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Institutional Ownership · SEC Form 13F

Who owns Axsome Therapeutics (AXSM)


Which tracked institutional funds hold AXSM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AXSM company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

481
Institutional holders
38M
Shares held (tracked funds)
74.1%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on AXSM is one-sided between 2026-Q1 and 2026-Q2: 255 added or opened and 68 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AXSM’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes AXSM more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AXSM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 481 tracked filers holding AXSM, 279 increased or opened the position and 215 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AXSM between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 63

  • SAMLYN CAPITAL, LLC$60M
  • WESTFIELD CAPITAL MANAGEMENT CO LP$36M
  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$33M
  • Public Sector Pension Investment Board$28M
  • Weiss Asset Management LP$20M
  • BALYASNY ASSET MANAGEMENT L.P.$19M

Full exits 30

  • HighTower Advisors, LLC$10M
  • Cormorant Asset Management, LP$8M
  • Blackstone Inc.$4M
  • SCHRODER INVESTMENT MANAGEMENT GROUP$4M
  • Empowered Funds, LLC$4M
  • Tetragon Partners GP Ltd$3M

Largest adds

  • Invesco Ltd.$209M
  • BlackRock, Inc.$207M
  • VANGUARD CAPITAL MANAGEMENT LLC$153M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$138M
  • MILLENNIUM MANAGEMENT LLC$133M
  • MORGAN STANLEY$116M

Largest trims

  • PRICE T ROWE ASSOCIATES INC /MD/$65M
  • ADAGE CAPITAL PARTNERS GP, L.L.C.$61M
  • UBS Group AG$55M
  • Assenagon Asset Management S.A.$35M
  • WELLINGTON MANAGEMENT GROUP LLP$33M
  • 1832 Asset Management L.P.$17M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed3,103,708$760M9.1%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC trimmed1,983,514$486M5.8%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added1,965,086$481M5.8%2026-Q2
Invesco Ltd. added1,671,684$409M4.9%2026-Q2
FMR LLC trimmed1,539,163$377M4.5%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC trimmed967,172$237M2.8%2026-Q2
MORGAN STANLEY added804,082$197M2.4%2026-Q2
STATE STREET CORP trimmed785,661$192M2.3%2026-Q2
Deep Track Capital, LP trimmed700,000$171M2.0%2026-Q2
TWO SIGMA INVESTMENTS, LP added669,478$164M2.0%2026-Q2
FRANKLIN RESOURCES INC added668,373$164M2.0%2026-Q2
WELLINGTON MANAGEMENT GROUP LLP trimmed653,920$160M1.9%2026-Q2
ALETHEA CAPITAL MANAGEMENT, LLC trimmed648,756$159M1.9%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ trimmed642,893$157M1.9%2026-Q2
D. E. Shaw & Co., Inc. added604,753$148M1.8%2026-Q2
MILLENNIUM MANAGEMENT LLC added556,088$136M1.6%2026-Q2
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. trimmed539,407$132M1.6%2026-Q2
NORGES BANK added514,266$126M1.5%2026-Q2
FIRST TRUST ADVISORS LP trimmed482,061$118M1.4%2026-Q2
Assenagon Asset Management S.A. trimmed454,682$111M1.3%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed452,491$111M1.3%2026-Q2
AMERIPRISE FINANCIAL INC added428,079$105M1.3%2026-Q2
Pictet Asset Management Holding SA added426,527$104M1.2%2026-Q2
Qube Research & Technologies Ltd added426,336$104M1.2%2026-Q2
Point72 Asset Management, L.P. trimmed416,516$102M1.2%2026-Q2
JANE STREET GROUP, LLC added403,995$99M1.2%2026-Q2
Hood River Capital Management LLC added402,678$99M1.2%2026-Q2
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND added373,067$91M1.1%2026-Q2
Driehaus Capital Management LLC added372,474$91M1.1%2026-Q2
PRINCIPAL FINANCIAL GROUP INC trimmed332,642$81M1.0%2026-Q2
EVENTIDE ASSET MANAGEMENT, LLC trimmed316,820$78M0.9%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed316,104$77M0.9%2026-Q2
Integral Health Asset Management, LLC added300,000$73M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO trimmed279,738$68M0.8%2026-Q2
NORTHERN TRUST CORP trimmed270,189$66M0.8%2026-Q2
RENAISSANCE TECHNOLOGIES LLC added262,000$64M0.8%2026-Q2
ADAGE CAPITAL PARTNERS GP, L.L.C. trimmed259,034$63M0.8%2026-Q2
CITADEL ADVISORS LLC trimmed255,878$63M0.7%2026-Q2
FRONTIER CAPITAL MANAGEMENT CO LLC added254,280$62M0.7%2026-Q2
SAMLYN CAPITAL, LLC new246,015$60M0.7%2026-Q2
Clearbridge Investments, LLC added245,574$60M0.7%2026-Q2
LOOMIS SAYLES & CO L P trimmed239,490$59M0.7%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added230,954$57M0.7%2026-Q2
GOLDMAN SACHS GROUP INC trimmed229,668$56M0.7%2026-Q2
CANADA PENSION PLAN INVESTMENT BOARD added225,400$55M0.7%2026-Q2
MARSHALL WACE, LLP added223,386$55M0.7%2026-Q2
PFM Health Sciences, LP trimmed219,596$54M0.6%2026-Q2
Tri Locum Partners LP added219,308$54M0.6%2026-Q2
First Turn Management, LLC added218,415$53M0.6%2026-Q2
Bank of New York Mellon Corp trimmed197,226$48M0.6%2026-Q2
Nuveen, LLC trimmed190,080$47M0.6%2026-Q2
FEDERATED HERMES, INC. added177,842$44M0.5%2026-Q2
Woodline Partners LP162,221$40M0.5%2026-Q2
JPMORGAN CHASE & CO trimmed162,065$40M0.5%2026-Q2
Sofinnova Investments, Inc. trimmed160,429$39M0.5%2026-Q2
NEUBERGER BERMAN GROUP LLC added156,523$38M0.5%2026-Q2
RAYMOND JAMES FINANCIAL INC added155,855$38M0.5%2026-Q2
Squarepoint Ops LLC added154,605$38M0.5%2026-Q2
UBS Group AG trimmed151,903$37M0.4%2026-Q2
WESTFIELD CAPITAL MANAGEMENT CO LP new145,145$36M0.4%2026-Q2
VOYA INVESTMENT MANAGEMENT LLC trimmed142,051$35M0.4%2026-Q2
CITIGROUP INC trimmed136,858$33M0.4%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP new135,195$33M0.4%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added127,178$31M0.4%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE added118,999$29M0.3%2026-Q2
PERCEPTIVE ADVISORS LLC trimmed118,450$29M0.3%2026-Q2
ORBIMED ADVISORS LLC trimmed117,578$29M0.3%2026-Q2
Public Sector Pension Investment Board new116,000$28M0.3%2026-Q2
AQR CAPITAL MANAGEMENT LLC added114,025$28M0.3%2026-Q2
EMERALD ADVISERS, LLC trimmed104,237$26M0.3%2026-Q2
Nicholas Investment Partners, LP added98,974$24M0.3%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. trimmed97,698$24M0.3%2026-Q2
ALGERT GLOBAL LLC trimmed95,335$23M0.3%2026-Q2
ROYCE & ASSOCIATES LP trimmed91,041$22M0.3%2026-Q2
MetLife Investment Management, LLC trimmed89,662$22M0.3%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added87,815$21M0.3%2026-Q2
DEUTSCHE BANK AG\ trimmed86,466$21M0.3%2026-Q2
Voleon Capital Management LP trimmed84,433$21M0.2%2026-Q2
Cannell & Spears LLC84,154$21M0.2%2026-Q2
Trexquant Investment LP added83,679$20M0.2%2026-Q2
Man Group plc trimmed82,526$20M0.2%2026-Q2
Granite Investment Partners, LLC trimmed80,124$20M0.2%2026-Q2
Weiss Asset Management LP new80,000$20M0.2%2026-Q2
Swiss National Bank added79,500$19M0.2%2026-Q2
Aberdeen Group plc trimmed78,236$19M0.2%2026-Q2
SEI INVESTMENTS CO added76,462$19M0.2%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. added76,250$19M0.2%2026-Q2
WCM INVESTMENT MANAGEMENT, LLC trimmed75,713$18M0.2%2026-Q2
California Public Employees Retirement System added74,778$18M0.2%2026-Q2
Science & Technology Partners, L.P. new73,040$18M0.2%2026-Q2
TimesSquare Capital Management, LLC new71,510$18M0.2%2026-Q2
EMERALD MUTUAL FUND ADVISERS TRUST added67,195$16M0.2%2026-Q2
US BANCORP \DE\ trimmed66,580$16M0.2%2026-Q2
DNB Asset Management AS trimmed65,199$16M0.2%2026-Q2
Eagle Health Investments LP new65,051$16M0.2%2026-Q2
Universal- Beteiligungs- und Servicegesellschaft mbH trimmed63,551$16M0.2%2026-Q2
Rhenman & Partners Asset Management AB trimmed63,050$15M0.2%2026-Q2
Atika Capital Management LLC added63,000$15M0.2%2026-Q2
Allspring Global Investments Holdings, LLC added62,528$15M0.2%2026-Q2
IFP Advisors, Inc added62,273$15M0.2%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership