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Institutional Ownership · SEC Form 13F

Who owns ARKW (ARKW)


Which tracked institutional funds hold ARKW, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ARKW company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

227
Institutional holders
4,038,327
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ARKW is one-sided between 2025-Q4 and 2026-Q1: 8 added or opened and 62 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ARKW’s largest tracked holder by dollar value, Foundations Investment Advisors, LLC, sizes it at 0.9% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.9pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ARKW divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 227 tracked filers holding ARKW, 78 increased or opened the position and 116 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ARKW between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 6

  • Baer Investment Advisory LLC$3M
  • Vienna Asset Management LLC$2M
  • GFS Advisors, LLC$1M
  • Quadrature Capital Ltd$981K
  • Quantitative Investment Management, LLC$697K
  • AQR CAPITAL MANAGEMENT LLC$505K

Full exits 4

  • GTS SECURITIES LLC$3M
  • TUDOR INVESTMENT CORP ET AL$2M
  • EMC Capital Management$728K
  • Orion Porfolio Solutions, LLC$555K

Largest adds

  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$8M
  • JANE STREET GROUP, LLC$575K

Largest trims

  • MORGAN STANLEY$62M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$55M
  • BANK OF AMERICA CORP /DE/$15M
  • TWO SIGMA INVESTMENTS, LP$15M
  • LPL Financial LLC$15M
  • Foundations Investment Advisors, LLC$7M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Foundations Investment Advisors, LLC added599,691$72M14.1%2026-Q1
MORGAN STANLEY trimmed444,865$54M10.4%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed307,402$37M7.2%2026-Q1
LPL Financial LLC trimmed237,686$29M5.6%2026-Q1
Gradient Investments LLC added204,809$25M4.8%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed155,496$19M3.6%2026-Q1
CWM, LLC trimmed126,791$15M3.0%2026-Q1
Kestra Advisory Services, LLC added126,005$15M3.0%2026-Q1
Anfield Capital Management, LLC added103,351$12M2.4%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added99,227$12M2.3%2026-Q1
RAYMOND JAMES FINANCIAL INC added91,712$11M2.2%2026-Q1
Janney Montgomery Scott LLC added75,584$9M1.8%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed66,892$8M1.6%2026-Q1
OSAIC HOLDINGS, INC. trimmed66,639$8M1.6%2026-Q1
Relyea Zuckerberg Hanson LLC trimmed55,476$7M1.3%2026-Q1
Cetera Investment Advisers trimmed50,376$6M1.2%2026-Q1
TWO SIGMA INVESTMENTS, LP trimmed49,927$6M1.2%2026-Q1
PRUDENTIAL PLC43,650$5M1.0%2026-Q1
AdvisorNet Financial, Inc added36,687$4M0.9%2026-Q1
Wealth Management Partners, LLC added34,143$4M0.8%2026-Q1
Crescent Grove Advisors, LLC added33,908$4M0.8%2026-Q1
HighTower Advisors, LLC trimmed31,297$4M0.7%2026-Q1
Mattson Financial Services, LLC added31,221$4M0.7%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added30,429$4M0.7%2026-Q1
Private Advisor Group, LLC trimmed29,067$4M0.7%2026-Q1
D. E. Shaw & Co., Inc. trimmed27,216$3M0.6%2026-Q1
Mariner, LLC added26,941$3M0.6%2026-Q1
Qube Research & Technologies Ltd added26,629$3M0.6%2026-Q1
ROYAL BANK OF CANADA trimmed23,277$3M0.5%2026-Q1
Mutual Advisors, LLC trimmed23,109$3M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed23,022$3M0.5%2026-Q1
VICTORY FINANCIAL GROUP, LLC added22,816$3M0.5%2026-Q1
Baer Investment Advisory LLC new22,816$3M0.5%2026-Q1
Brookstone Capital Management trimmed22,686$3M0.5%2026-Q1
Aptus Capital Advisors, LLC trimmed21,536$3M0.5%2026-Q1
Financial Guidance Group, Inc. trimmed21,385$3M0.5%2026-Q1
Wealthfront Advisers LLC added21,131$3M0.5%2026-Q1
Steward Partners Investment Advisory, LLC added20,469$2M0.5%2026-Q1
Vienna Asset Management LLC added18,956$2M0.4%2026-Q1
JANE STREET GROUP, LLC added16,283$2M0.4%2026-Q1
MML INVESTORS SERVICES, LLC trimmed16,236$2M0.4%2026-Q1
Geneos Wealth Management Inc.15,737$2M0.4%2026-Q1
MARSHALL INVESTMENT MANAGEMENT, LLC trimmed13,048$2M0.3%2026-Q1
VestGen Advisors, LLC added10,540$2M0.3%2026-Q1
Purus Wealth Management, LLC trimmed12,534$2M0.3%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed11,043$1M0.3%2026-Q1
Atria Investments, Inc added10,857$1M0.3%2026-Q1
Sterling Investment Counsel, LLC added10,769$1M0.3%2026-Q1
Phoenix Wealth Advisors trimmed10,680$1M0.3%2026-Q1
Copia Wealth Management trimmed10,639$1M0.2%2026-Q1
Keating Financial Advisory Services, Inc. added10,543$1M0.2%2026-Q1
UBS Group AG trimmed10,370$1M0.2%2026-Q1
GFS Advisors, LLC trimmed9,564$1M0.2%2026-Q1
Mosley Wealth Management6,462$1M0.2%2026-Q1
One Capital Management, LLC trimmed9,063$1M0.2%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added9,033$1M0.2%2026-Q1
Ashton Thomas Private Wealth, LLC added8,529$1M0.2%2026-Q1
Quadrature Capital Ltd trimmed8,130$981K0.2%2026-Q1
Ameritas Advisory Services, LLC added7,853$947K0.2%2026-Q1
Western Wealth Management, LLC added7,720$931K0.2%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed7,602$917K0.2%2026-Q1
17 CAPITAL PARTNERS, LLC added7,376$890K0.2%2026-Q1
Betterment LLC added6,870$829K0.2%2026-Q1
Medallion Wealth Advisors, LLC trimmed6,381$770K0.1%2026-Q1
Pacific Sun Financial Corp trimmed6,362$767K0.1%2026-Q1
Osbon Capital Management LLC6,081$733K0.1%2026-Q1
Stratos Wealth Partners, LTD. trimmed5,953$718K0.1%2026-Q1
GOLDMAN SACHS GROUP INC trimmed5,884$710K0.1%2026-Q1
Quantitative Investment Management, LLC added5,781$697K0.1%2026-Q1
Manske Wealth Management trimmed5,569$672K0.1%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed5,300$639K0.1%2026-Q1
CITADEL ADVISORS LLC trimmed4,867$587K0.1%2026-Q1
INTEGRITY ALLIANCE, LLC. trimmed4,784$577K0.1%2026-Q1
STIFEL FINANCIAL CORP trimmed4,763$574K0.1%2026-Q1
Intrua Financial, LLC trimmed4,650$561K0.1%2026-Q1
TRUIST FINANCIAL CORP trimmed4,491$542K0.1%2026-Q1
EWG Elevate Inc. added64,319$11M2.2%2025-Q3 stale
Kingsview Wealth Management, LLC new45,747$7M1.3%2025-Q2 stale
Priebe Wealth Holdings LLC trimmed39,852$6M1.1%2025-Q2 stale
Horizon Wealth Management, LLC new30,764$5M1.0%2025-Q3 stale
GTS SECURITIES LLC added23,067$3M0.7%2025-Q4 stale
Smith Anglin Financial, LLC added19,058$3M0.5%2025-Q2 stale
AVANTAX ADVISORY SERVICES, INC. added17,889$3M0.5%2025-Q2 stale
Prosperity Wealth Management, Inc. added12,973$2M0.4%2025-Q3 stale
MARSHALL WACE, LLP trimmed20,893$2M0.4%2025-Q1 stale
WEXFORD CAPITAL LP trimmed12,716$2M0.4%2025-Q2 stale
GeoWealth Management, LLC new10,321$2M0.4%2025-Q3 stale
TUDOR INVESTMENT CORP ET AL10,181$2M0.3%2025-Q4 stale
Walleye Capital LLC added8,841$1M0.3%2025-Q2 stale
PRELUDE CAPITAL MANAGEMENT, LLC added12,070$1M0.2%2025-Q1 stale
Summit Financial, LLC added7,734$1M0.2%2025-Q2 stale
Equitable Holdings, Inc. added6,335$1M0.2%2025-Q3 stale
Global View Capital Management LLC trimmed5,586$975K0.2%2025-Q3 stale
BARCLAYS PLC trimmed5,000$873K0.2%2025-Q3 stale
PARK AVENUE SECURITIES LLC new4,640$810K0.2%2025-Q3 stale
EMC Capital Management trimmed4,880$728K0.1%2025-Q4 stale
DHK Financial Advisors, Inc.4,602$679K0.1%2025-Q2 stale
Realta Investment Advisors added4,318$637K0.1%2025-Q2 stale
Orion Porfolio Solutions, LLC added3,757$555K0.1%2025-Q4 stale
Atria Wealth Solutions, Inc. trimmed3,709$548K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership