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Institutional Ownership · SEC Form 13F

Who owns ALF (ALF)


Which tracked institutional funds hold ALF, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALF company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

81
Institutional holders
39,814,081
Shares held (tracked funds)

How the tape is positioned

12 tracked funds added or opened ALF while 10 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ALF’s largest tracked holder by dollar value, METEORA CAPITAL, LLC, sizes it at 0.3% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.3pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ALF divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 57 tracked filers holding ALF, 14 increased or opened the position and 18 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ALF between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • HIGHBRIDGE CAPITAL MANAGEMENT LLC$3M
  • O'Connor Alternative Investments LLC$2M
  • Crossingbridge Advisors, LLC$1M
  • SONA ASSET MANAGEMENT (US) LLC$1M

Full exits 2

  • HGC Investment Management Inc.$15M
  • OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$2M

Largest adds

  • BERKLEY W R CORP$10M
  • TORONTO DOMINION BANK$10M
  • MIZUHO SECURITIES USA LLC$3M
  • JPMORGAN CHASE & CO$2M
  • CSS LLC/IL$2M
  • UBS Group AG$1M

Largest trims

  • METEORA CAPITAL, LLC$161M
  • TENOR CAPITAL MANAGEMENT Co., L.P.$29M
  • Context Capital Management, LLC$16M
  • LMR Partners LLP$5M
  • Bulldog Investors, LLP$4M
  • COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
METEORA CAPITAL, LLC trimmed322,526$40M14.0%2026-Q1
First Trust Capital Management L.P.2,745,000$30M10.4%2026-Q1
AQR Arbitrage LLC added1,751,902$19M6.7%2026-Q1
LMR Partners LLP added1,375,000$15M5.2%2026-Q1
MIZUHO SECURITIES USA LLC added1,363,111$15M5.2%2026-Q1
D. E. Shaw & Co., Inc.1,309,906$14M5.0%2026-Q1
TORONTO DOMINION BANK added1,200,000$13M4.6%2026-Q1
BERKLEY W R CORP added1,157,544$12M4.4%2026-Q1
Linden Advisors LP1,000,000$11M3.8%2026-Q1
WOLVERINE ASSET MANAGEMENT LLC trimmed946,776$10M3.6%2026-Q1
Context Capital Management, LLC79,882$10M3.5%2026-Q1
GOLDMAN SACHS GROUP INC added843,623$9M3.2%2026-Q1
TENOR CAPITAL MANAGEMENT Co., L.P.750,000$8M2.8%2026-Q1
Westchester Capital Management, LLC688,240$7M2.6%2026-Q1
TWO SIGMA INVESTMENTS, LP625,000$7M2.4%2026-Q1
GLAZER CAPITAL, LLC trimmed622,630$7M2.4%2026-Q1
L1 Global Manager Pty Ltd trimmed575,000$6M2.2%2026-Q1
Radcliffe Capital Management, L.P.501,086$5M1.9%2026-Q1
RIVERNORTH CAPITAL MANAGEMENT, LLC399,035$4M1.5%2026-Q1
JPMORGAN CHASE & CO added264,997$3M1.0%2026-Q1
HIGHBRIDGE CAPITAL MANAGEMENT LLC added264,997$3M1.0%2026-Q1
Hudson Bay Capital Management LP259,610$3M1.0%2026-Q1
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed250,000$3M0.9%2026-Q1
O'Connor Alternative Investments LLC new150,000$2M0.6%2026-Q1
UBS Group AG added120,388$1M0.5%2026-Q1
Crossingbridge Advisors, LLC new106,228$1M0.4%2026-Q1
SONA ASSET MANAGEMENT (US) LLC new101,507$1M0.4%2026-Q1
DELTEC ASSET MANAGEMENT LLC100,000$1M0.4%2026-Q1
Verition Fund Management LLC trimmed93,479$1M0.4%2026-Q1
Governors Lane LP70,125$755K0.3%2026-Q1
Schonfeld Strategic Advisors LLC added64,994$699K0.2%2026-Q1
Kepos Capital LP42,500$457K0.2%2026-Q1
Logan Stone Capital, LLC added33,422$360K0.1%2026-Q1
ABC ARBITRAGE SA30,000$323K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed15,661$169K0.1%2026-Q1
Evercore Wealth Management, LLC15,400$166K0.1%2026-Q1
ROBINSON CAPITAL MANAGEMENT, LLC15,250$165K0.1%2026-Q1
MMCAP International Inc. SPC added1,237,500$153K0.1%2026-Q1
CONDOR CAPITAL MANAGEMENT trimmed12,800$138K0.0%2026-Q1
Polar Asset Management Partners Inc. added987,500$122K0.0%2026-Q1
Magnetar Financial LLC trimmed928,125$115K0.0%2026-Q1
PICTON MAHONEY ASSET MANAGEMENT trimmed912,500$113K0.0%2026-Q1
Wealthspring Capital LLC trimmed791,460$98K0.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS384,082$47K0.0%2026-Q1
Shaolin Capital Management LLC added357,356$44K0.0%2026-Q1
Clear Street Group Inc. added271,949$34K0.0%2026-Q1
CSS LLC/IL trimmed230,105$28K0.0%2026-Q1
K2 PRINCIPAL FUND, L.P. trimmed209,348$25K0.0%2026-Q1
Bulldog Investors, LLP trimmed166,277$21K0.0%2026-Q1
BARCLAYS PLC1,791$19K0.0%2026-Q1
Parallax Volatility Advisers, L.P.150,756$18K0.0%2026-Q1
GRITSTONE ASSET MANAGEMENT LLC145,495$18K0.0%2026-Q1
Periscope Capital Inc.137,551$17K0.0%2026-Q1
Saba Capital Management, L.P.71,410$9K0.0%2026-Q1
DLD Asset Management, LP55,100$7K0.0%2026-Q1
MORGAN STANLEY trimmed64$6890.0%2026-Q1
LONGFELLOW INVESTMENT MANAGEMENT CO LLC2,075$2560.0%2026-Q1
HGC Investment Management Inc.1,450,000$15M5.4%2025-Q4 stale
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) new150,000$2M0.6%2025-Q4 stale
BCK Capital Management LP added103,312$1M0.4%2025-Q3 stale
CANTOR FITZGERALD, L. P.1,750,000$595K0.2%2025-Q3 stale
CITADEL ADVISORS LLC trimmed10,624$112K0.0%2025-Q3 stale
Dakota Wealth Management10,700$110K0.0%2025-Q1 stale
HRT FINANCIAL LP trimmed10,360$109K0.0%2025-Q3 stale
Schechter Investment Advisors, LLC trimmed682,679$102K0.0%2025-Q1 stale
CLEAR STREET LLC added6,165$67K0.0%2025-Q2 stale
Karpus Management, Inc. trimmed4,100$44K0.0%2025-Q4 stale
TWO SIGMA SECURITIES, LLC new10,564$3K0.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership