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Institutional Ownership · SEC Form 13F

Who owns ASST (ASST)


Which tracked institutional funds hold ASST, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASST company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

141
Institutional holders
30,054,834
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ASST is one-sided between 2025-Q4 and 2026-Q1: 42 added or opened and 10 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ASST’s largest tracked holder by dollar value, Yorkville Advisors Global, LP, sizes it at 63.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 63.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ASST divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 140 tracked filers holding ASST, 94 increased or opened the position and 128 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ASST between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 23

  • Capital International Investors$26M
  • VANGUARD CAPITAL MANAGEMENT LLC$23M
  • ParaFi Capital LP$16M
  • Interchange Capital Partners, LLC$9M
  • LMR Partners LLP$5M
  • Nuveen, LLC$4M

Full exits 5

  • VANGUARD GROUP INC$20M
  • Hudson Bay Capital Management LP$10M
  • Alyeska Investment Group, L.P.$4M
  • Private Advisor Group, LLC$2M
  • MOORE CAPITAL MANAGEMENT, LP$502K

Largest adds

  • FMR LLC$60M
  • BlackRock, Inc.$29M
  • MORGAN STANLEY$14M
  • STATE STREET CORP$10M
  • GEODE CAPITAL MANAGEMENT, LLC$7M
  • UBS Group AG$5M

Largest trims

  • CITADEL ADVISORS LLC$6M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$2M
  • Shay Capital LLC$969K
  • CANTOR FITZGERALD, L. P.$681K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$286K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
FMR LLC trimmed7,144,797$72M11.5%2026-Q1
BlackRock, Inc. trimmed3,629,600$36M5.9%2026-Q1
Capital International Investors new2,634,073$26M4.3%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,337,783$23M3.8%2026-Q1
ParaFi Capital LP new156,904$16M2.5%2026-Q1
MORGAN STANLEY trimmed1,513,010$15M2.4%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC trimmed1,220,118$12M2.0%2026-Q1
UBS Group AG trimmed1,203,422$12M1.9%2026-Q1
STATE STREET CORP trimmed1,176,875$12M1.9%2026-Q1
Interchange Capital Partners, LLC new880,571$9M1.4%2026-Q1
Alpine Fox Capital LLC trimmed606,242$6M1.0%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed557,230$6M0.9%2026-Q1
LMR Partners LLP new520,072$5M0.8%2026-Q1
NORTHERN TRUST CORP trimmed396,271$4M0.6%2026-Q1
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed372,206$4M0.6%2026-Q1
Nuveen, LLC new369,998$4M0.6%2026-Q1
VANGUARD FIDUCIARY TRUST CO new330,555$3M0.5%2026-Q1
LAKEWOOD CAPITAL MANAGEMENT, LP new328,570$3M0.5%2026-Q1
GOLDMAN SACHS GROUP INC added317,310$3M0.5%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new301,711$3M0.5%2026-Q1
RAYMOND JAMES FINANCIAL INC new252,522$3M0.4%2026-Q1
FIRST TRUST ADVISORS LP new240,656$2M0.4%2026-Q1
CAPITAL FUND MANAGEMENT S.A. new188,694$2M0.3%2026-Q1
Massar Capital Management, LP new157,875$2M0.3%2026-Q1
CITADEL ADVISORS LLC trimmed156,642$2M0.3%2026-Q1
Bank of New York Mellon Corp added149,989$2M0.2%2026-Q1
GROUP ONE TRADING LLC new134,771$1M0.2%2026-Q1
X-Square Capital, LLC new131,124$1M0.2%2026-Q1
WELLS FARGO & COMPANY/MN added129,746$1M0.2%2026-Q1
MMCAP International Inc. SPC trimmed122,480$1M0.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed114,525$1M0.2%2026-Q1
SG Americas Securities, LLC added112,453$1M0.2%2026-Q1
Generali Asset Management SPA SGR new105,250$1M0.2%2026-Q1
Weiss Asset Management LP new91,923$921K0.1%2026-Q1
ROYAL BANK OF CANADA added83,607$838K0.1%2026-Q1
Summit Financial, LLC trimmed79,262$794K0.1%2026-Q1
Klingman & Associates, LLC new73,766$739K0.1%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed72,889$730K0.1%2026-Q1
Kovack Advisors, Inc. new46,533$714K0.1%2026-Q1
BARCLAYS PLC new69,683$698K0.1%2026-Q1
SIMPLEX TRADING, LLC new63,975$641K0.1%2026-Q1
RHUMBLINE ADVISERS new56,787$569K0.1%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. trimmed50,766$509K0.1%2026-Q1
Truvestments Capital LLC new50,376$505K0.1%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC new49,798$499K0.1%2026-Q1
STIFEL FINANCIAL CORP new49,397$495K0.1%2026-Q1
DEUTSCHE BANK AG\ new44,992$451K0.1%2026-Q1
Accuvest Global Advisors new44,225$444K0.1%2026-Q1
XTX Topco Ltd trimmed43,624$437K0.1%2026-Q1
Belvedere Trading LLC new43,537$436K0.1%2026-Q1
Walleye Trading LLC new39,632$397K0.1%2026-Q1
Vontobel Holding Ltd. new39,341$394K0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ new36,972$371K0.1%2026-Q1
Caption Management, LLC new33,749$338K0.1%2026-Q1
NATIXIS new32,818$329K0.1%2026-Q1
Point72 Asset Management, L.P. trimmed32,300$324K0.1%2026-Q1
Woodline Partners LP trimmed32,258$323K0.1%2026-Q1
JPMORGAN CHASE & CO trimmed33,091$310K0.0%2026-Q1
Chicago Partners Investment Group LLC trimmed18,328$305K0.0%2026-Q1
Corient Private Wealth LLC trimmed30,036$301K0.0%2026-Q1
MetLife Investment Management, LLC new29,165$292K0.0%2026-Q1
HRT FINANCIAL LP trimmed28,300$283K0.0%2026-Q1
Cetera Investment Advisers added28,151$282K0.0%2026-Q1
Invesco Ltd. trimmed27,493$275K0.0%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC new25,951$260K0.0%2026-Q1
Scientech Research LLC new25,056$251K0.0%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. new24,436$245K0.0%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed23,289$233K0.0%2026-Q1
Merit Financial Group, LLC new20,958$210K0.0%2026-Q1
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM new20,808$208K0.0%2026-Q1
Vanguard Global Advisers, LLC new20,683$207K0.0%2026-Q1
LPL Financial LLC trimmed20,365$204K0.0%2026-Q1
State of Alaska, Department of Revenue new19,804$198K0.0%2026-Q1
Inspire Advisors, LLC new19,441$195K0.0%2026-Q1
J. Derek Lewis & Associates Inc. trimmed19,000$190K0.0%2026-Q1
NOMURA HOLDINGS INC trimmed16,981$170K0.0%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND new16,377$164K0.0%2026-Q1
IMC-Chicago, LLC new15,101$151K0.0%2026-Q1
ALLIANCEBERNSTEIN L.P. new14,662$147K0.0%2026-Q1
Police & Firemen's Retirement System of New Jersey new14,077$141K0.0%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE new13,854$139K0.0%2026-Q1
TOBAM new13,755$138K0.0%2026-Q1
SEI INVESTMENTS CO new13,608$136K0.0%2026-Q1
Yorkville Advisors Global, LP new37,037,037$93M14.9%2025-Q3 stale
Anson Funds Management LP new35,250,000$88M14.2%2025-Q3 stale
JANE STREET GROUP, LLC new31,129,136$78M12.5%2025-Q3 stale
VANGUARD GROUP INC added27,637,577$20M3.3%2025-Q4 stale
Hudson Bay Capital Management LP7,407,407$10M1.6%2025-Q4 stale
Harraden Circle Investments, LLC new3,703,704$9M1.5%2025-Q3 stale
Alyeska Investment Group, L.P. trimmed4,789,369$4M0.6%2025-Q4 stale
Private Advisor Group, LLC new2,516,968$2M0.3%2025-Q4 stale
Cable Car Capital, LP new432,000$2M0.3%2025-Q3 stale
MOORE CAPITAL MANAGEMENT, LP trimmed680,611$502K0.1%2025-Q4 stale
Engineers Gate Manager LP new636,152$469K0.1%2025-Q4 stale
Ghisallo Capital Management LLC trimmed500,000$369K0.1%2025-Q4 stale
ALPINE ASSOCIATES MANAGEMENT INC. added459,475$339K0.1%2025-Q4 stale
GSA CAPITAL PARTNERS LLP new343,439$253K0.0%2025-Q4 stale
Squarepoint Ops LLC added300,771$222K0.0%2025-Q4 stale
Daytona Street Capital LLC new2,500$162K0.0%2025-Q4 stale
CIBC WORLD MARKET INC. new189,900$141K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership