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Institutional Ownership · SEC Form 13F

Who owns AU (AU)


Which tracked institutional funds hold AU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AU company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

560
Institutional holders
223,059,910
Shares held (tracked funds)

How the tape is positioned

221 tracked funds added or opened AU while 89 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AU’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes AU more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 560 tracked filers holding AU, 319 increased or opened the position and 242 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 51

  • VANGUARD CAPITAL MANAGEMENT LLC$1.6B
  • VANGUARD FIDUCIARY TRUST CO$436M
  • VANGUARD ASSET MANAGEMENT, Ltd$172M
  • LOS ANGELES CAPITAL MANAGEMENT LLC$109M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$65M
  • RENAISSANCE TECHNOLOGIES LLC$54M

Full exits 20

  • VANGUARD GROUP INC$2.0B
  • MARSHALL WACE, LLP$17M
  • VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.$8M
  • FOREFRONT WEALTH MANAGEMENT INC.$5M
  • Up Capital Management, Inc.$4M
  • Arlington Capital Management, Inc.$4M

Largest adds

  • FMR LLC$424M
  • BlackRock, Inc.$375M
  • ROYAL BANK OF CANADA$301M
  • VAN ECK ASSOCIATES CORP$222M
  • GEODE CAPITAL MANAGEMENT, LLC$178M
  • DEUTSCHE BANK AG\$117M

Largest trims

  • NORGES BANK$415M
  • ACADIAN ASSET MANAGEMENT LLC$92M
  • MORGAN STANLEY$37M
  • Point72 Asset Management, L.P.$31M
  • MACKENZIE FINANCIAL CORP$28M
  • ALPS ADVISORS INC$27M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. added27,126,714$2.6B11.5%2026-Q1
VAN ECK ASSOCIATES CORP trimmed18,742,238$1.8B8.0%2026-Q1
FMR LLC added18,491,062$1.8B7.9%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new16,522,479$1.6B7.2%2026-Q1
Ninety One SA (Pty) Ltd trimmed15,302,064$1.5B6.4%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added6,386,503$621M2.7%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added5,702,089$597M2.6%2026-Q1
STATE STREET CORP added5,847,324$569M2.5%2026-Q1
DEUTSCHE BANK AG\ added5,690,413$554M2.4%2026-Q1
Legal & General Group Plc added5,000,536$481M2.1%2026-Q1
VANGUARD FIDUCIARY TRUST CO new4,378,159$436M1.9%2026-Q1
Capital World Investors added4,199,903$409M1.8%2026-Q1
ROYAL BANK OF CANADA added3,557,428$346M1.5%2026-Q1
OAKTREE CAPITAL MANAGEMENT LP trimmed3,223,092$314M1.4%2026-Q1
ACADIAN ASSET MANAGEMENT LLC trimmed3,085,628$300M1.3%2026-Q1
Amundi trimmed3,028,317$295M1.3%2026-Q1
FIL Ltd added2,798,582$279M1.2%2026-Q1
GOLDMAN SACHS GROUP INC added2,842,087$277M1.2%2026-Q1
Invesco Ltd. trimmed2,624,112$255M1.1%2026-Q1
Russell Investments Group, Ltd. trimmed2,410,983$232M1.0%2026-Q1
FRANKLIN RESOURCES INC added2,227,971$218M1.0%2026-Q1
MACKENZIE FINANCIAL CORP trimmed2,173,281$212M0.9%2026-Q1
Ninety One UK Ltd added2,044,975$199M0.9%2026-Q1
BARCLAYS PLC trimmed1,958,282$191M0.8%2026-Q1
Man Group plc added1,936,017$188M0.8%2026-Q1
Nuveen, LLC added1,907,660$184M0.8%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new1,720,785$172M0.7%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP added1,760,121$171M0.7%2026-Q1
AQR CAPITAL MANAGEMENT LLC trimmed1,695,395$164M0.7%2026-Q1
DIMENSIONAL FUND ADVISORS LP added1,641,328$159M0.7%2026-Q1
First Eagle Investment Management, LLC trimmed1,490,679$145M0.6%2026-Q1
PRUDENTIAL PLC added14,428$140M0.6%2026-Q1
MORGAN STANLEY trimmed1,403,907$137M0.6%2026-Q1
Bank of New York Mellon Corp trimmed1,263,884$123M0.5%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed1,253,818$122M0.5%2026-Q1
NORTHERN TRUST CORP added1,224,481$119M0.5%2026-Q1
LOS ANGELES CAPITAL MANAGEMENT LLC trimmed1,119,458$109M0.5%2026-Q1
Allianz Asset Management GmbH added1,029,152$100M0.4%2026-Q1
Swiss National Bank trimmed973,803$94M0.4%2026-Q1
JANE STREET GROUP, LLC added920,841$90M0.4%2026-Q1
AMERIPRISE FINANCIAL INC trimmed903,729$88M0.4%2026-Q1
CAUSEWAY CAPITAL MANAGEMENT LLC added898,816$86M0.4%2026-Q1
Sumitomo Mitsui Trust Group, Inc. added860,537$84M0.4%2026-Q1
LAZARD ASSET MANAGEMENT LLC added821,927$80M0.3%2026-Q1
AVIVA PLC added817,197$79M0.3%2026-Q1
BANK OF AMERICA CORP /DE/ added800,951$78M0.3%2026-Q1
Allspring Global Investments Holdings, LLC added654,258$68M0.3%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new667,603$65M0.3%2026-Q1
USS Investment Management Ltd trimmed663,007$65M0.3%2026-Q1
UBS Group AG trimmed634,479$62M0.3%2026-Q1
SPROTT INC. trimmed631,573$61M0.3%2026-Q1
TEACHER RETIREMENT SYSTEM OF TEXAS trimmed618,930$60M0.3%2026-Q1
Pictet Asset Management Holding SA trimmed622,065$60M0.3%2026-Q1
SEI INVESTMENTS CO trimmed609,387$59M0.3%2026-Q1
Artisan Partners Limited Partnership trimmed598,318$58M0.3%2026-Q1
Bridgewater Associates, LP trimmed597,304$58M0.3%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added556,200$54M0.2%2026-Q1
ROYAL LONDON ASSET MANAGEMENT LTD added530,039$52M0.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed512,499$50M0.2%2026-Q1
TD Asset Management Inc added507,579$49M0.2%2026-Q1
BNP PARIBAS ASSET MANAGEMENT Holding S.A. added505,374$49M0.2%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND trimmed495,886$48M0.2%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed489,370$48M0.2%2026-Q1
CREDIT AGRICOLE S A trimmed488,366$48M0.2%2026-Q1
RHUMBLINE ADVISERS trimmed451,533$44M0.2%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added445,600$43M0.2%2026-Q1
Caisse de depot et placement du Quebec new443,597$43M0.2%2026-Q1
BARINGS LLC trimmed428,469$42M0.2%2026-Q1
GABELLI FUNDS LLC trimmed426,373$42M0.2%2026-Q1
CITIGROUP INC trimmed417,106$41M0.2%2026-Q1
Zurcher Kantonalbank (Zurich Cantonalbank) added412,859$40M0.2%2026-Q1
STRS OHIO trimmed402,435$39M0.2%2026-Q1
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM added396,687$39M0.2%2026-Q1
CI INVESTMENTS INC. added382,816$37M0.2%2026-Q1
Orbis Allan Gray Ltd trimmed365,003$36M0.2%2026-Q1
FIRST TRUST ADVISORS LP added347,332$34M0.1%2026-Q1
Qube Research & Technologies Ltd added342,718$33M0.1%2026-Q1
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp added331,172$32M0.1%2026-Q1
Treasurer of the State of North Carolina added323,582$32M0.1%2026-Q1
Euro Pacific Asset Management, LLC added272,740$27M0.1%2026-Q1
SEB Asset Management AB new272,743$26M0.1%2026-Q1
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO trimmed265,805$26M0.1%2026-Q1
Groupe la Francaise added264,855$26M0.1%2026-Q1
PICTON MAHONEY ASSET MANAGEMENT new261,357$25M0.1%2026-Q1
IFP Advisors, Inc added260,397$25M0.1%2026-Q1
MARTINGALE ASSET MANAGEMENT L P trimmed256,590$25M0.1%2026-Q1
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main added256,582$25M0.1%2026-Q1
Carrhae Capital LLP added252,966$25M0.1%2026-Q1
Public Sector Pension Investment Board trimmed240,027$24M0.1%2026-Q1
Border to Coast Pensions Partnership Ltd trimmed238,927$23M0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed337,311$22M0.1%2026-Q1
Empowered Funds, LLC added212,690$21M0.1%2026-Q1
Tredje AP-fonden new204,529$20M0.1%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed232,492$20M0.1%2026-Q1
Korea Investment CORP added203,540$20M0.1%2026-Q1
Quadrature Capital Ltd new196,011$19M0.1%2026-Q1
ALPS ADVISORS INC trimmed195,143$19M0.1%2026-Q1
VANGUARD GROUP INC added22,905,943$2.0B8.6%2025-Q4 stale
VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed927,557$34M0.2%2025-Q1 stale
AXA Investment Managers S.A. new276,768$19M0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership