Who owns BLOK (BLOK)
Which tracked institutional funds hold BLOK, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See BLOK company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
20 tracked funds added or opened BLOK while 50 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
BLOK’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes BLOK more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in BLOK divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 248 tracked filers holding BLOK, 108 increased or opened the position and 108 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in BLOK between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 9
- OPPENHEIMER & CO INC$5M
- GTS SECURITIES LLC$2M
- FLOW TRADERS U.S. LLC$2M
- Summit Financial, LLC$790K
- LRI Investments, LLC$711K
- WealthPlan Investment Management, LLC$704K
Full exits 11
- Riggs Asset Managment Co. Inc.$4M
- Oasis Advisors, LLC$4M
- Tidal Investments LLC$1M
- BURKE & HERBERT BANK & TRUST CO$1M
- CLG LLC$1M
- RENAISSANCE TECHNOLOGIES LLC$933K
Largest adds
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$3M
- HRT FINANCIAL LP$2M
- Baird Financial Group, Inc.$2M
- B & T Capital Management DBA Alpha Capital Management$823K
- Qube Research & Technologies Ltd$740K
- &PARTNERS$689K
Largest trims
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$441M
- LPL Financial LLC$20M
- MORGAN STANLEY$11M
- Orion Porfolio Solutions, LLC$3M
- PW ADVISORS, LLC \ FL$3M
- Foundations Investment Advisors, LLC$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY added | 1,563,989 | $78M | 18.4% | 2026-Q1 |
| LPL Financial LLC trimmed | 765,855 | $38M | 9.0% | 2026-Q1 |
| Gradient Investments LLC added | 518,649 | $26M | 6.1% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 478,453 | $24M | 5.6% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 169,775 | $8M | 2.0% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 157,284 | $8M | 1.8% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 148,255 | $7M | 1.7% | 2026-Q1 |
| THRYVE WEALTH MANAGEMENT LLC added | 135,216 | $7M | 1.6% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 132,873 | $7M | 1.6% | 2026-Q1 |
| Carter Financial Group, INC. trimmed | 128,804 | $6M | 1.5% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 121,241 | $6M | 1.4% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 101,835 | $5M | 1.2% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 96,384 | $5M | 1.1% | 2026-Q1 |
| Columbus Macro, LLC added | 95,379 | $5M | 1.1% | 2026-Q1 |
| GERBER, LLC added | 89,745 | $4M | 1.1% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 83,368 | $4M | 1.0% | 2026-Q1 |
| Mattson Financial Services, LLC added | 80,086 | $4M | 0.9% | 2026-Q1 |
| NWAM LLC trimmed | 78,599 | $4M | 0.9% | 2026-Q1 |
| LEAVELL INVESTMENT MANAGEMENT, INC. trimmed | 75,950 | $4M | 0.9% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 67,886 | $3M | 0.8% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 67,142 | $3M | 0.8% | 2026-Q1 |
| &PARTNERS added | 64,493 | $3M | 0.8% | 2026-Q1 |
| Qube Research & Technologies Ltd added | 60,636 | $3M | 0.7% | 2026-Q1 |
| Financial Engines Advisors L.L.C. trimmed | 54,349 | $3M | 0.6% | 2026-Q1 |
| Baird Financial Group, Inc. added | 53,775 | $3M | 0.6% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed | 53,111 | $3M | 0.6% | 2026-Q1 |
| WMG Financial Advisors, LLC added | 50,745 | $3M | 0.6% | 2026-Q1 |
| Eagle Strategies LLC trimmed | 47,753 | $2M | 0.6% | 2026-Q1 |
| SEI INVESTMENTS CO | 47,281 | $2M | 0.6% | 2026-Q1 |
| D. E. Shaw & Co., Inc. trimmed | 47,175 | $2M | 0.6% | 2026-Q1 |
| Merit Financial Group, LLC trimmed | 45,141 | $2M | 0.5% | 2026-Q1 |
| HRT FINANCIAL LP added | 44,779 | $2M | 0.5% | 2026-Q1 |
| GTS SECURITIES LLC added | 43,858 | $2M | 0.5% | 2026-Q1 |
| IFP Advisors, Inc added | 42,312 | $2M | 0.5% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 41,182 | $2M | 0.5% | 2026-Q1 |
| FLOW TRADERS U.S. LLC added | 40,336 | $2M | 0.5% | 2026-Q1 |
| CX Institutional added | 39,311 | $2M | 0.5% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 35,971 | $2M | 0.4% | 2026-Q1 |
| Wealthfront Advisers LLC trimmed | 32,163 | $2M | 0.4% | 2026-Q1 |
| Quattro Advisors LLC trimmed | 31,600 | $2M | 0.4% | 2026-Q1 |
| Strategic Wealth Investment Group, LLC trimmed | 29,682 | $1M | 0.3% | 2026-Q1 |
| B & T Capital Management DBA Alpha Capital Management added | 29,116 | $1M | 0.3% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 28,705 | $1M | 0.3% | 2026-Q1 |
| Moran Wealth Management, LLC added | 27,509 | $1M | 0.3% | 2026-Q1 |
| Vise Technologies, Inc. | 23,963 | $1M | 0.3% | 2026-Q1 |
| NTV Asset Management LLC added | 25,501 | $1M | 0.3% | 2026-Q1 |
| Western Wealth Management, LLC added | 25,298 | $1M | 0.3% | 2026-Q1 |
| Sovran Advisors, LLC trimmed | 21,078 | $1M | 0.3% | 2026-Q1 |
| Brookstone Capital Management trimmed | 24,808 | $1M | 0.3% | 2026-Q1 |
| CWM, LLC trimmed | 23,846 | $1M | 0.3% | 2026-Q1 |
| Rockefeller Capital Management L.P. added | 23,710 | $1M | 0.3% | 2026-Q1 |
| U.S. Capital Wealth Advisors, LLC added | 23,579 | $1M | 0.3% | 2026-Q1 |
| Orion Porfolio Solutions, LLC trimmed | 22,548 | $1M | 0.3% | 2026-Q1 |
| Kaizen Financial Strategies trimmed | 19,130 | $1M | 0.3% | 2026-Q1 |
| Bank of New York Mellon Corp trimmed | 22,427 | $1M | 0.3% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 22,245 | $1M | 0.3% | 2026-Q1 |
| Dynamic Advisor Solutions LLC trimmed | 19,339 | $963K | 0.2% | 2026-Q1 |
| Mariner, LLC trimmed | 19,166 | $955K | 0.2% | 2026-Q1 |
| Foundations Investment Advisors, LLC trimmed | 17,998 | $897K | 0.2% | 2026-Q1 |
| Traction Financial Partners, LLC added | 17,246 | $859K | 0.2% | 2026-Q1 |
| VestGen Advisors, LLC trimmed | 12,760 | $817K | 0.2% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC trimmed | 16,218 | $808K | 0.2% | 2026-Q1 |
| Kingsview Wealth Management, LLC trimmed | 16,202 | $807K | 0.2% | 2026-Q1 |
| MATAURO, LLC trimmed | 16,085 | $801K | 0.2% | 2026-Q1 |
| StoneX Group Inc. added | 16,038 | $799K | 0.2% | 2026-Q1 |
| Summit Financial, LLC new | 15,852 | $790K | 0.2% | 2026-Q1 |
| UBS Group AG trimmed | 15,448 | $769K | 0.2% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 15,020 | $755K | 0.2% | 2026-Q1 |
| Stelac Advisory Services LLC added | 14,989 | $747K | 0.2% | 2026-Q1 |
| Cedrus Wealth Group LLC added | 14,448 | $720K | 0.2% | 2026-Q1 |
| LRI Investments, LLC new | 14,283 | $711K | 0.2% | 2026-Q1 |
| Bison Wealth, LLC | 11,049 | $710K | 0.2% | 2026-Q1 |
| WealthPlan Investment Management, LLC new | 14,132 | $704K | 0.2% | 2026-Q1 |
| Creative Planning trimmed | 14,057 | $700K | 0.2% | 2026-Q1 |
| Stratos Wealth Partners, LTD. added | 13,827 | $689K | 0.2% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 13,654 | $680K | 0.2% | 2026-Q1 |
| Independent Advisor Alliance added | 12,690 | $632K | 0.1% | 2026-Q1 |
| Arax Advisory Partners trimmed | 12,093 | $602K | 0.1% | 2026-Q1 |
| Visionary Wealth Advisors added | 11,655 | $581K | 0.1% | 2026-Q1 |
| Concurrent Investment Advisors, LLC added | 585,440 | $39M | 9.3% | 2025-Q3 stale |
| Strive Asset Management, LLC added | 128,747 | $9M | 2.0% | 2025-Q3 stale |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors trimmed | 88,906 | $6M | 1.4% | 2025-Q3 stale |
| Riggs Asset Managment Co. Inc. trimmed | 78,627 | $4M | 1.1% | 2025-Q4 stale |
| Almanack Investment Partners, LLC. added | 54,395 | $4M | 0.9% | 2025-Q3 stale |
| Oasis Advisors, LLC new | 61,657 | $4M | 0.8% | 2025-Q4 stale |
| Trilogy Capital Inc. added | 47,416 | $3M | 0.8% | 2025-Q3 stale |
| Fortis Group Advisors, LLC new | 40,557 | $2M | 0.6% | 2025-Q2 stale |
| Financial Advocates Investment Management trimmed | 34,380 | $2M | 0.5% | 2025-Q2 stale |
| Atria Wealth Solutions, Inc. added | 31,034 | $2M | 0.4% | 2025-Q2 stale |
| Q3 Asset Management trimmed | 23,612 | $2M | 0.4% | 2025-Q3 stale |
| Tidal Investments LLC trimmed | 24,428 | $1M | 0.3% | 2025-Q4 stale |
| Synergy Asset Management, LLC new | 19,240 | $1M | 0.3% | 2025-Q3 stale |
| BURKE & HERBERT BANK & TRUST CO added | 7,198 | $1M | 0.3% | 2025-Q4 stale |
| CLG LLC trimmed | 19,197 | $1M | 0.3% | 2025-Q4 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 16,400 | $933K | 0.2% | 2025-Q4 stale |
| WCG Wealth Advisors LLC added | 13,716 | $780K | 0.2% | 2025-Q4 stale |
| Global Retirement Partners, LLC added | 12,053 | $686K | 0.2% | 2025-Q4 stale |
| Insight Advisors, LLC/ PA trimmed | 11,050 | $629K | 0.1% | 2025-Q4 stale |
| Elwood & Goetz Wealth Advisory Group, LLC new | 10,297 | $586K | 0.1% | 2025-Q4 stale |
| Walleye Capital LLC trimmed | 10,036 | $573K | 0.1% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.