Skip to main content
Institutional Ownership · SEC Form 13F

Who owns Axos Financial (AX)


Which tracked institutional funds hold AX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AX company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

357
Institutional holders
48M
Shares held (tracked funds)
84.3%
Of shares outstanding

How the tape is positioned

106 tracked funds added or opened AX while 65 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AX’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes AX more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 357 tracked filers holding AX, 184 increased or opened the position and 193 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AX between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 11

  • NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$14M
  • KORNITZER CAPITAL MANAGEMENT INC /KS$5M
  • BW Gestao de Investimentos Ltda.$3M
  • DENALI ADVISORS LLC$2M
  • Jupiter Topco LLC$2M
  • ALLSTATE CORP$2M

Full exits 36

  • Philadelphia Financial Management of San Francisco, LLC$8M
  • BESSEMER GROUP INC$7M
  • LORD, ABBETT & CO. LLC$7M
  • VOLORIDGE INVESTMENT MANAGEMENT, LLC$5M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$4M
  • CANADA LIFE ASSURANCE Co$4M

Largest adds

  • BlackRock, Inc.$169M
  • FMR LLC$82M
  • STATE STREET CORP$55M
  • AMERICAN CENTURY COMPANIES INC$50M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$42M
  • VANGUARD CAPITAL MANAGEMENT LLC$31M

Largest trims

  • WELLINGTON MANAGEMENT GROUP LLP$25M
  • CCG WEALTH MANAGEMENT, LLC$13M
  • Cerity Partners LLC$9M
  • Squarepoint Ops LLC$9M
  • Allspring Global Investments Holdings, LLC$6M
  • WCM INVESTMENT MANAGEMENT, LLC$6M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. added8,389,477$817M18.1%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added3,136,801$305M6.8%2026-Q2
STATE STREET CORP added3,023,908$294M6.5%2026-Q2
FMR LLC added2,969,246$289M6.4%2026-Q2
AMERICAN CENTURY COMPANIES INC added2,705,653$264M5.8%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added2,466,744$240M5.3%2026-Q2
DIMENSIONAL FUND ADVISORS LP added2,197,135$214M4.7%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added1,967,141$194M4.3%2026-Q2
Davis Asset Management, L.P.1,535,219$150M3.3%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added751,934$73M1.6%2026-Q2
FRANKLIN RESOURCES INC trimmed714,462$70M1.5%2026-Q2
NORTHERN TRUST CORP added710,371$69M1.5%2026-Q2
AMERIPRISE FINANCIAL INC trimmed654,362$64M1.4%2026-Q2
Invesco Ltd. added617,610$60M1.3%2026-Q2
MORGAN STANLEY added591,123$58M1.3%2026-Q2
EMERALD ADVISERS, LLC added536,162$52M1.2%2026-Q2
WASATCH ADVISORS LP trimmed515,576$50M1.1%2026-Q2
GENEVA CAPITAL MANAGEMENT LLC trimmed477,009$46M1.0%2026-Q2
WELLINGTON MANAGEMENT GROUP LLP trimmed470,586$46M1.0%2026-Q2
GOLDMAN SACHS GROUP INC added453,375$44M1.0%2026-Q2
Boston Partners added433,647$42M0.9%2026-Q2
KENNEDY CAPITAL MANAGEMENT LLC added426,294$42M0.9%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added409,682$40M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added379,189$37M0.8%2026-Q2
Bank of New York Mellon Corp added378,027$37M0.8%2026-Q2
Bragg Financial Advisors, Inc added377,229$37M0.8%2026-Q2
CITADEL ADVISORS LLC added375,753$37M0.8%2026-Q2
EMERALD MUTUAL FUND ADVISERS TRUST added366,712$36M0.8%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added362,676$35M0.8%2026-Q2
SHAKER INVESTMENTS LLC/OH trimmed356,376$35M0.8%2026-Q2
1832 Asset Management L.P. trimmed347,070$34M0.7%2026-Q2
Allspring Global Investments Holdings, LLC trimmed317,854$31M0.7%2026-Q2
UBS Group AG added316,780$31M0.7%2026-Q2
LOOMIS SAYLES & CO L P trimmed290,688$28M0.6%2026-Q2
Stieven Capital Advisors, L.P. added256,345$25M0.6%2026-Q2
Nuveen, LLC added256,326$25M0.6%2026-Q2
Empowered Funds, LLC added251,087$24M0.5%2026-Q2
Public Sector Pension Investment Board trimmed249,863$24M0.5%2026-Q2
JPMORGAN CHASE & CO trimmed237,791$23M0.5%2026-Q2
First Eagle Investment Management, LLC added213,312$21M0.5%2026-Q2
AQR CAPITAL MANAGEMENT LLC trimmed201,867$20M0.4%2026-Q2
ROYCE & ASSOCIATES LP added201,214$20M0.4%2026-Q2
RAYMOND JAMES FINANCIAL INC added174,909$17M0.4%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed168,773$16M0.4%2026-Q2
Gator Capital Management, LLC trimmed166,475$16M0.4%2026-Q2
OSTERWEIS CAPITAL MANAGEMENT INC added165,685$16M0.4%2026-Q2
ALGERT GLOBAL LLC trimmed157,663$15M0.3%2026-Q2
Empirical Finance, LLC trimmed152,847$15M0.3%2026-Q2
Pembroke Management, LTD trimmed143,152$14M0.3%2026-Q2
RHUMBLINE ADVISERS trimmed139,543$14M0.3%2026-Q2
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. new138,730$14M0.3%2026-Q2
STATE OF WISCONSIN INVESTMENT BOARD trimmed136,086$13M0.3%2026-Q2
Brevan Howard Capital Management LP trimmed128,644$13M0.3%2026-Q2
Legal & General Group Plc added127,673$12M0.3%2026-Q2
Ategra Capital Management, LLC113,765$11M0.2%2026-Q2
Swiss National Bank trimmed102,400$10M0.2%2026-Q2
Militia Capital Management LLC100,000$10M0.2%2026-Q2
KESTREL INVESTMENT MANAGEMENT CORP95,150$9M0.2%2026-Q2
RENAISSANCE GROUP LLC trimmed94,091$9M0.2%2026-Q2
FIRST TRUST ADVISORS LP added93,953$9M0.2%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed92,990$9M0.2%2026-Q2
VICTORY CAPITAL MANAGEMENT INC trimmed90,295$9M0.2%2026-Q2
Quantinno Capital Management LP added86,261$8M0.2%2026-Q2
FIL Ltd85,000$8M0.2%2026-Q2
PRUDENTIAL FINANCIAL INC trimmed80,808$8M0.2%2026-Q2
ENVESTNET ASSET MANAGEMENT INC added80,614$8M0.2%2026-Q2
Russell Investments Group, Ltd. added77,525$8M0.2%2026-Q2
CI INVESTMENTS INC. trimmed76,417$7M0.2%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added73,761$7M0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. added70,074$6M0.1%2026-Q2
CITIGROUP INC added67,670$7M0.1%2026-Q2
Squarepoint Ops LLC trimmed63,581$6M0.1%2026-Q2
LGT Fund Management Co Ltd.62,450$6M0.1%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed58,192$6M0.1%2026-Q2
WELLS FARGO & COMPANY/MN added57,963$6M0.1%2026-Q2
DEUTSCHE BANK AG\ added57,785$6M0.1%2026-Q2
KORNITZER CAPITAL MANAGEMENT INC /KS new53,867$5M0.1%2026-Q2
TCW GROUP INC53,520$5M0.1%2026-Q2
ARGENT CAPITAL MANAGEMENT LLC trimmed51,811$5M0.1%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd added51,693$5M0.1%2026-Q2
ROYAL BANK OF CANADA trimmed51,068$5M0.1%2026-Q2
BOOTHBAY FUND MANAGEMENT, LLC trimmed49,401$5M0.1%2026-Q2
Edgestream Partners, L.P. added46,953$5M0.1%2026-Q2
Livforsakringsbolaget Skandia, Omsesidigt44,700$4M0.1%2026-Q2
Focus Partners Wealth trimmed41,730$4M0.1%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added41,598$4M0.1%2026-Q2
S&T Bank/PA trimmed36,451$4M0.1%2026-Q2
BW Gestao de Investimentos Ltda. new35,000$3M0.1%2026-Q2
LPL Financial LLC trimmed33,261$3M0.1%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added33,241$3M0.1%2026-Q2
CONNORS INVESTOR SERVICES INC trimmed32,946$3M0.1%2026-Q2
Rafferty Asset Management, LLC trimmed32,490$3M0.1%2026-Q2
MetLife Investment Management, LLC added32,274$3M0.1%2026-Q2
FORMULA GROWTH LTD30,624$3M0.1%2026-Q2
BRIDGEWAY CAPITAL MANAGEMENT, LLC30,200$3M0.1%2026-Q2
Illinois Municipal Retirement Fund added29,515$3M0.1%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE added29,440$3M0.1%2026-Q2
SEI INVESTMENTS CO added26,178$3M0.1%2026-Q2
PMC FIG Opportunities LLC trimmed25,599$2M0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added25,560$2M0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership