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Institutional Ownership · SEC Form 13F

Who owns AMAX


Which tracked institutional funds hold AMAX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AMAX company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

21
Institutional holders
5M
Shares held (tracked funds)

How the tape is positioned

4 tracked funds added or opened AMAX while 3 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AMAX’s largest tracked holder by dollar value, KESTRA PRIVATE WEALTH SERVICES, LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AMAX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 21 tracked filers holding AMAX, 11 increased or opened the position and 10 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AMAX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Largest adds

  • LPL Financial LLC$2M
  • PARTNERS WEALTH MANAGEMENT, LLC$2M
  • KESTRA PRIVATE WEALTH SERVICES, LLC$756K
  • JANE STREET GROUP, LLC$281K

Largest trims

  • Encompass More Asset Management$2M
  • Foundations Investment Advisors, LLC$292K
  • OSAIC HOLDINGS, INC.$257K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
KESTRA PRIVATE WEALTH SERVICES, LLC added1,219,567$9M25.1%2026-Q1
LPL Financial LLC added1,042,341$8M21.4%2026-Q1
PARTNERS WEALTH MANAGEMENT, LLC added800,842$6M16.5%2026-Q1
Encompass More Asset Management trimmed383,376$3M7.9%2026-Q1
OSAIC HOLDINGS, INC. trimmed361,089$3M7.4%2026-Q1
Rockport Wealth LLC trimmed340,852$3M7.0%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed136,136$1M2.8%2026-Q1
JANE STREET GROUP, LLC added60,802$467K1.3%2026-Q1
Janney Montgomery Scott LLC added56,466$434K1.2%2026-Q1
Foundations Investment Advisors, LLC trimmed46,838$360K1.0%2026-Q1
LaSalle St. Investment Advisors, LLC trimmed39,646$304K0.8%2026-Q1
INTEGRITY ALLIANCE, LLC. added38,294$294K0.8%2026-Q1
Cetera Investment Advisers trimmed32,111$247K0.7%2026-Q1
CITADEL ADVISORS LLC new23,992$184K0.5%2026-Q1
CENTAURUS FINANCIAL, INC. trimmed15,519$119K0.3%2026-Q1
Empirical Asset Management, LLC added12,208$94K0.3%2026-Q1
Atria Investments, Inc11,067$85K0.2%2026-Q1
Ausdal Financial Partners, Inc.11,067$85K0.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed10,395$80K0.2%2026-Q1
UBS Group AG trimmed37$2840.0%2026-Q1
MORGAN STANLEY added2$220.0%2026-Q1
NewEdge Advisors, LLC added49,824$394K1.1%2025-Q4 stale
M Holdings Securities, Inc. new49,269$387K1.0%2025-Q2 stale
OLD MISSION CAPITAL LLC added34,674$284K0.8%2025-Q3 stale
COMMONWEALTH EQUITY SERVICES, LLC added17,840$140K0.4%2025-Q2 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added16,532$122K0.3%2025-Q1 stale
WealthPlan Investment Management, LLC trimmed12,502$102K0.3%2025-Q3 stale
HRT FINANCIAL LP new11,444$90K0.2%2025-Q4 stale
WealthPLAN Partners, LLC trimmed10,799$85K0.2%2025-Q2 stale
AE Wealth Management LLC trimmed10,750$80K0.2%2025-Q1 stale
ASSETMARK, INC new250$2K0.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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