BANK & TRUST CO$1M
  • CLG LLC$1M
  • RENAISSANCE TECHNOLOGIES LLC$933K

Largest adds

  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$3M
  • HRT FINANCIAL LP$2M
  • Baird Financial Group, Inc.$2M
  • B & T Capital Management DBA Alpha Capital Management$823K
  • Qube Research & Technologies Ltd$740K
  • &PARTNERS$689K

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$441M
  • LPL Financial LLC$20M
  • MORGAN STANLEY$11M
  • Orion Porfolio Solutions, LLC$3M
  • PW ADVISORS, LLC \ FL$3M
  • Foundations Investment Advisors, LLC$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MORGAN STANLEY added1,563,989$78M18.4%2026-Q1
LPL Financial LLC trimmed765,855$38M9.0%2026-Q1
Gradient Investments LLC added518,649$26M6.1%2026-Q1
WELLS FARGO & COMPANY/MN added478,453$24M5.6%2026-Q1
HighTower Advisors, LLC trimmed169,775$8M2.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added157,284$8M1.8%2026-Q1
Cetera Investment Advisers trimmed148,255$7M1.7%2026-Q1
THRYVE WEALTH MANAGEMENT LLC added135,216$7M1.6%2026-Q1
ROYAL BANK OF CANADA added132,873$7M1.6%2026-Q1
Carter Financial Group, INC. trimmed128,804$6M1.5%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added121,241$6M1.4%2026-Q1
OPPENHEIMER & CO INC added101,835$5M1.2%2026-Q1
Janney Montgomery Scott LLC added96,384$5M1.1%2026-Q1
Columbus Macro, LLC added95,379$5M1.1%2026-Q1
GERBER, LLC added89,745$4M1.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added83,368$4M1.0%2026-Q1
Mattson Financial Services, LLC added80,086$4M0.9%2026-Q1
NWAM LLC trimmed78,599$4M0.9%2026-Q1
LEAVELL INVESTMENT MANAGEMENT, INC. trimmed75,950$4M0.9%2026-Q1
MML INVESTORS SERVICES, LLC trimmed67,886$3M0.8%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed67,142$3M0.8%2026-Q1
&PARTNERS added64,493$3M0.8%2026-Q1
Qube Research & Technologies Ltd added60,636$3M0.7%2026-Q1
Financial Engines Advisors L.L.C. trimmed54,349$3M0.6%2026-Q1
Baird Financial Group, Inc. added53,775$3M0.6%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed53,111$3M0.6%2026-Q1
WMG Financial Advisors, LLC added50,745$3M0.6%2026-Q1
Eagle Strategies LLC trimmed47,753$2M0.6%2026-Q1
SEI INVESTMENTS CO47,281$2M0.6%2026-Q1
D. E. Shaw & Co., Inc. trimmed47,175$2M0.6%2026-Q1
Merit Financial Group, LLC trimmed45,141$2M0.5%2026-Q1
HRT FINANCIAL LP added44,779$2M0.5%2026-Q1
GTS SECURITIES LLC added43,858$2M0.5%2026-Q1
IFP Advisors, Inc added42,312$2M0.5%2026-Q1
JANE STREET GROUP, LLC added41,182$2M0.5%2026-Q1
FLOW TRADERS U.S. LLC added40,336$2M0.5%2026-Q1
CX Institutional added39,311$2M0.5%2026-Q1
STIFEL FINANCIAL CORP trimmed35,971$2M0.4%2026-Q1
Wealthfront Advisers LLC trimmed32,163$2M0.4%2026-Q1
Quattro Advisors LLC trimmed31,600$2M0.4%2026-Q1
Strategic Wealth Investment Group, LLC trimmed29,682$1M0.3%2026-Q1
B & T Capital Management DBA Alpha Capital Management added29,116$1M0.3%2026-Q1
RAYMOND JAMES FINANCIAL INC added28,705$1M0.3%2026-Q1
Moran Wealth Management, LLC added27,509$1M0.3%2026-Q1
Vise Technologies, Inc.23,963$1M0.3%2026-Q1
NTV Asset Management LLC added25,501$1M0.3%2026-Q1
Western Wealth Management, LLC added25,298$1M0.3%2026-Q1
Sovran Advisors, LLC trimmed21,078$1M0.3%2026-Q1
Brookstone Capital Management trimmed24,808$1M0.3%2026-Q1
CWM, LLC trimmed23,846$1M0.3%2026-Q1
Rockefeller Capital Management L.P. added23,710$1M0.3%2026-Q1
U.S. Capital Wealth Advisors, LLC added23,579$1M0.3%2026-Q1
Orion Porfolio Solutions, LLC trimmed22,548$1M0.3%2026-Q1
Kaizen Financial Strategies trimmed19,130$1M0.3%2026-Q1
Bank of New York Mellon Corp trimmed22,427$1M0.3%2026-Q1
Kestra Advisory Services, LLC added22,245$1M0.3%2026-Q1
Dynamic Advisor Solutions LLC trimmed19,339$963K0.2%2026-Q1
Mariner, LLC trimmed19,166$955K0.2%2026-Q1
Foundations Investment Advisors, LLC trimmed17,998$897K0.2%2026-Q1
Traction Financial Partners, LLC added17,246$859K0.2%2026-Q1
VestGen Advisors, LLC trimmed12,760$817K0.2%2026-Q1
Steward Partners Investment Advisory, LLC trimmed16,218$808K0.2%2026-Q1
Kingsview Wealth Management, LLC trimmed16,202$807K0.2%2026-Q1
MATAURO, LLC trimmed16,085$801K0.2%2026-Q1
StoneX Group Inc. added16,038$799K0.2%2026-Q1
Summit Financial, LLC new15,852$790K0.2%2026-Q1
UBS Group AG trimmed15,448$769K0.2%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed15,020$755K0.2%2026-Q1
Stelac Advisory Services LLC added14,989$747K0.2%2026-Q1
Cedrus Wealth Group LLC added14,448$720K0.2%2026-Q1
LRI Investments, LLC new14,283$711K0.2%2026-Q1
Bison Wealth, LLC11,049$710K0.2%2026-Q1
WealthPlan Investment Management, LLC new14,132$704K0.2%2026-Q1
Creative Planning trimmed14,057$700K0.2%2026-Q1
Stratos Wealth Partners, LTD. added13,827$689K0.2%2026-Q1
Private Advisor Group, LLC trimmed13,654$680K0.2%2026-Q1
Independent Advisor Alliance added12,690$632K0.1%2026-Q1
Arax Advisory Partners trimmed12,093$602K0.1%2026-Q1
Visionary Wealth Advisors added11,655$581K0.1%2026-Q1
Concurrent Investment Advisors, LLC added585,440$39M9.3%2025-Q3 stale
Strive Asset Management, LLC added128,747$9M2.0%2025-Q3 stale
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors trimmed88,906$6M1.4%2025-Q3 stale
Riggs Asset Managment Co. Inc. trimmed78,627$4M1.1%2025-Q4 stale
Almanack Investment Partners, LLC. added54,395$4M0.9%2025-Q3 stale
Oasis Advisors, LLC new61,657$4M0.8%2025-Q4 stale
Trilogy Capital Inc. added47,416$3M0.8%2025-Q3 stale
Fortis Group Advisors, LLC new40,557$2M0.6%2025-Q2 stale
Financial Advocates Investment Management trimmed34,380$2M0.5%2025-Q2 stale
Atria Wealth Solutions, Inc. added31,034$2M0.4%2025-Q2 stale
Q3 Asset Management trimmed23,612$2M0.4%2025-Q3 stale
Tidal Investments LLC trimmed24,428$1M0.3%2025-Q4 stale
Synergy Asset Management, LLC new19,240$1M0.3%2025-Q3 stale
BURKE & HERBERT BANK & TRUST CO added7,198$1M0.3%2025-Q4 stale
CLG LLC trimmed19,197$1M0.3%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC trimmed16,400$933K0.2%2025-Q4 stale
WCG Wealth Advisors LLC added13,716$780K0.2%2025-Q4 stale
Global Retirement Partners, LLC added12,053$686K0.2%2025-Q4 stale
Insight Advisors, LLC/ PA trimmed11,050$629K0.1%2025-Q4 stale
Elwood & Goetz Wealth Advisory Group, LLC new10,297$586K0.1%2025-Q4 stale
Walleye Capital LLC trimmed10,036$573K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership