Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns ASM


Which tracked institutional funds hold ASM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASM company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

135
Institutional holders
37M
Shares held (tracked funds)

How the tape is positioned

28 tracked funds added or opened ASM while 21 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ASM’s largest tracked holder by dollar value, Tidal Investments LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ASM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 135 tracked filers holding ASM, 90 increased or opened the position and 56 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ASM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 16

  • Tidal Investments LLC$42M
  • CITADEL ADVISORS LLC$6M
  • Y-Intercept (Hong Kong) Ltd$4M
  • Aquatic Capital Management LLC$4M
  • SG Americas Securities, LLC$3M
  • BANK OF MONTREAL /CAN/$3M

Full exits 7

  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$9M
  • Trek Financial, LLC$4M
  • Perritt Capital Management Inc$2M
  • Rothschild Wealth LLC$2M
  • CAPTRUST FINANCIAL ADVISORS$2M
  • VANGUARD GROUP INC$833K

Largest adds

  • GEODE CAPITAL MANAGEMENT, LLC$7M
  • TWO SIGMA INVESTMENTS, LP$5M
  • TD Asset Management Inc$2M
  • DIMENSIONAL FUND ADVISORS LP$2M
  • MILLENNIUM MANAGEMENT LLC$2M
  • Connor, Clark & Lunn Investment Management Ltd.$2M

Largest trims

  • JANE STREET GROUP, LLC$4M
  • BARD ASSOCIATES INC$3M
  • Man Group plc$3M
  • AMERICAN CENTURY COMPANIES INC$3M
  • SPROTT INC.$1M
  • DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Tidal Investments LLC trimmed6,659,935$42M16.2%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed6,220,613$39M15.1%2026-Q1
VAN ECK ASSOCIATES CORP trimmed5,014,108$32M12.2%2026-Q1
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main trimmed1,800,000$11M4.4%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added891,126$8M2.9%2026-Q1
CITADEL ADVISORS LLC added995,192$6M2.4%2026-Q1
TWO SIGMA INVESTMENTS, LP added863,488$5M2.1%2026-Q1
Man Group plc trimmed773,069$5M1.9%2026-Q1
DIMENSIONAL FUND ADVISORS LP added753,417$5M1.8%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. added668,611$4M1.6%2026-Q1
Y-Intercept (Hong Kong) Ltd new647,141$4M1.6%2026-Q1
JANE STREET GROUP, LLC trimmed639,183$4M1.6%2026-Q1
Aquatic Capital Management LLC new618,669$4M1.5%2026-Q1
ALPS ADVISORS INC added609,207$4M1.5%2026-Q1
MILLENNIUM MANAGEMENT LLC added560,814$4M1.4%2026-Q1
SG Americas Securities, LLC new543,146$3M1.3%2026-Q1
TD Asset Management Inc added525,671$3M1.3%2026-Q1
BANK OF MONTREAL /CAN/ added515,183$3M1.3%2026-Q1
GOLDMAN SACHS GROUP INC added479,727$3M1.2%2026-Q1
UBS Group AG trimmed399,815$3M1.0%2026-Q1
WELLS FARGO & COMPANY/MN trimmed372,173$2M0.9%2026-Q1
Cedrus Wealth Group LLC trimmed340,769$2M0.8%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added314,900$2M0.8%2026-Q1
MORGAN STANLEY added313,411$2M0.8%2026-Q1
North Star Investment Management Corp. new300,000$2M0.7%2026-Q1
Swiss National Bank added296,700$2M0.7%2026-Q1
LPL Financial LLC added295,452$2M0.7%2026-Q1
HRT FINANCIAL LP added278,920$2M0.7%2026-Q1
Auxano Advisors, LLC trimmed220,020$1M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed219,481$1M0.5%2026-Q1
JPMORGAN CHASE & CO added199,799$1M0.4%2026-Q1
SPROTT INC. trimmed175,881$1M0.4%2026-Q1
MACKENZIE FINANCIAL CORP added173,562$1M0.4%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added170,442$1M0.4%2026-Q1
CIBC Asset Management Inc added150,805$954K0.4%2026-Q1
AMERICAN CENTURY COMPANIES INC trimmed146,715$931K0.4%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE new143,570$910K0.4%2026-Q1
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp new136,403$865K0.3%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC new127,340$805K0.3%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed117,830$745K0.3%2026-Q1
Nuveen, LLC109,287$691K0.3%2026-Q1
Patriot Financial Group Insurance Agency, LLC added106,678$674K0.3%2026-Q1
Legal & General Group Plc trimmed105,633$668K0.3%2026-Q1
XTX Topco Ltd trimmed105,498$667K0.3%2026-Q1
U S GLOBAL INVESTORS INC trimmed100,000$632K0.2%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new93,537$594K0.2%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added93,239$589K0.2%2026-Q1
CenterBook Partners LP trimmed80,495$509K0.2%2026-Q1
Qube Research & Technologies Ltd trimmed76,637$484K0.2%2026-Q1
TORONTO DOMINION BANK added60,647$385K0.1%2026-Q1
StoneX Group Inc.56,772$359K0.1%2026-Q1
NATIONAL BANK OF CANADA /FI/ added56,296$357K0.1%2026-Q1
Zurcher Kantonalbank (Zurich Cantonalbank)53,982$342K0.1%2026-Q1
Squarepoint Ops LLC added52,629$333K0.1%2026-Q1
Police & Firemen's Retirement System of New Jersey51,600$326K0.1%2026-Q1
Private Advisor Group, LLC added45,252$286K0.1%2026-Q1
TWO SIGMA SECURITIES, LLC trimmed44,269$280K0.1%2026-Q1
Alberta Investment Management Corp new42,789$272K0.1%2026-Q1
Quadrature Capital Ltd trimmed42,147$266K0.1%2026-Q1
Vanguard Investments Australia, Ltd. new40,351$256K0.1%2026-Q1
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO added37,802$239K0.1%2026-Q1
Caitong International Asset Management Co., Ltd added36,334$230K0.1%2026-Q1
OSAIC HOLDINGS, INC. added32,376$205K0.1%2026-Q1
LAZARD ASSET MANAGEMENT LLC new31,411$199K0.1%2026-Q1
Pictet Asset Management Holding SA added31,028$196K0.1%2026-Q1
Focus Partners Wealth added30,616$193K0.1%2026-Q1
Scientech Research LLC new29,770$188K0.1%2026-Q1
Janney Montgomery Scott LLC trimmed28,554$180K0.1%2026-Q1
Mariner, LLC trimmed25,217$159K0.1%2026-Q1
Themes Management Co LLC added22,952$146K0.1%2026-Q1
Investment Management Corp of Ontario new22,700$143K0.1%2026-Q1
Rathbones Group PLC21,100$134K0.1%2026-Q1
State of Wyoming added20,428$127K0.0%2026-Q1
Federation des caisses Desjardins du Quebec trimmed19,710$124K0.0%2026-Q1
Corient Private Wealth LLC new18,200$115K0.0%2026-Q1
TUDOR INVESTMENT CORP ET AL new17,886$113K0.0%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP trimmed1,463,026$9M3.5%2025-Q4 stale
Trek Financial, LLC trimmed609,669$4M1.5%2025-Q4 stale
Rothschild Wealth LLC new350,000$2M0.8%2025-Q4 stale
Perritt Capital Management Inc trimmed350,000$2M0.8%2025-Q4 stale
CAPTRUST FINANCIAL ADVISORS trimmed242,467$2M0.6%2025-Q4 stale
Graham Capital Management, L.P. added179,454$942K0.4%2025-Q3 stale
AMERIPRISE FINANCIAL INC new237,400$855K0.3%2025-Q2 stale
VANGUARD GROUP INC new133,888$833K0.3%2025-Q4 stale
Virtu Financial LLC trimmed148,494$780K0.3%2025-Q3 stale
Spark Investment Management LLC trimmed137,000$718K0.3%2025-Q3 stale
ACADIAN ASSET MANAGEMENT LLC trimmed183,300$657K0.3%2025-Q2 stale
OMERS ADMINISTRATION Corp added125,100$657K0.3%2025-Q3 stale
Quantbot Technologies LP added94,093$584K0.2%2025-Q4 stale
CreativeOne Wealth, LLC new82,496$433K0.2%2025-Q3 stale
PRUDENTIAL FINANCIAL INC77,600$407K0.2%2025-Q3 stale
OXFORD ASSET MANAGEMENT LLP new44,432$276K0.1%2025-Q4 stale
Brevan Howard Capital Management LP new33,495$208K0.1%2025-Q4 stale
Versor Investments LP new32,400$202K0.1%2025-Q4 stale
PRELUDE CAPITAL MANAGEMENT, LLC new29,938$186K0.1%2025-Q4 stale
Olympiad Research LP new25,536$159K0.1%2025-Q4 stale
Marex Group plc trimmed28,106$149K0.1%2025-Q3 stale
Cubist Systematic Strategies, LLC new72,575$134K0.1%2025-Q1 stale
RAYMOND JAMES FINANCIAL INC added20,192$125K0.0%2025-Q4 stale
Calamos Advisors LLC new21,055$111K0.0%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership