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Institutional Ownership · SEC Form 13F

Who owns ASX


Which tracked institutional funds hold ASX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASX company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

369
Institutional holders
152M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ASX is one-sided between 2025-Q4 and 2026-Q1: 145 added or opened and 29 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ASX’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes ASX more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in ASX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 369 tracked filers holding ASX, 210 increased or opened the position and 147 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ASX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 33

  • DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$39M
  • Bridgewater Associates, LP$34M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$23M
  • Tidal Investments LLC$16M
  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$10M
  • Polymer Capital Management (HK) LTD$10M

Full exits 12

  • VANGUARD GROUP INC$20M
  • Jump Financial, LLC$9M
  • Mirae Asset Global Investments Co., Ltd.$4M
  • TWO SIGMA ADVISERS, LP$2M
  • SageView Advisory Group, LLC$2M
  • FirstWave Capital Management LLC$1M

Largest adds

  • BlackRock, Inc.$64M
  • ACADIAN ASSET MANAGEMENT LLC$59M
  • AMERICAN CENTURY COMPANIES INC$58M
  • JANE STREET GROUP, LLC$58M
  • UBS Group AG$56M
  • JONES FINANCIAL COMPANIES LLLP$39M

Largest trims

  • SCHRODER INVESTMENT MANAGEMENT GROUP$94M
  • LAZARD ASSET MANAGEMENT LLC$29M
  • MORGAN STANLEY$25M
  • TT International Asset Management LTD$19M
  • QUADRANT CAPITAL GROUP LLC$6M
  • Cullen Capital Management, LLC$3M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed17,408,568$377M11.8%2026-Q1
LAZARD ASSET MANAGEMENT LLC trimmed13,530,133$293M9.2%2026-Q1
UBS Group AG added9,283,765$201M6.3%2026-Q1
ACADIAN ASSET MANAGEMENT LLC added7,370,434$160M5.0%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed6,833,380$148M4.6%2026-Q1
MORGAN STANLEY trimmed6,728,209$146M4.6%2026-Q1
GOLDMAN SACHS GROUP INC trimmed5,845,151$127M4.0%2026-Q1
AMERICAN CENTURY COMPANIES INC added5,827,413$126M4.0%2026-Q1
Fisher Asset Management, LLC added4,805,083$104M3.3%2026-Q1
Cullen Capital Management, LLC trimmed4,011,499$87M2.7%2026-Q1
Rafferty Asset Management, LLC trimmed3,580,130$78M2.4%2026-Q1
CITIGROUP INC added3,459,629$75M2.3%2026-Q1
BARCLAYS PLC trimmed3,371,790$73M2.3%2026-Q1
JANE STREET GROUP, LLC added3,144,057$68M2.1%2026-Q1
JPMORGAN CHASE & CO trimmed2,647,196$55M1.7%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed1,998,914$43M1.4%2026-Q1
NATIXIS ADVISORS, LLC trimmed1,940,678$42M1.3%2026-Q1
Creative Planning added1,896,278$41M1.3%2026-Q1
JONES FINANCIAL COMPANIES LLLP added1,836,473$39M1.2%2026-Q1
HSBC HOLDINGS PLC added1,800,623$39M1.2%2026-Q1
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main added1,795,748$39M1.2%2026-Q1
EARNEST PARTNERS LLC trimmed1,727,444$37M1.2%2026-Q1
Point72 Asset Management, L.P. added1,674,519$36M1.1%2026-Q1
Bridgewater Associates, LP new1,547,859$34M1.1%2026-Q1
DIMENSIONAL FUND ADVISORS LP added1,399,553$30M1.0%2026-Q1
NORTHERN TRUST CORP trimmed1,191,923$26M0.8%2026-Q1
WELLS FARGO & COMPANY/MN trimmed1,164,354$25M0.8%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added1,063,949$23M0.7%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new1,048,456$23M0.7%2026-Q1
SCHRODER INVESTMENT MANAGEMENT GROUP trimmed1,074,595$22M0.7%2026-Q1
MARSHALL WACE, LLP added1,000,513$22M0.7%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed938,781$20M0.6%2026-Q1
MACKENZIE FINANCIAL CORP added822,669$18M0.6%2026-Q1
SEI INVESTMENTS CO added812,019$18M0.6%2026-Q1
DEUTSCHE BANK AG\ added780,691$17M0.5%2026-Q1
Tidal Investments LLC added734,911$16M0.5%2026-Q1
NINE MASTS CAPITAL Ltd added777,180$16M0.5%2026-Q1
Quantinno Capital Management LP added588,182$13M0.4%2026-Q1
Vident Advisory, LLC added571,717$12M0.4%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. added566,006$12M0.4%2026-Q1
CAPITAL FUND MANAGEMENT S.A. trimmed564,176$12M0.4%2026-Q1
Verition Fund Management LLC added555,338$12M0.4%2026-Q1
Capital Wealth Planning, LLC trimmed532,562$12M0.4%2026-Q1
ROYAL BANK OF CANADA trimmed503,877$11M0.3%2026-Q1
Ramirez Asset Management, Inc. added447,333$11M0.3%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP trimmed481,377$10M0.3%2026-Q1
Ninety One North America, Inc. trimmed451,792$10M0.3%2026-Q1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added449,237$10M0.3%2026-Q1
Polymer Capital Management (HK) LTD added443,215$10M0.3%2026-Q1
OPPENHEIMER ASSET MANAGEMENT INC. trimmed438,357$10M0.3%2026-Q1
RHUMBLINE ADVISERS trimmed419,946$9M0.3%2026-Q1
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed412,000$9M0.3%2026-Q1
VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed400,000$9M0.3%2026-Q1
Ethic Inc. trimmed394,003$9M0.3%2026-Q1
Moran Wealth Management, LLC added387,111$8M0.3%2026-Q1
CITADEL ADVISORS LLC trimmed384,573$8M0.3%2026-Q1
Vanguard Personalized Indexing Management, LLC added368,435$8M0.3%2026-Q1
Man Group plc added350,555$8M0.2%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. added332,431$7M0.2%2026-Q1
LPL Financial LLC added308,102$7M0.2%2026-Q1
NOMURA HOLDINGS INC added298,000$6M0.2%2026-Q1
Larson Financial Group LLC added297,281$6M0.2%2026-Q1
Laird Norton Wetherby Trust Company, LLC added295,542$6M0.2%2026-Q1
Amundi added285,688$6M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added273,423$6M0.2%2026-Q1
Allianz Asset Management GmbH added268,435$6M0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed264,483$6M0.2%2026-Q1
Mariner, LLC added246,591$5M0.2%2026-Q1
GUGGENHEIM CAPITAL LLC trimmed241,780$5M0.2%2026-Q1
US BANCORP \DE\ trimmed240,189$5M0.2%2026-Q1
BANQUE PICTET & CIE SA trimmed233,505$5M0.2%2026-Q1
DRW Securities, LLC added232,905$5M0.2%2026-Q1
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. new231,350$5M0.2%2026-Q1
Ovata Capital Management Ltd trimmed214,320$4M0.1%2026-Q1
FIRST TRUST ADVISORS LP trimmed201,507$4M0.1%2026-Q1
Eurizon Capital SGR S.p.A. added201,743$4M0.1%2026-Q1
NEUBERGER BERMAN GROUP LLC trimmed192,408$4M0.1%2026-Q1
Arrowpoint Investment Partners (Singapore) Pte. Ltd. added179,512$4M0.1%2026-Q1
Raiffeisen Bank International AG new180,000$4M0.1%2026-Q1
Thrivent Financial for Lutherans added173,203$4M0.1%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND added172,469$4M0.1%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new168,590$4M0.1%2026-Q1
Corient Private Wealth LLC trimmed167,021$4M0.1%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC trimmed162,800$4M0.1%2026-Q1
Brooklyn Investment Group added161,735$4M0.1%2026-Q1
Legacy Wealth Asset Management, LLC trimmed160,603$3M0.1%2026-Q1
Schonfeld Strategic Advisors LLC added160,229$3M0.1%2026-Q1
FMR LLC added157,067$3M0.1%2026-Q1
IEQ CAPITAL, LLC trimmed156,238$3M0.1%2026-Q1
VANGUARD GROUP INC trimmed1,251,302$20M0.6%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC added1,504,285$17M0.5%2025-Q3 stale
Jump Financial, LLC added573,788$9M0.3%2025-Q4 stale
Hel Ved Capital Management Ltd added894,450$8M0.2%2025-Q1 stale
NATIONAL BANK OF CANADA /FI/ added620,900$7M0.2%2025-Q3 stale
LSV ASSET MANAGEMENT trimmed525,700$5M0.2%2025-Q2 stale
MIRABELLA FINANCIAL SERVICES LLP trimmed573,500$5M0.2%2025-Q1 stale
Mirae Asset Global Investments Co., Ltd. added271,407$4M0.1%2025-Q4 stale
Capitolis Liquid Global Markets LLC new466,000$4M0.1%2025-Q1 stale
Infini Capital Management Ltd new451,109$4M0.1%2025-Q1 stale
Point72 Hong Kong Ltd new330,600$4M0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership