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Institutional Ownership · SEC Form 13F

Who owns Aurinia Pharmaceuticals (AUPH)


Which tracked institutional funds hold AUPH, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AUPH company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

269
Institutional holders
77M
Shares held (tracked funds)
57.9%
Of shares outstanding

How the tape is positioned

82 tracked funds added or opened AUPH while 33 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AUPH’s largest tracked holder by dollar value, TANG CAPITAL MANAGEMENT LLC, sizes it at 10.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 10.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AUPH divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 269 tracked filers holding AUPH, 152 increased or opened the position and 114 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AUPH between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 11

  • Jupiter Topco LLC$10M
  • ExodusPoint Capital Management, LP$4M
  • Caption Management, LLC$4M
  • Jump Financial, LLC$3M
  • MARTINGALE ASSET MANAGEMENT L P$2M
  • BALYASNY ASSET MANAGEMENT L.P.$1M

Full exits 17

  • LSV ASSET MANAGEMENT$15M
  • JANUS HENDERSON GROUP PLC$11M
  • Trexquant Investment LP$8M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$4M
  • HRT FINANCIAL LP$3M
  • SG Americas Securities, LLC$3M

Largest adds

  • GOLDMAN SACHS GROUP INC$74M
  • TANG CAPITAL MANAGEMENT LLC$40M
  • BlackRock, Inc.$23M
  • NEA Management Company, LLC$9M
  • TWO SIGMA INVESTMENTS, LP$8M
  • MARSHALL WACE, LLP$7M

Largest trims

  • Man Group plc$13M
  • JANE STREET GROUP, LLC$6M
  • Qube Research & Technologies Ltd$6M
  • BNP PARIBAS FINANCIAL MARKETS$4M
  • Walleye Capital LLC$4M
  • UBS Group AG$2M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
TANG CAPITAL MANAGEMENT LLC added13,044,106$221M17.6%2026-Q2
BlackRock, Inc. added8,193,085$139M11.1%2026-Q2
GOLDMAN SACHS GROUP INC added5,619,401$95M7.6%2026-Q2
NEA Management Company, LLC3,969,834$67M5.4%2026-Q2
TWO SIGMA INVESTMENTS, LP added3,467,514$59M4.7%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP trimmed3,264,062$55M4.4%2026-Q2
STATE STREET CORP added2,589,615$44M3.5%2026-Q2
MORGAN STANLEY added2,308,244$39M3.1%2026-Q2
MARSHALL WACE, LLP added2,044,007$35M2.8%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added1,701,152$29M2.3%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed1,548,035$26M2.1%2026-Q2
D. E. Shaw & Co., Inc. trimmed1,408,456$24M1.9%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added1,359,028$23M1.8%2026-Q2
JACOBS LEVY EQUITY MANAGEMENT, INC added1,231,516$21M1.7%2026-Q2
JUPITER ASSET MANAGEMENT LTD added1,094,475$19M1.5%2026-Q2
NOMURA HOLDINGS INC added978,602$17M1.3%2026-Q2
AQR CAPITAL MANAGEMENT LLC added948,751$16M1.3%2026-Q2
NORTHERN TRUST CORP added863,567$15M1.2%2026-Q2
Nuveen, LLC added812,915$14M1.1%2026-Q2
Jupiter Topco LLC new602,195$10M0.8%2026-Q2
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main trimmed596,618$10M0.8%2026-Q2
PRUDENTIAL FINANCIAL INC trimmed582,345$10M0.8%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added567,492$10M0.8%2026-Q2
Hillsdale Investment Management Inc. added550,900$9M0.7%2026-Q2
Qube Research & Technologies Ltd trimmed479,970$8M0.6%2026-Q2
Woodline Partners LP456,259$8M0.6%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed445,990$8M0.6%2026-Q2
BNP PARIBAS FINANCIAL MARKETS trimmed437,037$7M0.6%2026-Q2
RICE HALL JAMES & ASSOCIATES, LLC trimmed416,631$7M0.6%2026-Q2
WELLS FARGO & COMPANY/MN added411,825$7M0.6%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. added408,453$7M0.6%2026-Q2
FMR LLC added372,481$6M0.5%2026-Q2
RITHOLTZ WEALTH MANAGEMENT added363,056$6M0.5%2026-Q2
VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed362,416$6M0.5%2026-Q2
IFP Advisors, Inc added361,634$6M0.5%2026-Q2
AMERICAN CENTURY COMPANIES INC trimmed355,572$6M0.5%2026-Q2
Bank of New York Mellon Corp added350,857$6M0.5%2026-Q2
Norris Financial Group, LLC trimmed342,331$6M0.5%2026-Q2
Squarepoint Ops LLC trimmed317,430$5M0.4%2026-Q2
RAYMOND JAMES FINANCIAL INC added310,564$5M0.4%2026-Q2
NORDEA INVESTMENT MANAGEMENT AB added296,200$5M0.4%2026-Q2
JPMORGAN CHASE & CO trimmed291,351$5M0.4%2026-Q2
PDT Partners, LLC265,491$5M0.4%2026-Q2
SEGALL BRYANT & HAMILL, LLC added263,743$4M0.4%2026-Q2
NAVELLIER & ASSOCIATES INC added257,142$4M0.3%2026-Q2
MILLENNIUM MANAGEMENT LLC added244,302$4M0.3%2026-Q2
CITADEL ADVISORS LLC trimmed240,685$4M0.3%2026-Q2
STATE OF WISCONSIN INVESTMENT BOARD added233,845$4M0.3%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed229,662$4M0.3%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed225,082$4M0.3%2026-Q2
ExodusPoint Capital Management, LP added221,620$4M0.3%2026-Q2
Caption Management, LLC added216,363$4M0.3%2026-Q2
Swiss National Bank trimmed213,400$4M0.3%2026-Q2
LOS ANGELES CAPITAL MANAGEMENT LLC trimmed212,477$4M0.3%2026-Q2
DEUTSCHE BANK AG\ added210,005$4M0.3%2026-Q2
HUSSMAN STRATEGIC ADVISORS, INC. added210,000$4M0.3%2026-Q2
Invesco Ltd. added208,687$4M0.3%2026-Q2
CWA Asset Management Group, LLC added202,440$3M0.3%2026-Q2
UBS Group AG trimmed191,600$3M0.3%2026-Q2
Uniplan Investment Counsel, Inc. added189,542$3M0.3%2026-Q2
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM trimmed187,323$3M0.3%2026-Q2
STIFEL FINANCIAL CORP added167,844$3M0.2%2026-Q2
Jump Financial, LLC added165,000$3M0.2%2026-Q2
RHUMBLINE ADVISERS added152,681$3M0.2%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added133,591$2M0.2%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added133,459$2M0.2%2026-Q2
Russell Investments Group, Ltd. added131,474$2M0.2%2026-Q2
Gotham Asset Management, LLC trimmed128,322$2M0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. trimmed126,556$2M0.1%2026-Q2
FRANKLIN RESOURCES INC trimmed126,402$2M0.2%2026-Q2
Y-Intercept (Hong Kong) Ltd added120,824$2M0.2%2026-Q2
VIRGINIA RETIREMENT SYSTEMS ET Al added113,568$2M0.2%2026-Q2
IRONWOOD INVESTMENT MANAGEMENT LLC added113,387$2M0.2%2026-Q2
VANGUARD FIDUCIARY TRUST CO added112,893$2M0.2%2026-Q2
MARTINGALE ASSET MANAGEMENT L P added105,640$2M0.1%2026-Q2
COOKSON PEIRCE & CO INC trimmed104,992$2M0.1%2026-Q2
Legal & General Group Plc added104,414$2M0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added99,276$2M0.1%2026-Q2
OMERS ADMINISTRATION Corp added92,700$2M0.1%2026-Q2
Diamond Hill Capital Management, LLC (Investment Advisor)92,212$2M0.1%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC added92,149$2M0.1%2026-Q2
Quantinno Capital Management LP added89,794$2M0.1%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added88,435$2M0.1%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. trimmed88,240$1M0.1%2026-Q2
Man Group plc trimmed83,888$1M0.1%2026-Q2
Rockefeller Capital Management L.P.81,404$1M0.1%2026-Q2
FEDERATED HERMES, INC. added80,994$1M0.1%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd77,146$1M0.1%2026-Q2
Virtus Investment Advisers, LLC added73,507$1M0.1%2026-Q2
LPL Financial LLC added72,614$1M0.1%2026-Q2
Precision Wealth Strategies, LLC added71,014$1M0.1%2026-Q2
MetLife Investment Management, LLC added70,858$1M0.1%2026-Q2
CITIGROUP INC added69,858$1M0.1%2026-Q2
CVFG LLC added68,500$1M0.1%2026-Q2
Walleye Capital LLC trimmed65,696$1M0.1%2026-Q2
Advisory Services Network, LLC added65,289$1M0.1%2026-Q2
Headlands Technologies LLC trimmed61,791$1M0.1%2026-Q2
Mariner, LLC added58,130$986K0.1%2026-Q2
Freestone Grove Partners LP trimmed57,717$979K0.1%2026-Q2
STRS OHIO added57,600$977K0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership