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Institutional Ownership · SEC Form 13F

Who owns AU


Which tracked institutional funds hold AU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AU company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

527
Institutional holders
223M
Shares held (tracked funds)

How the tape is positioned

99 tracked funds added or opened AU while 231 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AU’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes AU more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 527 tracked filers holding AU, 300 increased or opened the position and 278 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AU between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 28

  • FEDERATED HERMES, INC.$165M
  • ARGA Investment Management, LP$72M
  • JACOBS LEVY EQUITY MANAGEMENT, INC$59M
  • Trexquant Investment LP$14M
  • Moran Wealth Management, LLC$11M
  • Jupiter Topco LLC$8M

Full exits 60

  • ACADIAN ASSET MANAGEMENT LLC$300M
  • Amundi$295M
  • Treasurer of the State of North Carolina$32M
  • Euro Pacific Asset Management, LLC$27M
  • Border to Coast Pensions Partnership Ltd$23M
  • Handelsbanken Fonder AB$16M

Largest adds

  • NORGES BANK$393M
  • Fideuram Asset Management (Ireland) dac$81M
  • Qube Research & Technologies Ltd$71M
  • UBS Group AG$59M
  • GOLDMAN SACHS GROUP INC$59M
  • PRICE T ROWE ASSOCIATES INC /MD/$49M

Largest trims

  • Ninety One SA (Pty) Ltd$565M
  • FMR LLC$469M
  • VAN ECK ASSOCIATES CORP$366M
  • VANGUARD CAPITAL MANAGEMENT LLC$298M
  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$255M
  • FIL Ltd$186M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. added31,040,264$2.5B14.4%2026-Q2
VAN ECK ASSOCIATES CORP trimmed18,033,983$1.5B8.4%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added16,732,620$1.3B7.7%2026-Q2
FMR LLC trimmed16,549,887$1.3B7.7%2026-Q2
Ninety One SA (Pty) Ltd trimmed11,195,133$907M5.2%2026-Q2
STATE STREET CORP added5,960,561$482M2.8%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added5,887,391$523M3.0%2026-Q2
DEUTSCHE BANK AG\ added5,766,942$466M2.7%2026-Q2
Legal & General Group Plc added5,538,816$449M2.6%2026-Q2
NORGES BANK added4,997,219$405M2.3%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP trimmed4,518,056$366M2.1%2026-Q2
VANGUARD FIDUCIARY TRUST CO added4,474,241$361M2.1%2026-Q2
GOLDMAN SACHS GROUP INC added4,145,406$335M1.9%2026-Q2
Capital World Investors trimmed3,972,536$321M1.8%2026-Q2
ROYAL BANK OF CANADA added3,726,594$301M1.7%2026-Q2
OAKTREE CAPITAL MANAGEMENT LP trimmed3,179,092$257M1.5%2026-Q2
Invesco Ltd. added2,759,555$223M1.3%2026-Q2
FRANKLIN RESOURCES INC added2,667,234$216M1.2%2026-Q2
BARCLAYS PLC added2,509,117$203M1.2%2026-Q2
Russell Investments Group, Ltd. trimmed2,313,411$187M1.1%2026-Q2
Nuveen, LLC added2,062,877$167M1.0%2026-Q2
FEDERATED HERMES, INC. new2,040,755$165M0.9%2026-Q2
MACKENZIE FINANCIAL CORP trimmed2,035,373$51M0.3%2026-Q2
Ninety One UK Ltd trimmed2,017,862$163M0.9%2026-Q2
WELLINGTON MANAGEMENT GROUP LLP added1,930,737$156M0.9%2026-Q2
VANGUARD ASSET MANAGEMENT, Ltd added1,808,594$146M0.8%2026-Q2
DIMENSIONAL FUND ADVISORS LP added1,749,505$142M0.8%2026-Q2
MORGAN STANLEY added1,514,094$122M0.7%2026-Q2
NORTHERN TRUST CORP added1,497,991$121M0.7%2026-Q2
UBS Group AG added1,494,337$121M0.7%2026-Q2
First Eagle Investment Management, LLC1,490,679$121M0.7%2026-Q2
Man Group plc trimmed1,476,381$119M0.7%2026-Q2
AMERIPRISE FINANCIAL INC added1,385,447$112M0.6%2026-Q2
Qube Research & Technologies Ltd added1,290,449$104M0.6%2026-Q2
Bank of New York Mellon Corp trimmed1,246,730$101M0.6%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added1,146,657$93M0.5%2026-Q2
FIL Ltd trimmed1,145,446$93M0.5%2026-Q2
Allianz Asset Management GmbH added1,098,311$105M0.6%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added1,082,496$88M0.5%2026-Q2
BANK OF AMERICA CORP /DE/ added1,067,205$86M0.5%2026-Q2
LAZARD ASSET MANAGEMENT LLC added1,024,851$83M0.5%2026-Q2
Swiss National Bank trimmed973,433$79M0.5%2026-Q2
USS Investment Management Ltd added967,023$78M0.4%2026-Q2
ARGA Investment Management, LP new892,806$72M0.4%2026-Q2
Sumitomo Mitsui Trust Group, Inc. trimmed854,973$69M0.4%2026-Q2
AVIVA PLC trimmed808,267$65M0.4%2026-Q2
Carrhae Capital LLP added756,610$61M0.4%2026-Q2
JACOBS LEVY EQUITY MANAGEMENT, INC new726,600$59M0.3%2026-Q2
Pictet Asset Management Holding SA added716,028$58M0.3%2026-Q2
Artisan Partners Limited Partnership added692,558$56M0.3%2026-Q2
CAUSEWAY CAPITAL MANAGEMENT LLC trimmed688,027$56M0.3%2026-Q2
Bridgewater Associates, LP added665,558$54M0.3%2026-Q2
TEACHER RETIREMENT SYSTEM OF TEXAS618,930$50M0.3%2026-Q2
Allspring Global Investments Holdings, LLC trimmed617,582$50M0.3%2026-Q2
SPROTT INC. trimmed587,914$48M0.3%2026-Q2
RENAISSANCE TECHNOLOGIES LLC added574,588$46M0.3%2026-Q2
Caisse de depot et placement du Quebec added566,360$46M0.3%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added559,794$45M0.3%2026-Q2
ROYAL LONDON ASSET MANAGEMENT LTD added534,182$43M0.2%2026-Q2
TD Asset Management Inc added531,403$43M0.2%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND added524,505$42M0.2%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added517,862$42M0.2%2026-Q2
RHUMBLINE ADVISERS added516,788$42M0.2%2026-Q2
BNP PARIBAS ASSET MANAGEMENT Holding S.A. added509,278$35M0.2%2026-Q2
CREDIT AGRICOLE S A added505,127$41M0.2%2026-Q2
FIRST TRUST ADVISORS LP added495,902$40M0.2%2026-Q2
CITIGROUP INC added472,457$38M0.2%2026-Q2
Point72 Asset Management, L.P. added471,508$38M0.2%2026-Q2
BARINGS LLC added456,162$37M0.2%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added451,397$27M0.2%2026-Q2
GABELLI FUNDS LLC trimmed416,373$34M0.2%2026-Q2
CI INVESTMENTS INC. added409,203$33M0.2%2026-Q2
Zurcher Kantonalbank (Zurich Cantonalbank) trimmed395,995$32M0.2%2026-Q2
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM trimmed388,903$31M0.2%2026-Q2
AQR CAPITAL MANAGEMENT LLC trimmed372,693$30M0.2%2026-Q2
Orbis Allan Gray Ltd365,003$30M0.2%2026-Q2
JANE STREET GROUP, LLC trimmed357,899$29M0.2%2026-Q2
STRS OHIO trimmed292,555$24M0.1%2026-Q2
SEI INVESTMENTS CO trimmed292,102$24M0.1%2026-Q2
Hamilton Capital Partners Inc. added291,122$24M0.1%2026-Q2
ALLIANCEBERNSTEIN L.P. added288,967$28M0.2%2026-Q2
SEB Asset Management AB added282,207$23M0.1%2026-Q2
PICTON MAHONEY ASSET MANAGEMENT added281,975$23M0.1%2026-Q2
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ added274,023$22M0.1%2026-Q2
Empowered Funds, LLC added270,069$22M0.1%2026-Q2
Groupe la Francaise added270,000$22M0.1%2026-Q2
HSBC HOLDINGS PLC added268,935$22M0.1%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added262,540$21M0.1%2026-Q2
Public Sector Pension Investment Board added248,084$20M0.1%2026-Q2
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO trimmed235,774$19M0.1%2026-Q2
CANADA PENSION PLAN INVESTMENT BOARD added220,100$18M0.1%2026-Q2
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp trimmed219,579$18M0.1%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. added218,761$18M0.1%2026-Q2
Quadrature Capital Ltd added213,303$17M0.1%2026-Q2
Korea Investment CORP added210,315$17M0.1%2026-Q2
Tredje AP-fonden204,529$17M0.1%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added190,107$15M0.1%2026-Q2
LOS ANGELES CAPITAL MANAGEMENT LLC trimmed189,934$15M0.1%2026-Q2
Fideuram Asset Management (Ireland) dac added126,366$86M0.5%2026-Q2
PRUDENTIAL PLC added15,628$127M0.7%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership