Who owns ASG
Which tracked institutional funds hold ASG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASG company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on ASG is one-sided between 2026-Q1 and 2026-Q2: 12 added or opened and 4 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
ASG’s largest tracked holder by dollar value, Karpus Management, Inc., sizes it at 0.7% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.7pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in ASG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 76 tracked filers holding ASG, 42 increased or opened the position and 32 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in ASG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Saba Capital Management, L.P.$2M
- Logan Stone Capital, LLC$754K
- EP Wealth Advisors, LLC$660K
- Bulldog Investors, LLP$571K
Full exits 2
- RIVERNORTH CAPITAL MANAGEMENT, LLC$706K
- Integrated Wealth Concepts LLC$683K
Largest adds
- Karpus Management, Inc.$5M
- Almitas Capital LLC$2M
- RPO LLC$1M
- WOLVERINE ASSET MANAGEMENT LLC$817K
- BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$804K
- BOOTHBAY FUND MANAGEMENT, LLC$681K
Largest trims
- 1607 Capital Partners, LLC$920K
- Shaker Financial Services, LLC$354K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Karpus Management, Inc. added | 4,548,670 | $25M | 28.8% | 2026-Q2 |
| Shaker Financial Services, LLC trimmed | 1,527,646 | $8M | 9.7% | 2026-Q2 |
| 1607 Capital Partners, LLC trimmed | 1,338,233 | $7M | 8.5% | 2026-Q2 |
| LPL Financial LLC trimmed | 880,532 | $5M | 5.6% | 2026-Q2 |
| WOLVERINE ASSET MANAGEMENT LLC added | 619,677 | $3M | 3.9% | 2026-Q2 |
| RPO LLC added | 571,839 | $3M | 3.6% | 2026-Q2 |
| Almitas Capital LLC added | 466,560 | $3M | 3.0% | 2026-Q2 |
| Saba Capital Management, L.P. new | 443,199 | $2M | 2.8% | 2026-Q2 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC added | 433,579 | $2M | 2.7% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 322,622 | $2M | 2.0% | 2026-Q2 |
| BOOTHBAY FUND MANAGEMENT, LLC added | 285,920 | $2M | 1.8% | 2026-Q2 |
| PMG Family Office LLC added | 197,854 | $1M | 1.3% | 2026-Q2 |
| Calamos Advisors LLC trimmed | 184,608 | $1M | 1.2% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP | 162,452 | $889K | 1.0% | 2026-Q2 |
| MORGAN STANLEY added | 138,804 | $759K | 0.9% | 2026-Q2 |
| Logan Stone Capital, LLC new | 137,932 | $754K | 0.9% | 2026-Q2 |
| Advisors Asset Management, Inc. trimmed | 132,384 | $724K | 0.8% | 2026-Q2 |
| XTX Topco Ltd added | 124,008 | $678K | 0.8% | 2026-Q2 |
| EP Wealth Advisors, LLC new | 120,743 | $660K | 0.8% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC added | 113,212 | $619K | 0.7% | 2026-Q2 |
| ABSOLUTE INVESTMENT ADVISERS, LLC trimmed | 112,316 | $614K | 0.7% | 2026-Q2 |
| Bulldog Investors, LLP new | 104,407 | $571K | 0.7% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 90,367 | $494K | 0.6% | 2026-Q2 |
| Dakota Wealth Management added | 88,459 | $484K | 0.6% | 2026-Q2 |
| Invesco Ltd. added | 79,815 | $437K | 0.5% | 2026-Q2 |
| PNC Financial Services Group, Inc. added | 71,295 | $390K | 0.5% | 2026-Q2 |
| Quarry LP trimmed | 68,164 | $373K | 0.4% | 2026-Q2 |
| Advisory Advocates, LLC added | 68,156 | $373K | 0.4% | 2026-Q2 |
| Quantedge Capital Pte Ltd new | 62,600 | $342K | 0.4% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP trimmed | 63,308 | $337K | 0.4% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 55,866 | $306K | 0.4% | 2026-Q2 |
| READYSTATE ASSET MANAGEMENT LP trimmed | 52,830 | $289K | 0.3% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 52,765 | $289K | 0.3% | 2026-Q2 |
| GUGGENHEIM CAPITAL LLC trimmed | 51,777 | $283K | 0.3% | 2026-Q2 |
| Smith Asset Management Co., LLC trimmed | 40,227 | $220K | 0.3% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 38,305 | $210K | 0.2% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 30,266 | $166K | 0.2% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV added | 29,265 | $160K | 0.2% | 2026-Q2 |
| BURKE & HERBERT BANK & TRUST CO | 28,164 | $154K | 0.2% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 26,459 | $145K | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC added | 24,020 | $131K | 0.2% | 2026-Q2 |
| UBS Group AG trimmed | 22,115 | $121K | 0.1% | 2026-Q2 |
| Baird Financial Group, Inc. | 21,989 | $120K | 0.1% | 2026-Q2 |
| NOMURA HOLDINGS INC added | 20,000 | $109K | 0.1% | 2026-Q2 |
| US BANCORP \DE\ added | 19,110 | $105K | 0.1% | 2026-Q2 |
| IHT Wealth Management, LLC added | 18,574 | $102K | 0.1% | 2026-Q2 |
| Atlantic Union Bankshares Corp | 17,626 | $96K | 0.1% | 2026-Q2 |
| DECISION INVESTMENTS, INC | 17,180 | $94K | 0.1% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 15,711 | $86K | 0.1% | 2026-Q2 |
| INTEGRITY ALLIANCE, LLC. trimmed | 13,791 | $75K | 0.1% | 2026-Q2 |
| RMR Wealth Builders new | 12,008 | $66K | 0.1% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 11,908 | $65K | 0.1% | 2026-Q2 |
| Kovack Advisors, Inc. new | 11,222 | $61K | 0.1% | 2026-Q2 |
| LVZ, Inc. trimmed | 10,701 | $59K | 0.1% | 2026-Q2 |
| NWF Advisory Services Inc. new | 10,104 | $55K | 0.1% | 2026-Q2 |
| Iron Gate Global Advisors LLC | 10,056 | $55K | 0.1% | 2026-Q2 |
| Financial Perspectives, Inc | 8,945 | $49K | 0.1% | 2026-Q2 |
| United Financial Planning Group LLC new | 6,941 | $38K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC trimmed | 4,901 | $27K | 0.0% | 2026-Q2 |
| Colonial Trust Co / SC | 4,500 | $24K | 0.0% | 2026-Q2 |
| Community Financial Services Group, LLC | 4,165 | $23K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 4,103 | $22K | 0.0% | 2026-Q2 |
| Allworth Financial LP | 2,968 | $16K | 0.0% | 2026-Q2 |
| LANARK FINANCIAL, INC. added | 2,685 | $15K | 0.0% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 2,046 | $11K | 0.0% | 2026-Q2 |
| ARMSTRONG ADVISORY GROUP, INC | 1,921 | $11K | 0.0% | 2026-Q2 |
| Thomas J. Herzfeld Advisors, Inc. added | 1,151 | $6K | 0.0% | 2026-Q2 |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | $5K | 0.0% | 2026-Q2 |
| ST GERMAIN D J CO INC | 750 | $4K | 0.0% | 2026-Q2 |
| Parallel Advisors, LLC | 415 | $2K | 0.0% | 2026-Q2 |
| Hughes Financial Services, LLC | 117 | $640 | 0.0% | 2026-Q2 |
| JFS WEALTH ADVISORS, LLC new | 107 | $586 | 0.0% | 2026-Q2 |
| ROTHSCHILD INVESTMENT LLC added | 81 | $443 | 0.0% | 2026-Q2 |
| Global Retirement Partners, LLC added | 69 | $377 | 0.0% | 2026-Q2 |
| JPMORGAN CHASE & CO new | 6 | $32 | 0.0% | 2026-Q2 |
| Physician Wealth Advisors, Inc. | 3 | $15 | 0.0% | 2026-Q2 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC new | 148,698 | $706K | 0.8% | 2026-Q1 stale (1 quarter behind) |
| Integrated Wealth Concepts LLC trimmed | 143,810 | $683K | 0.8% | 2026-Q1 stale (1 quarter behind) |
| WEDBUSH SECURITIES INC added | 72,215 | $343K | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Simplicity Wealth,LLC | 38,999 | $185K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 27,459 | $130K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| HighTower Advisors, LLC trimmed | 17,010 | $81K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| TrueMark Investments, LLC new | 14,292 | $68K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Wealthcare Advisory Partners LLC trimmed | 13,739 | $65K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Quantum Private Wealth, LLC | 13,000 | $62K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Cornerstone Advisors, LLC trimmed | 576,494 | $3M | 3.5% | 2025-Q4 stale (2 quarters behind) |
| Polar Asset Management Partners Inc. trimmed | 151,651 | $804K | 0.9% | 2025-Q4 stale (2 quarters behind) |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD trimmed | 124,484 | $660K | 0.8% | 2025-Q4 stale (2 quarters behind) |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. trimmed | 29,167 | $155K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Kapstone Financial Advisors LLC | 18,763 | $99K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Waverly Advisors, LLC | 17,629 | $93K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 14,498 | $79K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| URS Advisory LLC new | 14,032 | $74K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Janney Montgomery Scott LLC trimmed | 13,376 | $71K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Rockefeller Capital Management L.P. new | 36,566 | $203K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| COMMONWEALTH EQUITY SERVICES, LLC added | 21,431 | $119K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| HRT FINANCIAL LP added | 17,920 | $99K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| Atria Wealth Solutions, Inc. trimmed | 46,331 | $254K | 0.3% | 2025-Q2 stale (4 quarters behind) |
| Herold Advisors, Inc. new | 16,749 | $92K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| J.W. COLE ADVISORS, INC. added | 13,120 | $72K | 0.1% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.