Who owns ASG (ASG)
Which tracked institutional funds hold ASG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ASG company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
7 tracked funds added or opened ASG while 7 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
ASG’s largest tracked holder by dollar value, Karpus Management, Inc., sizes it at 0.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in ASG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 73 tracked filers holding ASG, 37 increased or opened the position and 36 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in ASG between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- RIVERNORTH CAPITAL MANAGEMENT, LLC$706K
Full exits 3
- Cornerstone Advisors, LLC$3M
- Polar Asset Management Partners Inc.$804K
- CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$660K
Largest adds
- Karpus Management, Inc.$1M
- 1607 Capital Partners, LLC$1M
- RPO LLC$1M
- BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$888K
- BOOTHBAY FUND MANAGEMENT, LLC$542K
- Shaker Financial Services, LLC$357K
Largest trims
- LPL Financial LLC$956K
- WOLVERINE ASSET MANAGEMENT LLC$533K
- WELLS FARGO & COMPANY/MN$528K
- TWO SIGMA INVESTMENTS, LP$325K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Karpus Management, Inc. added | 4,220,488 | $20M | 27.7% | 2026-Q1 |
| Shaker Financial Services, LLC added | 1,833,807 | $9M | 12.0% | 2026-Q1 |
| 1607 Capital Partners, LLC added | 1,484,739 | $8M | 11.4% | 2026-Q1 |
| LPL Financial LLC trimmed | 897,726 | $4M | 5.9% | 2026-Q1 |
| WOLVERINE ASSET MANAGEMENT LLC trimmed | 541,588 | $3M | 3.6% | 2026-Q1 |
| RPO LLC added | 371,654 | $2M | 2.4% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 331,516 | $2M | 2.2% | 2026-Q1 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC added | 329,944 | $2M | 2.2% | 2026-Q1 |
| Calamos Advisors LLC added | 228,704 | $1M | 1.5% | 2026-Q1 |
| PMG Family Office LLC added | 197,688 | $939K | 1.3% | 2026-Q1 |
| BOOTHBAY FUND MANAGEMENT, LLC added | 185,827 | $883K | 1.2% | 2026-Q1 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 169,570 | $805K | 1.1% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP trimmed | 162,452 | $772K | 1.1% | 2026-Q1 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed | 148,698 | $706K | 1.0% | 2026-Q1 |
| Integrated Wealth Concepts LLC trimmed | 143,810 | $683K | 0.9% | 2026-Q1 |
| Almitas Capital LLC added | 137,985 | $655K | 0.9% | 2026-Q1 |
| Advisors Asset Management, Inc. trimmed | 132,814 | $631K | 0.9% | 2026-Q1 |
| MORGAN STANLEY added | 129,228 | $614K | 0.8% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC added | 110,877 | $527K | 0.7% | 2026-Q1 |
| Dakota Wealth Management added | 87,229 | $414K | 0.6% | 2026-Q1 |
| Quarry LP | 82,270 | $391K | 0.5% | 2026-Q1 |
| Invesco Ltd. added | 74,836 | $355K | 0.5% | 2026-Q1 |
| WEDBUSH SECURITIES INC added | 72,215 | $343K | 0.5% | 2026-Q1 |
| Advisory Advocates, LLC added | 67,156 | $319K | 0.4% | 2026-Q1 |
| PNC FINANCIAL SERVICES GROUP, INC. added | 65,170 | $310K | 0.4% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 66,197 | $307K | 0.4% | 2026-Q1 |
| XTX Topco Ltd added | 60,196 | $286K | 0.4% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC trimmed | 58,930 | $280K | 0.4% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 55,577 | $264K | 0.4% | 2026-Q1 |
| UBS Group AG added | 55,451 | $263K | 0.4% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 54,327 | $258K | 0.4% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 53,716 | $255K | 0.4% | 2026-Q1 |
| Smith Asset Management Co., LLC trimmed | 41,379 | $197K | 0.3% | 2026-Q1 |
| Simplicity Wealth,LLC | 38,999 | $185K | 0.3% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 30,081 | $143K | 0.2% | 2026-Q1 |
| BURKE & HERBERT BANK & TRUST CO | 28,164 | $134K | 0.2% | 2026-Q1 |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 27,459 | $130K | 0.2% | 2026-Q1 |
| MERCER GLOBAL ADVISORS INC /ADV trimmed | 27,419 | $130K | 0.2% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 23,521 | $112K | 0.2% | 2026-Q1 |
| LVZ, Inc. | 23,270 | $111K | 0.2% | 2026-Q1 |
| Baird Financial Group, Inc. added | 21,989 | $104K | 0.1% | 2026-Q1 |
| US BANCORP \DE\ added | 18,712 | $89K | 0.1% | 2026-Q1 |
| IHT Wealth Management, LLC added | 18,192 | $86K | 0.1% | 2026-Q1 |
| Atlantic Union Bankshares Corp | 17,626 | $84K | 0.1% | 2026-Q1 |
| DECISION INVESTMENTS, INC trimmed | 17,180 | $82K | 0.1% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 17,010 | $81K | 0.1% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 15,384 | $73K | 0.1% | 2026-Q1 |
| TrueMark Investments, LLC new | 14,292 | $68K | 0.1% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 13,893 | $66K | 0.1% | 2026-Q1 |
| INTEGRITY ALLIANCE, LLC. added | 13,850 | $66K | 0.1% | 2026-Q1 |
| Wealthcare Advisory Partners LLC trimmed | 13,739 | $65K | 0.1% | 2026-Q1 |
| Quantum Private Wealth, LLC | 13,000 | $62K | 0.1% | 2026-Q1 |
| Farther Finance Advisors, LLC | 12,436 | $60K | 0.1% | 2026-Q1 |
| AE Wealth Management LLC trimmed | 12,461 | $59K | 0.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 11,444 | $54K | 0.1% | 2026-Q1 |
| Virtu Financial LLC added | 11,034 | $52K | 0.1% | 2026-Q1 |
| Iron Gate Global Advisors LLC new | 10,056 | $48K | 0.1% | 2026-Q1 |
| Financial Perspectives, Inc | 8,945 | $42K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 4,440 | $21K | 0.0% | 2026-Q1 |
| Colonial Trust Co / SC new | 4,500 | $21K | 0.0% | 2026-Q1 |
| Community Financial Services Group, LLC new | 4,165 | $20K | 0.0% | 2026-Q1 |
| Allworth Financial LP | 2,968 | $14K | 0.0% | 2026-Q1 |
| NBC SECURITIES, INC. trimmed | 2,653 | $13K | 0.0% | 2026-Q1 |
| ARMSTRONG ADVISORY GROUP, INC | 1,921 | $9K | 0.0% | 2026-Q1 |
| Cornerstone Advisors, LLC trimmed | 576,494 | $3M | 4.2% | 2025-Q4 stale |
| READYSTATE ASSET MANAGEMENT LP added | 148,512 | $812K | 1.1% | 2025-Q2 stale |
| Polar Asset Management Partners Inc. trimmed | 151,651 | $804K | 1.1% | 2025-Q4 stale |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD trimmed | 124,484 | $660K | 0.9% | 2025-Q4 stale |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added | 99,889 | $488K | 0.7% | 2025-Q1 stale |
| JANE STREET GROUP, LLC added | 65,128 | $345K | 0.5% | 2025-Q4 stale |
| Atria Wealth Solutions, Inc. trimmed | 46,331 | $254K | 0.4% | 2025-Q2 stale |
| Rockefeller Capital Management L.P. added | 36,566 | $203K | 0.3% | 2025-Q3 stale |
| MILLENNIUM MANAGEMENT LLC added | 39,120 | $191K | 0.3% | 2025-Q1 stale |
| Walleye Capital LLC added | 37,324 | $183K | 0.3% | 2025-Q1 stale |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. trimmed | 29,167 | $155K | 0.2% | 2025-Q4 stale |
| CITADEL ADVISORS LLC trimmed | 22,289 | $124K | 0.2% | 2025-Q3 stale |
| COMMONWEALTH EQUITY SERVICES, LLC added | 21,431 | $119K | 0.2% | 2025-Q3 stale |
| Kapstone Financial Advisors LLC | 18,763 | $99K | 0.1% | 2025-Q4 stale |
| HRT FINANCIAL LP added | 17,920 | $99K | 0.1% | 2025-Q3 stale |
| Sheaff Brock Investment Advisors, LLC | 19,545 | $96K | 0.1% | 2025-Q1 stale |
| Waverly Advisors, LLC | 17,629 | $93K | 0.1% | 2025-Q4 stale |
| NOMURA HOLDINGS INC trimmed | 17,500 | $93K | 0.1% | 2025-Q4 stale |
| Herold Advisors, Inc. new | 16,749 | $92K | 0.1% | 2025-Q2 stale |
| Sandy Spring Bank | 17,626 | $86K | 0.1% | 2025-Q1 stale |
| NewEdge Advisors, LLC added | 15,117 | $80K | 0.1% | 2025-Q4 stale |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 14,498 | $79K | 0.1% | 2025-Q4 stale |
| URS Advisory LLC new | 14,032 | $74K | 0.1% | 2025-Q4 stale |
| J.W. COLE ADVISORS, INC. added | 13,120 | $72K | 0.1% | 2025-Q2 stale |
| Janney Montgomery Scott LLC trimmed | 13,376 | $71K | 0.1% | 2025-Q4 stale |
| PFG Investments, LLC new | 12,930 | $63K | 0.1% | 2025-Q1 stale |
| StoneX Group Inc. new | 11,033 | $60K | 0.1% | 2025-Q2 stale |
| Cambridge Investment Research Advisors, Inc. trimmed | 11,408 | $60K | 0.1% | 2025-Q4 stale |
| Alpha Cubed Investments, LLC | 10,905 | $60K | 0.1% | 2025-Q2 stale |
| Quad-Cities Investment Group, LLC added | 10,484 | $51K | 0.1% | 2025-Q1 stale |
| Archer Investment Corp | 5,786 | $32K | 0.0% | 2025-Q3 stale |
| Ameritas Advisory Services, LLC | 5,755 | $32K | 0.0% | 2025-Q3 stale |
| GAMMA Investing LLC | 4,911 | $26K | 0.0% | 2025-Q4 stale |
| TRUST CO OF VERMONT new | 2,125 | $12K | 0.0% | 2025-Q2 stale |
| 1620 INVESTMENT ADVISORS, INC. trimmed | 1,880 | $10K | 0.0% | 2025-Q4 stale |
| CoreCap Advisors, LLC trimmed | 1,109 | $5K | 0.0% | 2025-Q1 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.