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Institutional Ownership · SEC Form 13F

Who owns ALXO (ALXO)


Which tracked institutional funds hold ALXO, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALXO company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

69
Institutional holders
94,268,359
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on ALXO is one-sided between 2025-Q4 and 2026-Q1: 26 added or opened and 4 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ALXO’s largest tracked holder by dollar value, RA CAPITAL MANAGEMENT, L.P., sizes it at 0.3% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ALXO divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 69 tracked filers holding ALXO, 43 increased or opened the position and 24 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ALXO between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 11

  • RA CAPITAL MANAGEMENT, L.P.$26M
  • TCG Crossover Management, LLC$26M
  • Blackstone Inc.$12M
  • VANGUARD CAPITAL MANAGEMENT LLC$8M
  • Vivo Capital, LLC$6M
  • 5AM Venture Management, LLC$6M

Full exits 4

  • VANGUARD GROUP INC$2M
  • TWO SIGMA ADVISERS, LP$803K
  • BANK OF MONTREAL /CAN/$537K
  • DekaBank Deutsche Girozentrale$508K

Largest adds

  • venBio Partners LLC$15M
  • Redmile Group, LLC$12M
  • Driehaus Capital Management LLC$10M
  • MARSHALL WACE, LLP$7M
  • Almitas Capital LLC$3M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
RA CAPITAL MANAGEMENT, L.P. new13,011,849$26M13.2%2026-Q1
TCG Crossover Management, LLC new13,011,849$26M13.2%2026-Q1
venBio Partners LLC added12,884,638$26M13.1%2026-Q1
Redmile Group, LLC added7,964,188$16M8.1%2026-Q1
Blackstone Inc. new5,826,544$12M5.9%2026-Q1
Driehaus Capital Management LLC added5,734,620$11M5.8%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new4,179,736$8M4.2%2026-Q1
MARSHALL WACE, LLP added3,757,216$8M3.8%2026-Q1
Vivo Capital, LLC trimmed3,184,713$6M3.2%2026-Q1
Almitas Capital LLC added3,173,834$6M3.2%2026-Q1
5AM Venture Management, LLC new3,057,325$6M3.1%2026-Q1
ORBIMED ADVISORS LLC added2,866,256$6M2.9%2026-Q1
ADAGE CAPITAL PARTNERS GP, L.L.C. added2,000,000$4M2.0%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed1,988,559$4M2.0%2026-Q1
TWO SIGMA INVESTMENTS, LP added1,587,833$3M1.6%2026-Q1
Squadron Capital Management LLC new1,460,000$3M1.5%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added1,328,907$3M1.3%2026-Q1
ACADIAN ASSET MANAGEMENT LLC trimmed1,101,025$2M1.1%2026-Q1
Ensign Peak Advisors, Inc added950,550$2M1.0%2026-Q1
UBS Group AG added914,754$2M0.9%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added732,599$1M0.7%2026-Q1
BANK OF AMERICA CORP /DE/ added577,783$1M0.6%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added493,437$990K0.5%2026-Q1
BlackRock, Inc. trimmed447,799$898K0.5%2026-Q1
VANGUARD FIDUCIARY TRUST CO new294,478$590K0.3%2026-Q1
STATE STREET CORP added175,828$353K0.2%2026-Q1
GOLDMAN SACHS GROUP INC added138,593$278K0.1%2026-Q1
NORTHERN TRUST CORP trimmed136,964$275K0.1%2026-Q1
Qube Research & Technologies Ltd added107,647$216K0.1%2026-Q1
BANK OF NOVA SCOTIA105,858$212K0.1%2026-Q1
MORGAN STANLEY added98,835$198K0.1%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new97,881$196K0.1%2026-Q1
JANE STREET GROUP, LLC trimmed95,101$191K0.1%2026-Q1
IEQ CAPITAL, LLC92,233$185K0.1%2026-Q1
Brevan Howard Capital Management LP new79,389$159K0.1%2026-Q1
BRIDGEWAY CAPITAL MANAGEMENT, LLC76,072$153K0.1%2026-Q1
OMERS ADMINISTRATION Corp new75,000$150K0.1%2026-Q1
GSA CAPITAL PARTNERS LLP trimmed68,987$138K0.1%2026-Q1
XTX Topco Ltd added44,141$89K0.0%2026-Q1
Point72 Asset Management, L.P. added41,095$82K0.0%2026-Q1
Graham Capital Management, L.P. trimmed37,739$76K0.0%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added37,997$75K0.0%2026-Q1
HC Advisors, LLC trimmed22,900$46K0.0%2026-Q1
Callan Family Office, LLC trimmed22,419$45K0.0%2026-Q1
CAXTON CORP new20,946$42K0.0%2026-Q1
NINE MASTS CAPITAL Ltd added20,623$41K0.0%2026-Q1
JSF Financial, LLC17,500$35K0.0%2026-Q1
MONETA GROUP INVESTMENT ADVISORS LLC15,196$30K0.0%2026-Q1
Lido Advisors, LLC13,220$27K0.0%2026-Q1
FMR LLC12,986$26K0.0%2026-Q1
Abel Hall, LLC12,598$25K0.0%2026-Q1
Beacon Pointe Advisors, LLC new12,500$25K0.0%2026-Q1
TWO SIGMA SECURITIES, LLC new10,993$22K0.0%2026-Q1
Invesco Ltd. trimmed10,980$22K0.0%2026-Q1
BARCLAYS PLC10,515$21K0.0%2026-Q1
HSBC HOLDINGS PLC10,105$20K0.0%2026-Q1
Vanguard Global Advisers, LLC new9,968$20K0.0%2026-Q1
EverSource Wealth Advisors, LLC trimmed279$7K0.0%2026-Q1
ROYAL BANK OF CANADA added1,879$4K0.0%2026-Q1
VANGUARD GROUP INC added1,630,940$2M0.9%2025-Q4 stale
TANG CAPITAL MANAGEMENT LLC3,158,265$1M0.7%2025-Q2 stale
AMERIPRISE FINANCIAL INC added652,897$1M0.6%2025-Q3 stale
Privium Fund Management B.V.509,059$932K0.5%2025-Q3 stale
TWO SIGMA ADVISERS, LP trimmed710,400$803K0.4%2025-Q4 stale
BANK OF MONTREAL /CAN/474,781$537K0.3%2025-Q4 stale
DekaBank Deutsche Girozentrale41,000$508K0.3%2025-Q4 stale
MPM BIOIMPACT LLC trimmed550,000$343K0.2%2025-Q1 stale
LOS ANGELES CAPITAL MANAGEMENT LLC added409,938$255K0.1%2025-Q1 stale
Seven Fleet Capital Management LP new117,817$133K0.1%2025-Q4 stale
Nuveen, LLC new164,790$103K0.1%2025-Q1 stale
CITADEL ADVISORS LLC added56,732$64K0.0%2025-Q4 stale
DEUTSCHE BANK AG\101,113$63K0.0%2025-Q1 stale
Bank of New York Mellon Corp trimmed89,199$56K0.0%2025-Q1 stale
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed133,433$55K0.0%2025-Q2 stale
NAN FUNG TRINITY (HK) LTD41,950$47K0.0%2025-Q4 stale
D. E. Shaw & Co., Inc. trimmed75,900$47K0.0%2025-Q1 stale
ALLIANCEBERNSTEIN L.P.71,730$45K0.0%2025-Q1 stale
Aberdeen Group plc66,211$41K0.0%2025-Q1 stale
HRT FINANCIAL LP trimmed22,535$41K0.0%2025-Q3 stale
SEI INVESTMENTS CO60,795$38K0.0%2025-Q1 stale
RHUMBLINE ADVISERS added46,302$29K0.0%2025-Q1 stale
Nan Fung Group Holdings Ltd41,950$26K0.0%2025-Q1 stale
Point72 Asia (Singapore) Pte. Ltd. trimmed13,907$25K0.0%2025-Q3 stale
Squarepoint Ops LLC trimmed58,307$24K0.0%2025-Q2 stale
Vanguard Personalized Indexing Management, LLC trimmed34,577$22K0.0%2025-Q1 stale
INTECH INVESTMENT MANAGEMENT LLC added32,106$20K0.0%2025-Q1 stale
AQR CAPITAL MANAGEMENT LLC trimmed10,793$20K0.0%2025-Q3 stale
COMMONWEALTH EQUITY SERVICES, LLC trimmed15,102$17K0.0%2025-Q4 stale
Virtu Financial LLC new13,702$15K0.0%2025-Q4 stale
Cubist Systematic Strategies, LLC trimmed8,025$15K0.0%2025-Q3 stale
SG Americas Securities, LLC trimmed22,277$14K0.0%2025-Q1 stale
Forum Financial Management, LP added22,051$14K0.0%2025-Q1 stale
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added19,771$12K0.0%2025-Q1 stale
Kazazian Asset Management, LLC new19,000$12K0.0%2025-Q1 stale
Corebridge Financial, Inc. trimmed16,878$11K0.0%2025-Q1 stale
NEW YORK STATE COMMON RETIREMENT FUND12,522$8K0.0%2025-Q1 stale
PRICE T ROWE ASSOCIATES INC /MD/10,622$7K0.0%2025-Q1 stale
MERCER GLOBAL ADVISORS INC /ADV new10,077$6K0.0%2025-Q1 stale
FEDERATED HERMES, INC. trimmed2,374$4K0.0%2025-Q3 stale
SIMPLEX TRADING, LLC added3,553$4K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership