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Institutional Ownership · SEC Form 13F

Who owns AmeriServ Financial, Inc. (ASRV)


Which tracked institutional funds hold ASRV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASRV company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

35
Institutional holders
7M
Shares held (tracked funds)
40.3%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on ASRV is one-sided between 2025-Q4 and 2026-Q1: 4 added or opened and 1 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ASRV’s largest tracked holder by dollar value, GENDELL JEFFREY L, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ASRV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 35 tracked filers holding ASRV, 13 increased or opened the position and 7 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ASRV between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • VANGUARD CAPITAL MANAGEMENT LLC$2M

Full exits 1

  • VANGUARD GROUP INC$2M

Largest adds

  • GENDELL JEFFREY L$703K
  • DIMENSIONAL FUND ADVISORS LP$487K
  • AmeriServ Wealth Advisors$384K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
GENDELL JEFFREY L1,635,677$6M22.1%2026-Q1
DIMENSIONAL FUND ADVISORS LP trimmed1,153,700$4M15.6%2026-Q1
AmeriServ Wealth Advisors added889,090$3M12.0%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new658,395$2M8.9%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed564,474$2M7.6%2026-Q1
Oppenheimer & Close, LLC352,583$1M4.8%2026-Q1
EWA, LLC added245,612$889K3.3%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC206,629$748K2.8%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added144,393$523K2.0%2026-Q1
BlackRock, Inc. added140,255$508K1.9%2026-Q1
Empowered Funds, LLC103,258$374K1.4%2026-Q1
Lesa Sroufe & Co100,000$362K1.4%2026-Q1
Argyle Capital Management, LLC94,865$343K1.3%2026-Q1
VANGUARD FIDUCIARY TRUST CO new83,161$301K1.1%2026-Q1
Minerva Advisors LLC58,200$211K0.8%2026-Q1
JOHN G ULLMAN & ASSOCIATES INC45,985$166K0.6%2026-Q1
Abacus Planning Group, Inc.42,513$154K0.6%2026-Q1
NORTHERN TRUST CORP29,101$105K0.4%2026-Q1
ACADIAN ASSET MANAGEMENT LLC22,760$81K0.3%2026-Q1
CITADEL ADVISORS LLC trimmed22,358$81K0.3%2026-Q1
STATE STREET CORP18,990$69K0.3%2026-Q1
CAPTRUST FINANCIAL ADVISORS13,483$49K0.2%2026-Q1
SCHULHOFF & CO INC13,000$47K0.2%2026-Q1
XTX Topco Ltd new10,812$39K0.1%2026-Q1
Vanguard Global Advisers, LLC new5,895$21K0.1%2026-Q1
Tower Research Capital LLC (TRC) added1,635$6K0.0%2026-Q1
Cornerstone Planning Group LLC added1,022$4K0.0%2026-Q1
JPMORGAN CHASE & CO trimmed718$3K0.0%2026-Q1
IFP Advisors, Inc114$4130.0%2026-Q1
CWM, LLC added100$3630.0%2026-Q1
Russell Investments Group, Ltd. new50$1810.0%2026-Q1
SBI Securities Co., Ltd.2$70.0%2026-Q1
MORGAN STANLEY1$50.0%2026-Q1
FMR LLC1$40.0%2026-Q1
WELLS FARGO & COMPANY/MN1$30.0%2026-Q1
VANGUARD GROUP INC trimmed748,240$2M8.9%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed34,854$106K0.4%2025-Q2 stale
Angel Oak Capital Advisors, LLC trimmed26,300$84K0.3%2025-Q4 stale
GOLDMAN SACHS GROUP INC trimmed14,116$41K0.2%2025-Q3 stale
Modern Wealth Management, LLC added13,175$38K0.1%2025-Q3 stale
BEESE FULMER INVESTMENT MANAGEMENT, INC.11,000$27K0.1%2025-Q1 stale
State of Wyoming new3,865$12K0.0%2025-Q2 stale
Royal Bank of Canada added1,200$4K0.0%2025-Q2 stale
Salomon & Ludwin, LLC1,209$4K0.0%2025-Q3 stale
Farther Finance Advisors, LLC new1,050$3K0.0%2025-Q3 stale
SIMPLEX TRADING, LLC trimmed861$2K0.0%2025-Q1 stale
PNC Financial Services Group, Inc.474$1K0.0%2025-Q3 stale
RAYMOND JAMES FINANCIAL INC new108$3280.0%2025-Q2 stale
BANK OF AMERICA CORP /DE/ added57$1820.0%2025-Q4 stale
UBS Group AG trimmed16$510.0%2025-Q4 stale
Capital Advisors, Ltd. LLC trimmed1270.0%2025-Q1 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership