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Institutional Ownership · SEC Form 13F

Who owns ARK Autonomous Technology & Robotics ETF (ARKQ)


Which tracked institutional funds hold ARKQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ARKQ company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-02). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

289
Institutional holders
5M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ARKQ is one-sided between 2026-Q1 and 2026-Q2: 60 added or opened and 14 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ARKQ’s largest tracked holder by dollar value, BANK OF AMERICA CORP /DE/, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes ARKQ more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in ARKQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 289 tracked filers holding ARKQ, 146 increased or opened the position and 87 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ARKQ between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 12

  • THRYVE WEALTH MANAGEMENT LLC$7M
  • CITADEL ADVISORS LLC$5M
  • Paller Financial Services Inc$4M
  • Simplicity Wealth,LLC$4M
  • NewEdge Advisors, LLC$2M
  • MONETA GROUP INVESTMENT ADVISORS LLC$2M

Full exits 10

  • CWM, LLC$5M
  • Cambridge Investment Research Advisors, Inc.$4M
  • Point72 Asset Management, L.P.$2M
  • Quadrature Capital Ltd$2M
  • HighTower Advisors, LLC$2M
  • GOLDMAN SACHS GROUP INC$2M

Largest adds

  • LPL Financial LLC$24M
  • BANK OF AMERICA CORP /DE/$22M
  • MORGAN STANLEY$17M
  • ROYAL BANK OF CANADA$15M
  • WELLS FARGO & COMPANY/MN$9M
  • JPMORGAN CHASE & CO$9M

Largest trims

  • Cetera Investment Advisers$1M
  • PRUDENTIAL PLC$759K
  • Strategic Wealth Investment Group, LLC$400K
  • CoreCap Advisors, LLC$300K

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BANK OF AMERICA CORP /DE/ added766,862$101M16.8%2026-Q2
LPL Financial LLC added631,279$83M13.9%2026-Q2
MORGAN STANLEY added586,606$78M12.9%2026-Q2
WELLS FARGO & COMPANY/MN added340,176$45M7.5%2026-Q2
Hancock Prospecting Pty Ltd252,500$33M5.5%2026-Q2
ROYAL BANK OF CANADA added142,567$19M3.1%2026-Q2
JPMORGAN CHASE & CO added129,434$17M2.8%2026-Q2
Cetera Investment Advisers trimmed92,614$12M2.0%2026-Q2
ENVESTNET ASSET MANAGEMENT INC added85,325$11M1.9%2026-Q2
Private Advisor Group, LLC added74,513$10M1.6%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added66,299$9M1.5%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed64,858$9M1.4%2026-Q2
Wealthfront Advisers LLC added64,574$9M1.4%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC added64,533$9M1.4%2026-Q2
MML INVESTORS SERVICES, LLC added64,038$8M1.4%2026-Q2
THRYVE WEALTH MANAGEMENT LLC new54,593$7M1.2%2026-Q2
OSAIC HOLDINGS, INC. added47,270$6M1.0%2026-Q2
Aspire Capital Advisors LLC added44,369$6M1.0%2026-Q2
UBS Group AG trimmed43,662$6M1.0%2026-Q2
Brookstone Capital Management trimmed40,162$5M0.9%2026-Q2
CITADEL ADVISORS LLC trimmed39,632$5M0.9%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added35,830$5M0.8%2026-Q2
BIP Wealth, LLC added35,291$5M0.8%2026-Q2
Paller Financial Services Inc new33,877$4M0.7%2026-Q2
Tower Research Capital LLC (TRC) added33,586$4M0.7%2026-Q2
Hartford Financial Management Inc. added32,814$4M0.7%2026-Q2
Spire Wealth Management added31,988$4M0.7%2026-Q2
Hutchens & Kramer Investment Management Group, LLC added31,049$4M0.7%2026-Q2
Simplicity Wealth,LLC new27,732$4M0.6%2026-Q2
TRUIST FINANCIAL CORP trimmed26,006$3M0.6%2026-Q2
STIFEL FINANCIAL CORP added20,568$3M0.5%2026-Q2
Sanctuary Advisors, LLC added17,972$2M0.4%2026-Q2
NewEdge Advisors, LLC added17,575$2M0.4%2026-Q2
Wealth Management Partners, LLC added17,541$2M0.4%2026-Q2
Kestra Advisory Services, LLC trimmed16,126$2M0.4%2026-Q2
Mariner, LLC added15,622$2M0.3%2026-Q2
Bank of New York Mellon Corp added15,382$2M0.3%2026-Q2
Atria Investments, Inc added15,302$2M0.3%2026-Q2
Creative Planning added14,623$2M0.3%2026-Q2
Strategic Wealth Investment Group, LLC trimmed14,615$2M0.3%2026-Q2
MONETA GROUP INVESTMENT ADVISORS LLC new13,637$2M0.3%2026-Q2
Kovack Advisors, Inc. added12,943$2M0.3%2026-Q2
Crescent Grove Advisors, LLC12,304$2M0.3%2026-Q2
AlTi Global, Inc.12,192$2M0.3%2026-Q2
Fifth Third Securities, Inc. new10,978$1M0.2%2026-Q2
StoneX Group Inc. added10,684$1M0.2%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added10,263$1M0.2%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV trimmed10,068$1M0.2%2026-Q2
PRUDENTIAL PLC trimmed9,880$1M0.2%2026-Q2
PFG Advisors added9,808$1M0.2%2026-Q2
IFP Advisors, Inc added9,654$1M0.2%2026-Q2
MGO ONE SEVEN LLC added9,067$1M0.2%2026-Q2
Kingsview Wealth Management, LLC8,907$1M0.2%2026-Q2
Rockefeller Capital Management L.P. added8,874$1M0.2%2026-Q2
Worthington Financial Partners, LLC trimmed8,669$1M0.2%2026-Q2
Compound Planning, Inc. added8,399$1M0.2%2026-Q2
JOHNSON INVESTMENT COUNSEL INC new7,914$1M0.2%2026-Q2
Farther Finance Advisors, LLC added7,832$1M0.2%2026-Q2
Envestnet Portfolio Solutions, Inc. trimmed7,453$985K0.2%2026-Q2
Parisi Gray Wealth Management added7,423$981K0.2%2026-Q2
Turner Financial Group, Inc. new7,292$964K0.2%2026-Q2
EFG International AG6,968$921K0.2%2026-Q2
Cornerstone Wealth Management, LLC added6,795$898K0.1%2026-Q2
Purus Wealth Management, LLC trimmed6,773$895K0.1%2026-Q2
Dynamic Advisor Solutions LLC added6,561$867K0.1%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed6,500$859K0.1%2026-Q2
MATHER GROUP, LLC.6,429$850K0.1%2026-Q2
Cresset Asset Management, LLC added6,403$847K0.1%2026-Q2
Western Wealth Management, LLC added5,964$789K0.1%2026-Q2
LEVEL FOUR ADVISORY SERVICES, LLC trimmed5,931$784K0.1%2026-Q2
Integrated Wealth Concepts LLC added5,616$743K0.1%2026-Q2
Savant Capital, LLC added5,589$739K0.1%2026-Q2
Concurrent Investment Advisors, LLC added5,498$727K0.1%2026-Q2
ARWA LLC added5,436$642K0.1%2026-Q2
Navis Wealth Advisors, LLC5,432$718K0.1%2026-Q2
CAPTRUST FINANCIAL ADVISORS trimmed5,398$714K0.1%2026-Q2
US BANCORP \DE\ added5,381$711K0.1%2026-Q2
Tacita Capital Inc added5,355$708K0.1%2026-Q2
Hilton Head Capital Partners, LLC new5,333$705K0.1%2026-Q2
OPPENHEIMER ASSET MANAGEMENT INC. trimmed5,283$699K0.1%2026-Q2
Antonelli Financial Advisors, LLC trimmed5,224$691K0.1%2026-Q2
VestGen Advisors, LLC trimmed5,159$682K0.1%2026-Q2
Ausdal Financial Partners, Inc. added5,111$676K0.1%2026-Q2
SEEDS INVESTOR LLC new5,090$673K0.1%2026-Q2
Clearstead Trust, LLC5,084$672K0.1%2026-Q2
Steward Partners Investment Advisory, LLC added5,019$664K0.1%2026-Q2
HBW ADVISORY SERVICES LLC added4,977$658K0.1%2026-Q2
Arax Advisory Partners trimmed4,948$654K0.1%2026-Q2
Hobart Private Capital, LLC added4,797$634K0.1%2026-Q2
Focus Partners Wealth added4,737$626K0.1%2026-Q2
One Capital Management, LLC4,685$527K0.1%2026-Q2
Equitable Holdings, Inc. added4,606$609K0.1%2026-Q2
COMPASS CAPITAL CORP /MA/ /ADV added4,538$584K0.1%2026-Q2
Cambridge Advisors Inc. added4,417$584K0.1%2026-Q2
Snowden Capital Advisors LLC added4,391$581K0.1%2026-Q2
Belpointe Asset Management LLC trimmed4,189$554K0.1%2026-Q2
Sigma Planning Corp trimmed4,186$553K0.1%2026-Q2
Stratos Wealth Partners, LTD.3,979$526K0.1%2026-Q2
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors added3,936$520K0.1%2026-Q2
J.W. COLE ADVISORS, INC. trimmed3,767$498K0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership