Who owns AU (AU)
Which tracked institutional funds hold AU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AU company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
221 tracked funds added or opened AU while 89 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
AU’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes AU more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in AU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 560 tracked filers holding AU, 319 increased or opened the position and 242 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in AU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 51
- VANGUARD CAPITAL MANAGEMENT LLC$1.6B
- VANGUARD FIDUCIARY TRUST CO$436M
- VANGUARD ASSET MANAGEMENT, Ltd$172M
- LOS ANGELES CAPITAL MANAGEMENT LLC$109M
- VANGUARD PORTFOLIO MANAGEMENT LLC$65M
- RENAISSANCE TECHNOLOGIES LLC$54M
Full exits 20
- VANGUARD GROUP INC$2.0B
- MARSHALL WACE, LLP$17M
- VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.$8M
- FOREFRONT WEALTH MANAGEMENT INC.$5M
- Up Capital Management, Inc.$4M
- Arlington Capital Management, Inc.$4M
Largest adds
- FMR LLC$424M
- BlackRock, Inc.$375M
- ROYAL BANK OF CANADA$301M
- VAN ECK ASSOCIATES CORP$222M
- GEODE CAPITAL MANAGEMENT, LLC$178M
- DEUTSCHE BANK AG\$117M
Largest trims
- NORGES BANK$415M
- ACADIAN ASSET MANAGEMENT LLC$92M
- MORGAN STANLEY$37M
- Point72 Asset Management, L.P.$31M
- MACKENZIE FINANCIAL CORP$28M
- ALPS ADVISORS INC$27M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| BlackRock, Inc. added | 27,126,714 | $2.6B | 11.5% | 2026-Q1 |
| VAN ECK ASSOCIATES CORP trimmed | 18,742,238 | $1.8B | 8.0% | 2026-Q1 |
| FMR LLC added | 18,491,062 | $1.8B | 7.9% | 2026-Q1 |
| VANGUARD CAPITAL MANAGEMENT LLC new | 16,522,479 | $1.6B | 7.2% | 2026-Q1 |
| Ninety One SA (Pty) Ltd trimmed | 15,302,064 | $1.5B | 6.4% | 2026-Q1 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added | 6,386,503 | $621M | 2.7% | 2026-Q1 |
| GEODE CAPITAL MANAGEMENT, LLC added | 5,702,089 | $597M | 2.6% | 2026-Q1 |
| STATE STREET CORP added | 5,847,324 | $569M | 2.5% | 2026-Q1 |
| DEUTSCHE BANK AG\ added | 5,690,413 | $554M | 2.4% | 2026-Q1 |
| Legal & General Group Plc added | 5,000,536 | $481M | 2.1% | 2026-Q1 |
| VANGUARD FIDUCIARY TRUST CO new | 4,378,159 | $436M | 1.9% | 2026-Q1 |
| Capital World Investors added | 4,199,903 | $409M | 1.8% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 3,557,428 | $346M | 1.5% | 2026-Q1 |
| OAKTREE CAPITAL MANAGEMENT LP trimmed | 3,223,092 | $314M | 1.4% | 2026-Q1 |
| ACADIAN ASSET MANAGEMENT LLC trimmed | 3,085,628 | $300M | 1.3% | 2026-Q1 |
| Amundi trimmed | 3,028,317 | $295M | 1.3% | 2026-Q1 |
| FIL Ltd added | 2,798,582 | $279M | 1.2% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 2,842,087 | $277M | 1.2% | 2026-Q1 |
| Invesco Ltd. trimmed | 2,624,112 | $255M | 1.1% | 2026-Q1 |
| Russell Investments Group, Ltd. trimmed | 2,410,983 | $232M | 1.0% | 2026-Q1 |
| FRANKLIN RESOURCES INC added | 2,227,971 | $218M | 1.0% | 2026-Q1 |
| MACKENZIE FINANCIAL CORP trimmed | 2,173,281 | $212M | 0.9% | 2026-Q1 |
| Ninety One UK Ltd added | 2,044,975 | $199M | 0.9% | 2026-Q1 |
| BARCLAYS PLC trimmed | 1,958,282 | $191M | 0.8% | 2026-Q1 |
| Man Group plc added | 1,936,017 | $188M | 0.8% | 2026-Q1 |
| Nuveen, LLC added | 1,907,660 | $184M | 0.8% | 2026-Q1 |
| VANGUARD ASSET MANAGEMENT, Ltd new | 1,720,785 | $172M | 0.7% | 2026-Q1 |
| WELLINGTON MANAGEMENT GROUP LLP added | 1,760,121 | $171M | 0.7% | 2026-Q1 |
| AQR CAPITAL MANAGEMENT LLC trimmed | 1,695,395 | $164M | 0.7% | 2026-Q1 |
| DIMENSIONAL FUND ADVISORS LP added | 1,641,328 | $159M | 0.7% | 2026-Q1 |
| First Eagle Investment Management, LLC trimmed | 1,490,679 | $145M | 0.6% | 2026-Q1 |
| PRUDENTIAL PLC added | 14,428 | $140M | 0.6% | 2026-Q1 |
| MORGAN STANLEY trimmed | 1,403,907 | $137M | 0.6% | 2026-Q1 |
| Bank of New York Mellon Corp trimmed | 1,263,884 | $123M | 0.5% | 2026-Q1 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed | 1,253,818 | $122M | 0.5% | 2026-Q1 |
| NORTHERN TRUST CORP added | 1,224,481 | $119M | 0.5% | 2026-Q1 |
| LOS ANGELES CAPITAL MANAGEMENT LLC trimmed | 1,119,458 | $109M | 0.5% | 2026-Q1 |
| Allianz Asset Management GmbH added | 1,029,152 | $100M | 0.4% | 2026-Q1 |
| Swiss National Bank trimmed | 973,803 | $94M | 0.4% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 920,841 | $90M | 0.4% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC trimmed | 903,729 | $88M | 0.4% | 2026-Q1 |
| CAUSEWAY CAPITAL MANAGEMENT LLC added | 898,816 | $86M | 0.4% | 2026-Q1 |
| Sumitomo Mitsui Trust Group, Inc. added | 860,537 | $84M | 0.4% | 2026-Q1 |
| LAZARD ASSET MANAGEMENT LLC added | 821,927 | $80M | 0.3% | 2026-Q1 |
| AVIVA PLC added | 817,197 | $79M | 0.3% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ added | 800,951 | $78M | 0.3% | 2026-Q1 |
| Allspring Global Investments Holdings, LLC added | 654,258 | $68M | 0.3% | 2026-Q1 |
| VANGUARD PORTFOLIO MANAGEMENT LLC new | 667,603 | $65M | 0.3% | 2026-Q1 |
| USS Investment Management Ltd trimmed | 663,007 | $65M | 0.3% | 2026-Q1 |
| UBS Group AG trimmed | 634,479 | $62M | 0.3% | 2026-Q1 |
| SPROTT INC. trimmed | 631,573 | $61M | 0.3% | 2026-Q1 |
| TEACHER RETIREMENT SYSTEM OF TEXAS trimmed | 618,930 | $60M | 0.3% | 2026-Q1 |
| Pictet Asset Management Holding SA trimmed | 622,065 | $60M | 0.3% | 2026-Q1 |
| SEI INVESTMENTS CO trimmed | 609,387 | $59M | 0.3% | 2026-Q1 |
| Artisan Partners Limited Partnership trimmed | 598,318 | $58M | 0.3% | 2026-Q1 |
| Bridgewater Associates, LP trimmed | 597,304 | $58M | 0.3% | 2026-Q1 |
| RENAISSANCE TECHNOLOGIES LLC added | 556,200 | $54M | 0.2% | 2026-Q1 |
| ROYAL LONDON ASSET MANAGEMENT LTD added | 530,039 | $52M | 0.2% | 2026-Q1 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed | 512,499 | $50M | 0.2% | 2026-Q1 |
| TD Asset Management Inc added | 507,579 | $49M | 0.2% | 2026-Q1 |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. added | 505,374 | $49M | 0.2% | 2026-Q1 |
| NEW YORK STATE COMMON RETIREMENT FUND trimmed | 495,886 | $48M | 0.2% | 2026-Q1 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed | 489,370 | $48M | 0.2% | 2026-Q1 |
| CREDIT AGRICOLE S A trimmed | 488,366 | $48M | 0.2% | 2026-Q1 |
| RHUMBLINE ADVISERS trimmed | 451,533 | $44M | 0.2% | 2026-Q1 |
| PRICE T ROWE ASSOCIATES INC /MD/ added | 445,600 | $43M | 0.2% | 2026-Q1 |
| Caisse de depot et placement du Quebec new | 443,597 | $43M | 0.2% | 2026-Q1 |
| BARINGS LLC trimmed | 428,469 | $42M | 0.2% | 2026-Q1 |
| GABELLI FUNDS LLC trimmed | 426,373 | $42M | 0.2% | 2026-Q1 |
| CITIGROUP INC trimmed | 417,106 | $41M | 0.2% | 2026-Q1 |
| Zurcher Kantonalbank (Zurich Cantonalbank) added | 412,859 | $40M | 0.2% | 2026-Q1 |
| STRS OHIO trimmed | 402,435 | $39M | 0.2% | 2026-Q1 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM added | 396,687 | $39M | 0.2% | 2026-Q1 |
| CI INVESTMENTS INC. added | 382,816 | $37M | 0.2% | 2026-Q1 |
| Orbis Allan Gray Ltd trimmed | 365,003 | $36M | 0.2% | 2026-Q1 |
| FIRST TRUST ADVISORS LP added | 347,332 | $34M | 0.1% | 2026-Q1 |
| Qube Research & Technologies Ltd added | 342,718 | $33M | 0.1% | 2026-Q1 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp added | 331,172 | $32M | 0.1% | 2026-Q1 |
| Treasurer of the State of North Carolina added | 323,582 | $32M | 0.1% | 2026-Q1 |
| Euro Pacific Asset Management, LLC added | 272,740 | $27M | 0.1% | 2026-Q1 |
| SEB Asset Management AB new | 272,743 | $26M | 0.1% | 2026-Q1 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO trimmed | 265,805 | $26M | 0.1% | 2026-Q1 |
| Groupe la Francaise added | 264,855 | $26M | 0.1% | 2026-Q1 |
| PICTON MAHONEY ASSET MANAGEMENT new | 261,357 | $25M | 0.1% | 2026-Q1 |
| IFP Advisors, Inc added | 260,397 | $25M | 0.1% | 2026-Q1 |
| MARTINGALE ASSET MANAGEMENT L P trimmed | 256,590 | $25M | 0.1% | 2026-Q1 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main added | 256,582 | $25M | 0.1% | 2026-Q1 |
| Carrhae Capital LLP added | 252,966 | $25M | 0.1% | 2026-Q1 |
| Public Sector Pension Investment Board trimmed | 240,027 | $24M | 0.1% | 2026-Q1 |
| Border to Coast Pensions Partnership Ltd trimmed | 238,927 | $23M | 0.1% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 337,311 | $22M | 0.1% | 2026-Q1 |
| Empowered Funds, LLC added | 212,690 | $21M | 0.1% | 2026-Q1 |
| Tredje AP-fonden new | 204,529 | $20M | 0.1% | 2026-Q1 |
| ALLIANCEBERNSTEIN L.P. trimmed | 232,492 | $20M | 0.1% | 2026-Q1 |
| Korea Investment CORP added | 203,540 | $20M | 0.1% | 2026-Q1 |
| Quadrature Capital Ltd new | 196,011 | $19M | 0.1% | 2026-Q1 |
| ALPS ADVISORS INC trimmed | 195,143 | $19M | 0.1% | 2026-Q1 |
| VANGUARD GROUP INC added | 22,905,943 | $2.0B | 8.6% | 2025-Q4 stale |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed | 927,557 | $34M | 0.2% | 2025-Q1 stale |
| AXA Investment Managers S.A. new | 276,768 | $19M | 0.1% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.