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Institutional Ownership · SEC Form 13F

Who owns American States Water (AWR)


Which tracked institutional funds hold AWR, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AWR company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

378
Institutional holders
32M
Shares held (tracked funds)
82.5%
Of shares outstanding

How the tape is positioned

102 tracked funds added or opened AWR while 56 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AWR’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AWR divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 378 tracked filers holding AWR, 225 increased or opened the position and 157 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AWR between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 14

  • CoreCommodity Management, LLC$2M
  • Ilex Capital Partners (UK) LLP$2M
  • CAPITAL FUND MANAGEMENT S.A.$2M
  • Aquatic Capital Management LLC$2M
  • ExodusPoint Capital Management, LP$2M
  • Jupiter Topco LLC$1M

Full exits 33

  • NORGES BANK$42M
  • Amundi$17M
  • Qube Research & Technologies Ltd$16M
  • HRT FINANCIAL LP$11M
  • JANE STREET GROUP, LLC$9M
  • CANADA LIFE ASSURANCE Co$6M

Largest adds

  • BlackRock, Inc.$286M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$56M
  • AQR CAPITAL MANAGEMENT LLC$41M
  • STATE STREET CORP$29M
  • NEUBERGER BERMAN GROUP LLC$20M
  • TWO SIGMA INVESTMENTS, LP$17M

Largest trims

  • MORGAN STANLEY$24M
  • RENAISSANCE TECHNOLOGIES LLC$7M
  • MILLENNIUM MANAGEMENT LLC$5M
  • Trexquant Investment LP$4M
  • JACOBS LEVY EQUITY MANAGEMENT, INC$4M
  • Man Group plc$4M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. added7,294,548$603M23.6%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added3,524,229$291M11.4%2026-Q2
NEUBERGER BERMAN GROUP LLC added2,557,960$211M8.3%2026-Q2
STATE STREET CORP added2,243,634$185M7.3%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added1,789,593$148M5.8%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added1,001,087$83M3.2%2026-Q2
AQR CAPITAL MANAGEMENT LLC added919,629$76M3.0%2026-Q2
MORGAN STANLEY trimmed904,551$75M2.9%2026-Q2
FIRST TRUST ADVISORS LP trimmed778,435$64M2.5%2026-Q2
DIMENSIONAL FUND ADVISORS LP added749,299$62M2.4%2026-Q2
Invesco Ltd. added619,310$51M2.0%2026-Q2
NORTHERN TRUST CORP added482,466$40M1.6%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added478,996$40M1.5%2026-Q2
BNP PARIBAS ASSET MANAGEMENT Holding S.A. trimmed470,985$39M1.5%2026-Q2
Bank of New York Mellon Corp added342,941$28M1.1%2026-Q2
TWO SIGMA INVESTMENTS, LP added287,237$24M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added275,392$23M0.9%2026-Q2
Nuveen, LLC added268,766$22M0.9%2026-Q2
JPMORGAN CHASE & CO added257,020$21M0.8%2026-Q2
VICTORY CAPITAL MANAGEMENT INC added252,207$21M0.8%2026-Q2
GOLDMAN SACHS GROUP INC added238,467$20M0.8%2026-Q2
Legal & General Group Plc added228,364$19M0.7%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added190,996$16M0.6%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added186,116$15M0.6%2026-Q2
KENNEDY CAPITAL MANAGEMENT LLC trimmed181,346$15M0.6%2026-Q2
Perpetual Ltd added160,353$13M0.5%2026-Q2
BANK OF AMERICA CORP /DE/ added155,842$13M0.5%2026-Q2
UBS Group AG added151,438$13M0.5%2026-Q2
Zurcher Kantonalbank (Zurich Cantonalbank) trimmed148,270$12M0.5%2026-Q2
Public Sector Pension Investment Board trimmed134,687$11M0.4%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed126,404$10M0.4%2026-Q2
Leith Wheeler Investment Counsel Ltd. trimmed125,110$10M0.4%2026-Q2
D. E. Shaw & Co., Inc. added111,732$9M0.4%2026-Q2
RHUMBLINE ADVISERS trimmed108,963$9M0.4%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed107,311$9M0.3%2026-Q2
IEQ CAPITAL, LLC added101,674$8M0.3%2026-Q2
ProShare Advisors LLC added96,924$8M0.3%2026-Q2
D.A. DAVIDSON & CO. trimmed91,939$8M0.3%2026-Q2
AMERIPRISE FINANCIAL INC trimmed86,353$7M0.3%2026-Q2
DEAN INVESTMENT ASSOCIATES, LLC added84,780$7M0.3%2026-Q2
Meiji Yasuda Asset Management Co Ltd. trimmed78,809$7M0.3%2026-Q2
Swiss National Bank added78,400$6M0.3%2026-Q2
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed77,366$6M0.3%2026-Q2
AMERICAN CENTURY COMPANIES INC added76,619$6M0.2%2026-Q2
DEUTSCHE BANK AG\ trimmed70,001$6M0.2%2026-Q2
WELLS FARGO & COMPANY/MN added69,290$6M0.2%2026-Q2
Cornerstone Wealth Management, LLC added66,904$6M0.2%2026-Q2
MARTINGALE ASSET MANAGEMENT L P added66,475$5M0.2%2026-Q2
Mariner, LLC added66,131$5M0.2%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added65,028$5M0.2%2026-Q2
Dean Capital Management added61,578$5M0.2%2026-Q2
RAYMOND JAMES FINANCIAL INC added59,953$5M0.2%2026-Q2
Allianz Asset Management GmbH58,643$4M0.2%2026-Q2
LPL Financial LLC added56,489$5M0.2%2026-Q2
FRANKLIN RESOURCES INC added56,063$5M0.2%2026-Q2
Quantinno Capital Management LP added54,459$4M0.2%2026-Q2
Cetera Investment Advisers trimmed54,026$4M0.2%2026-Q2
DUFF & PHELPS INVESTMENT MANAGEMENT CO trimmed49,571$4M0.2%2026-Q2
MARSHALL WACE, LLP trimmed49,079$4M0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. added48,620$4M0.1%2026-Q2
GABELLI FUNDS LLC added47,000$4M0.2%2026-Q2
TD Asset Management Inc added46,400$4M0.2%2026-Q2
PRUDENTIAL FINANCIAL INC added44,984$4M0.1%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added44,913$4M0.1%2026-Q2
Cerity Partners LLC added44,351$4M0.1%2026-Q2
CITIGROUP INC added44,294$4M0.1%2026-Q2
BARCLAYS PLC trimmed44,251$4M0.1%2026-Q2
Creative Planning added44,239$4M0.1%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed43,205$4M0.1%2026-Q2
Maryland State Retirement & Pension System added42,460$4M0.1%2026-Q2
Corient Private Wealth LP added39,188$3M0.1%2026-Q2
STOREBRAND ASSET MANAGEMENT AS added39,027$3M0.1%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added37,918$3M0.1%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added37,910$3M0.1%2026-Q2
Magellan Asset Management Ltd36,743$3M0.1%2026-Q2
SkyOak Wealth, LLC trimmed36,258$3M0.1%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV added35,011$3M0.1%2026-Q2
EXCHANGE TRADED CONCEPTS, LLC added34,410$3M0.1%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd added33,433$3M0.1%2026-Q2
ROYCE & ASSOCIATES LP added32,654$3M0.1%2026-Q2
Legato Capital Management LLC added32,111$3M0.1%2026-Q2
Russell Investments Group, Ltd. added31,843$3M0.1%2026-Q2
Bridgewater Associates, LP trimmed30,311$3M0.1%2026-Q2
CITADEL ADVISORS LLC trimmed30,220$2M0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed30,094$2M0.1%2026-Q2
Vanguard Investments Australia, Ltd. added29,801$2M0.1%2026-Q2
FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A. trimmed29,236$2M0.1%2026-Q2
CoreCommodity Management, LLC added28,177$2M0.1%2026-Q2
Ilex Capital Partners (UK) LLP new28,118$2M0.1%2026-Q2
Holocene Advisors, LP trimmed27,619$2M0.1%2026-Q2
Assenagon Asset Management S.A. trimmed27,137$2M0.1%2026-Q2
ALGERT GLOBAL LLC trimmed26,870$2M0.1%2026-Q2
Advisors Asset Management, Inc. added26,316$2M0.1%2026-Q2
MACQUARIE GROUP LTD added25,352$2M0.1%2026-Q2
CAPTRUST FINANCIAL ADVISORS added25,239$2M0.1%2026-Q2
CAPITAL FUND MANAGEMENT S.A. new24,348$2M0.1%2026-Q2
MetLife Investment Management, LLC added23,215$2M0.1%2026-Q2
Van Hulzen Asset Management, LLC trimmed22,970$2M0.1%2026-Q2
Schonfeld Strategic Advisors LLC added22,901$2M0.1%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. trimmed22,363$2M0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership