Who owns BALT
Which tracked institutional funds hold BALT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See BALT company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on BALT is one-sided between 2026-Q1 and 2026-Q2: 108 added or opened and 36 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
BALT’s largest tracked holder by dollar value, RAYMOND JAMES FINANCIAL INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.5% of theirs — a 0.5pp gap the other way — the median holder sizes BALT more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in BALT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 291 tracked filers holding BALT, 178 increased or opened the position and 109 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in BALT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 21
- NewEdge Advisors, LLC$25M
- Marshall Financial Group, LLC$15M
- Bellars Harris Wealth Management, LLC$15M
- Ankerstar Wealth, LLC$9M
- Carter Financial Group, INC.$8M
- Rochester Wealth Strategies, LLC$8M
Full exits 17
- CWM, LLC$25M
- CENTAURUS FINANCIAL, INC.$16M
- Sunbelt Securities, Inc.$16M
- Cambridge Investment Research Advisors, Inc.$6M
- Reyes Financial Architecture, Inc.$6M
- U.S. Capital Wealth Advisors, LLC$4M
Largest adds
- LPL Financial LLC$55M
- COMMONWEALTH EQUITY SERVICES, LLC$11M
- OSAIC HOLDINGS, INC.$11M
- Prasad Wealth Partners, LLC$10M
- RAYMOND JAMES FINANCIAL INC$9M
- Kingsview Wealth Management, LLC$9M
Largest trims
- LEE JOHNSON CAPITAL MANAGEMENT, LLC$16M
- CoreCap Advisors, LLC$13M
- Soltis Investment Advisors LLC$7M
- AE Wealth Management LLC$5M
- Triton Financial Group Inc$3M
- Sovran Advisors, LLC$2M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC added | 2,758,023 | $95M | 6.0% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 2,713,137 | $93M | 5.9% | 2026-Q2 |
| Wealthquest Corp added | 2,542,279 | $87M | 5.6% | 2026-Q2 |
| LPL Financial LLC added | 2,392,686 | $82M | 5.2% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 1,939,719 | $66M | 4.2% | 2026-Q2 |
| Cetera Investment Advisers added | 1,770,275 | $61M | 3.9% | 2026-Q2 |
| Kingsview Wealth Management, LLC added | 1,385,648 | $47M | 3.0% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 1,382,990 | $47M | 3.0% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 1,236,763 | $42M | 2.7% | 2026-Q2 |
| Reliant Wealth Planning added | 1,037,015 | $36M | 2.3% | 2026-Q2 |
| Brookstone Capital Management added | 1,005,902 | $34M | 2.2% | 2026-Q2 |
| Crown Wealth Group, LLC added | 978,870 | $34M | 2.1% | 2026-Q2 |
| Compass Advisory Group LLC added | 910,105 | $31M | 2.0% | 2026-Q2 |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC trimmed | 897,952 | $31M | 2.0% | 2026-Q2 |
| PTM WEALTH MANAGEMENT, LLC added | 853,198 | $29M | 1.9% | 2026-Q2 |
| MTM FINANCIAL GROUP, LLC added | 788,610 | $27M | 1.7% | 2026-Q2 |
| Kure Advisory, LLC added | 741,316 | $25M | 1.6% | 2026-Q2 |
| NewEdge Advisors, LLC added | 716,670 | $25M | 1.6% | 2026-Q2 |
| Clear Creek Financial Management, LLC added | 669,133 | $23M | 1.5% | 2026-Q2 |
| AXXCESS WEALTH MANAGEMENT, LLC added | 651,904 | $22M | 1.4% | 2026-Q2 |
| PERSONAL CFO SOLUTIONS, LLC added | 563,980 | $19M | 1.2% | 2026-Q2 |
| Visionary Wealth Advisors added | 552,027 | $19M | 1.2% | 2026-Q2 |
| Wealthcare Advisory Partners LLC added | 525,929 | $18M | 1.2% | 2026-Q2 |
| NBZ Investment Advisors LLC trimmed | 490,105 | $17M | 1.1% | 2026-Q2 |
| Glen Eagle Advisors, LLC added | 474,726 | $16M | 1.0% | 2026-Q2 |
| CRA Financial Services, LLC added | 455,717 | $16M | 1.0% | 2026-Q2 |
| Marshall Financial Group, LLC new | 444,697 | $15M | 1.0% | 2026-Q2 |
| AE Wealth Management LLC trimmed | 427,273 | $15M | 0.9% | 2026-Q2 |
| Bellars Harris Wealth Management, LLC new | 426,335 | $15M | 0.9% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. trimmed | 423,609 | $15M | 0.9% | 2026-Q2 |
| Strategic Blueprint, LLC added | 396,460 | $14M | 0.9% | 2026-Q2 |
| Orion Porfolio Solutions, LLC added | 380,663 | $13M | 0.8% | 2026-Q2 |
| Stratos Wealth Advisors, LLC added | 350,216 | $12M | 0.8% | 2026-Q2 |
| ATX Financial Planning, LLC added | 349,729 | $12M | 0.8% | 2026-Q2 |
| Prasad Wealth Partners, LLC added | 347,970 | $12M | 0.8% | 2026-Q2 |
| World Investment Advisors trimmed | 334,371 | $11M | 0.7% | 2026-Q2 |
| Archer Investment Corp added | 328,877 | $11M | 0.7% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 324,994 | $11M | 0.7% | 2026-Q2 |
| CENTRAL VALLEY ADVISORS, LLC trimmed | 313,952 | $11M | 0.7% | 2026-Q2 |
| LAUREL OAK WEALTH MANAGEMENT, LLC added | 303,972 | $10M | 0.7% | 2026-Q2 |
| CreativeOne Wealth, LLC added | 302,452 | $10M | 0.7% | 2026-Q2 |
| Mutual Advisors, LLC added | 297,538 | $10M | 0.7% | 2026-Q2 |
| OneDigital Investment Advisors LLC added | 292,992 | $10M | 0.6% | 2026-Q2 |
| Long Island Wealth Management, Inc. added | 285,262 | $10M | 0.6% | 2026-Q2 |
| Ausdal Financial Partners, Inc. added | 278,800 | $10M | 0.6% | 2026-Q2 |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV trimmed | 276,044 | $9M | 0.6% | 2026-Q2 |
| Ankerstar Wealth, LLC new | 272,566 | $9M | 0.6% | 2026-Q2 |
| Dominguez Wealth Management Solutions, Inc. trimmed | 272,564 | $9M | 0.6% | 2026-Q2 |
| Carter Financial Group, INC. new | 241,453 | $8M | 0.5% | 2026-Q2 |
| Triad Wealth Partners, LLC added | 231,224 | $8M | 0.5% | 2026-Q2 |
| Rochester Wealth Strategies, LLC new | 219,349 | $8M | 0.5% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 218,927 | $8M | 0.5% | 2026-Q2 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors trimmed | 211,835 | $7M | 0.5% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 206,369 | $7M | 0.5% | 2026-Q2 |
| Belpointe Asset Management LLC added | 204,663 | $7M | 0.4% | 2026-Q2 |
| Jacobi Capital Management LLC added | 204,568 | $7M | 0.4% | 2026-Q2 |
| Sovran Advisors, LLC trimmed | 203,553 | $7M | 0.4% | 2026-Q2 |
| ARQ WEALTH ADVISORS, LLC trimmed | 199,224 | $7M | 0.4% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 189,254 | $6M | 0.4% | 2026-Q2 |
| Sigma Planning Corp trimmed | 187,215 | $6M | 0.4% | 2026-Q2 |
| Arax Advisory Partners added | 185,015 | $6M | 0.4% | 2026-Q2 |
| Holos Integrated Wealth LLC added | 183,682 | $6M | 0.4% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 183,630 | $6M | 0.4% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 180,271 | $6M | 0.4% | 2026-Q2 |
| ELEVATION POINT WEALTH PARTNERS, LLC added | 166,069 | $6M | 0.4% | 2026-Q2 |
| Vestmark Advisory Solutions, Inc. added | 165,391 | $6M | 0.4% | 2026-Q2 |
| KFG WEALTH MANAGEMENT, LLC added | 160,987 | $6M | 0.4% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 157,663 | $5M | 0.3% | 2026-Q2 |
| BROWN WEALTH MANAGEMENT, LLC added | 155,832 | $5M | 0.3% | 2026-Q2 |
| RHL GROUP, LLC new | 154,203 | $5M | 0.3% | 2026-Q2 |
| Equitable Holdings, Inc. added | 154,010 | $5M | 0.3% | 2026-Q2 |
| Code Waechter LLC added | 152,786 | $5M | 0.3% | 2026-Q2 |
| Aptus Capital Advisors, LLC added | 149,717 | $5M | 0.3% | 2026-Q2 |
| Trek Financial, LLC added | 142,339 | $5M | 0.3% | 2026-Q2 |
| PlanVest Financial, Inc added | 140,591 | $5M | 0.3% | 2026-Q2 |
| BEACON FINANCIAL GROUP added | 136,483 | $5M | 0.3% | 2026-Q2 |
| WINNACLE WEALTH LLC trimmed | 131,994 | $5M | 0.3% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 129,533 | $4M | 0.3% | 2026-Q2 |
| Ballast Rock Private Wealth LLC trimmed | 129,280 | $4M | 0.3% | 2026-Q2 |
| Financial Designs Corp added | 124,615 | $4M | 0.3% | 2026-Q2 |
| Kraft, Davis & Associates, LLC trimmed | 121,444 | $4M | 0.3% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 120,638 | $4M | 0.3% | 2026-Q2 |
| Beacon Pointe Advisors, LLC added | 119,446 | $4M | 0.3% | 2026-Q2 |
| Pachira Investments Inc. added | 112,569 | $4M | 0.2% | 2026-Q2 |
| Comprehensive Financial Consultants Institutional, Inc. added | 112,486 | $4M | 0.2% | 2026-Q2 |
| Applied Capital LLC added | 111,316 | $4M | 0.2% | 2026-Q2 |
| DAVENPORT & Co LLC added | 110,583 | $4M | 0.2% | 2026-Q2 |
| SIGNATUREFD, LLC added | 108,016 | $4M | 0.2% | 2026-Q2 |
| First Heartland Consultants, Inc. added | 106,050 | $4M | 0.2% | 2026-Q2 |
| MILESTONE ASSET MANAGEMENT, LLC trimmed | 105,587 | $4M | 0.2% | 2026-Q2 |
| Triton Financial Group Inc trimmed | 105,274 | $4M | 0.2% | 2026-Q2 |
| Family Office Research LLC added | 101,982 | $3M | 0.2% | 2026-Q2 |
| Merit Financial Group, LLC added | 101,900 | $3M | 0.2% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS added | 100,457 | $3M | 0.2% | 2026-Q2 |
| Integrity Advisory Solutions, LLC added | 99,043 | $3M | 0.2% | 2026-Q2 |
| GUARDIAN WEALTH ADVISORS, LLC / NC added | 98,390 | $3M | 0.2% | 2026-Q2 |
| Whipplewood Advisors, LLC trimmed | 98,097 | $3M | 0.2% | 2026-Q2 |
| NEW WAVE WEALTH ADVISORS LLC trimmed | 97,133 | $3M | 0.2% | 2026-Q2 |
| RFG Advisory, LLC trimmed | 96,848 | $3M | 0.2% | 2026-Q2 |
| Prairie Wealth Advisors, Inc. | 0 | $6M | 0.4% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.