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Institutional Ownership · SEC Form 13F

Who owns AXTI (AXTI)


Which tracked institutional funds hold AXTI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AXTI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

194
Institutional holders
32,686,688
Shares held (tracked funds)
59.1%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on AXTI is one-sided between 2025-Q4 and 2026-Q1: 105 added or opened and 29 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AXTI’s largest tracked holder by dollar value, JANE STREET GROUP, LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AXTI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 192 tracked filers holding AXTI, 145 increased or opened the position and 70 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AXTI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 52

  • VANGUARD CAPITAL MANAGEMENT LLC$130M
  • WT Asset Management Ltd$77M
  • Anther Capital Ltd$74M
  • E Fund Management Co., Ltd.$72M
  • PRICE T ROWE ASSOCIATES INC /MD/$52M
  • Ariose Capital Management Ltd$39M

Full exits 15

  • Davidson Kempner Capital Management LP$45M
  • VANGUARD GROUP INC$30M
  • BlueCrest Capital Management Ltd$11M
  • LAZARD ASSET MANAGEMENT LLC$3M
  • Voleon Capital Management LP$2M
  • Walleye Capital LLC$1M

Largest adds

  • JANE STREET GROUP, LLC$123M
  • Assenagon Asset Management S.A.$76M
  • E20 Capital Ltd$68M
  • MORGAN STANLEY$68M
  • UBS Group AG$61M
  • CITIGROUP INC$54M

Largest trims

  • Point72 Asset Management, L.P.$25M
  • ACADIAN ASSET MANAGEMENT LLC$9M
  • Alyeska Investment Group, L.P.$9M
  • Maytree Asset Management Ltd$6M
  • TWO SIGMA INVESTMENTS, LP$5M
  • NOMURA HOLDINGS INC$4M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
JANE STREET GROUP, LLC added2,426,232$138M7.1%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,278,403$130M6.7%2026-Q1
E20 Capital Ltd trimmed2,068,550$118M6.1%2026-Q1
Assenagon Asset Management S.A. added1,505,354$86M4.4%2026-Q1
MORGAN STANLEY added1,443,634$82M4.2%2026-Q1
WT Asset Management Ltd new1,347,119$77M4.0%2026-Q1
Anther Capital Ltd new1,307,206$74M3.8%2026-Q1
E Fund Management Co., Ltd. new1,262,719$72M3.7%2026-Q1
BlackRock, Inc. added1,119,468$64M3.3%2026-Q1
UBS Group AG added1,096,636$62M3.2%2026-Q1
CITIGROUP INC added952,700$54M2.8%2026-Q1
GOLDMAN SACHS GROUP INC added933,495$53M2.7%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ new909,753$52M2.7%2026-Q1
BANK OF AMERICA CORP /DE/ added776,300$44M2.3%2026-Q1
D. E. Shaw & Co., Inc. added776,256$44M2.3%2026-Q1
MILLENNIUM MANAGEMENT LLC added739,194$42M2.2%2026-Q1
Ariose Capital Management Ltd new685,524$39M2.0%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added587,679$34M1.7%2026-Q1
CITADEL ADVISORS LLC trimmed569,671$32M1.7%2026-Q1
Hood River Capital Management LLC trimmed526,663$30M1.5%2026-Q1
Anatole Investment Management Ltd new463,225$26M1.4%2026-Q1
IMC-Chicago, LLC new456,014$26M1.3%2026-Q1
Driehaus Capital Management LLC trimmed384,561$22M1.1%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added376,956$21M1.1%2026-Q1
STATE STREET CORP added337,917$19M1.0%2026-Q1
CloudAlpha Capital Management Limited/Hong Kong trimmed334,402$19M1.0%2026-Q1
Rokos Capital Management LLP new330,788$19M1.0%2026-Q1
VANGUARD FIDUCIARY TRUST CO new303,904$17M0.9%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed301,615$17M0.9%2026-Q1
Qube Research & Technologies Ltd trimmed299,947$17M0.9%2026-Q1
Monolith Management Ltd trimmed281,250$16M0.8%2026-Q1
Caitong International Asset Management Co., Ltd added255,567$15M0.8%2026-Q1
BARCLAYS PLC added252,803$14M0.7%2026-Q1
Persistent Asset Partners Ltd trimmed233,563$13M0.7%2026-Q1
Private Advisor Group, LLC new224,395$13M0.7%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed206,944$12M0.6%2026-Q1
Alyeska Investment Group, L.P. trimmed200,000$11M0.6%2026-Q1
DIMENSIONAL FUND ADVISORS LP187,684$11M0.6%2026-Q1
SIMPLEX TRADING, LLC added173,574$10M0.5%2026-Q1
Informed Momentum Co LLC added155,011$9M0.5%2026-Q1
JPMORGAN CHASE & CO added136,965$7M0.4%2026-Q1
NORTHERN TRUST CORP added125,861$7M0.4%2026-Q1
Q Fund Management (Hong Kong) Ltd new124,262$7M0.4%2026-Q1
Gotham Asset Management, LLC added120,408$7M0.4%2026-Q1
MARSHALL WACE, LLP trimmed117,445$7M0.3%2026-Q1
Polymer Capital Management (HK) LTD new115,567$7M0.3%2026-Q1
Valliance Asset Management Ltd new112,600$6M0.3%2026-Q1
LMR Partners LLP added105,000$6M0.3%2026-Q1
Swiss National Bank new103,900$6M0.3%2026-Q1
HRT FINANCIAL LP trimmed99,546$6M0.3%2026-Q1
WHITE PINE CAPITAL LLC trimmed98,119$6M0.3%2026-Q1
Maytree Asset Management Ltd trimmed94,822$5M0.3%2026-Q1
LPL Financial LLC new90,152$5M0.3%2026-Q1
PRELUDE CAPITAL MANAGEMENT, LLC added87,092$5M0.3%2026-Q1
Arosa Capital Management LP added85,000$5M0.3%2026-Q1
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. trimmed78,778$4M0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC new76,893$4M0.2%2026-Q1
Brevan Howard Capital Management LP added74,979$4M0.2%2026-Q1
SEI INVESTMENTS CO added73,298$4M0.2%2026-Q1
TWO SIGMA INVESTMENTS, LP trimmed65,100$4M0.2%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added64,406$4M0.2%2026-Q1
Jefferies Financial Group Inc. added52,955$3M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed52,456$3M0.2%2026-Q1
POLEN CAPITAL MANAGEMENT LLC added49,368$3M0.1%2026-Q1
Concurrent Investment Advisors, LLC new41,908$2M0.1%2026-Q1
Jain Global LLC new41,810$2M0.1%2026-Q1
Creative Planning added40,423$2M0.1%2026-Q1
J.W. COLE ADVISORS, INC. new37,654$2M0.1%2026-Q1
Verition Fund Management LLC added37,000$2M0.1%2026-Q1
GROUP ONE TRADING LLC trimmed36,902$2M0.1%2026-Q1
Legal & General Group Plc added36,019$2M0.1%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new34,371$2M0.1%2026-Q1
ALGERT GLOBAL LLC added32,230$2M0.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added31,685$2M0.1%2026-Q1
Atlas Brown,Inc. trimmed31,650$2M0.1%2026-Q1
Oasis Advisors, LLC new30,779$2M0.1%2026-Q1
Hudson Bay Capital Management LP trimmed29,536$2M0.1%2026-Q1
1832 Asset Management L.P. new29,100$2M0.1%2026-Q1
Octahedron Capital Management L.P. new29,000$2M0.1%2026-Q1
Schonfeld Strategic Advisors LLC trimmed28,423$2M0.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added27,137$2M0.1%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC trimmed26,200$1M0.1%2026-Q1
MML INVESTORS SERVICES, LLC new25,858$1M0.1%2026-Q1
XTX Topco Ltd trimmed24,744$1M0.1%2026-Q1
JANUS HENDERSON GROUP PLC new24,500$1M0.1%2026-Q1
GSA CAPITAL PARTNERS LLP trimmed24,123$1M0.1%2026-Q1
Squarepoint Ops LLC trimmed21,631$1M0.1%2026-Q1
Mirae Asset Global Investments Co., Ltd. added21,160$1M0.1%2026-Q1
Walleye Trading LLC new20,587$1M0.1%2026-Q1
Davidson Kempner Capital Management LP new2,734,693$45M2.3%2025-Q4 stale
VANGUARD GROUP INC trimmed1,832,867$30M1.5%2025-Q4 stale
BlueCrest Capital Management Ltd new653,063$11M0.6%2025-Q4 stale
Pacific Ridge Capital Partners, LLC trimmed1,793,797$8M0.4%2025-Q3 stale
First Beijing Investment Ltd1,730,156$8M0.4%2025-Q3 stale
LAZARD ASSET MANAGEMENT LLC added162,530$3M0.1%2025-Q4 stale
Voleon Capital Management LP new121,225$2M0.1%2025-Q4 stale
Walleye Capital LLC added91,074$1M0.1%2025-Q4 stale
NEEDHAM INVESTMENT MANAGEMENT LLC trimmed330,900$1M0.1%2025-Q3 stale
Keystone Wealth Services, LLC trimmed89,763$1M0.1%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC added86,700$1M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership