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Institutional Ownership · SEC Form 13F

Who owns Aldeyra Therapeutics (ALDX)


Which tracked institutional funds hold ALDX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALDX company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

103
Institutional holders
35M
Shares held (tracked funds)
58.1%
Of shares outstanding

How the tape is positioned

18 tracked funds added or opened ALDX while 10 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ALDX’s largest tracked holder by dollar value, Knoll Capital Management, LLC, sizes it at 6.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 6.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ALDX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 103 tracked filers holding ALDX, 48 increased or opened the position and 83 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ALDX between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$897K

Full exits 2

  • ACADIAN ASSET MANAGEMENT LLC$1M
  • Propel Bio Management, LLC$1M

Largest adds

  • AQR CAPITAL MANAGEMENT LLC$3M
  • MARSHALL WACE, LLP$3M
  • Knoll Capital Management, LLC$2M
  • Qube Research & Technologies Ltd$2M
  • KINGDON CAPITAL MANAGEMENT, L.L.C.$2M
  • D. E. Shaw & Co., Inc.$2M

Largest trims

  • BlackRock, Inc.$4M
  • STATE STREET CORP$1M
  • MILLENNIUM MANAGEMENT LLC$914K
  • GEODE CAPITAL MANAGEMENT, LLC$846K
  • NORTHERN TRUST CORP$402K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$346K

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
Knoll Capital Management, LLC5,475,516$12M15.7%2026-Q2
AQR CAPITAL MANAGEMENT LLC added3,751,558$8M10.7%2026-Q2
KINGDON CAPITAL MANAGEMENT, L.L.C. added2,652,315$6M7.6%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC trimmed2,361,796$5M6.8%2026-Q2
D. E. Shaw & Co., Inc. added1,940,338$4M5.6%2026-Q2
MARSHALL WACE, LLP added1,506,974$3M4.3%2026-Q2
683 Capital Management, LLC trimmed1,450,000$3M4.2%2026-Q2
JANE STREET GROUP, LLC added1,375,115$3M3.9%2026-Q2
BlackRock, Inc. trimmed1,257,243$3M3.6%2026-Q2
Qube Research & Technologies Ltd added1,128,803$2M3.2%2026-Q2
ARDSLEY ADVISORY PARTNERS LP added975,000$2M2.8%2026-Q2
RENAISSANCE TECHNOLOGIES LLC added882,000$2M2.5%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC trimmed794,863$2M2.3%2026-Q2
GOLDMAN SACHS GROUP INC added725,444$2M2.1%2026-Q2
JACOBS LEVY EQUITY MANAGEMENT, INC trimmed646,840$1M1.9%2026-Q2
MORGAN STANLEY added608,321$1M1.7%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC trimmed596,029$1M1.7%2026-Q2
DIMENSIONAL FUND ADVISORS LP trimmed529,083$1M1.5%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP new421,178$897K1.2%2026-Q2
CITADEL ADVISORS LLC added379,144$808K1.1%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed360,350$768K1.0%2026-Q2
UBS Group AG trimmed301,940$643K0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO trimmed298,242$635K0.9%2026-Q2
XTX Topco Ltd added254,777$543K0.7%2026-Q2
WOODSTOCK CORP trimmed242,756$517K0.7%2026-Q2
STATE STREET CORP trimmed233,774$498K0.7%2026-Q2
IEQ CAPITAL, LLC trimmed206,593$440K0.6%2026-Q2
CANTOR FITZGERALD, L. P. new200,000$426K0.6%2026-Q2
Caption Management, LLC165,000$351K0.5%2026-Q2
WELLS FARGO & COMPANY/MN trimmed162,336$346K0.5%2026-Q2
Invesco Ltd. trimmed159,540$340K0.5%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added157,248$335K0.5%2026-Q2
Palo Alto Investors LP155,709$332K0.4%2026-Q2
Point72 Asset Management, L.P. added154,408$329K0.4%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. added154,292$329K0.4%2026-Q2
Man Group plc new152,713$325K0.4%2026-Q2
Jain Global LLC new131,502$280K0.4%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed127,849$272K0.4%2026-Q2
JPMORGAN CHASE & CO added109,578$225K0.3%2026-Q2
NORTHERN TRUST CORP trimmed108,888$232K0.3%2026-Q2
KENNEDY CAPITAL MANAGEMENT LLC added97,726$208K0.3%2026-Q2
CANADA PENSION PLAN INVESTMENT BOARD added94,300$201K0.3%2026-Q2
Squarepoint Ops LLC new94,048$200K0.3%2026-Q2
Russell Investments Group, Ltd. added90,353$192K0.3%2026-Q2
Mariner, LLC trimmed90,339$192K0.3%2026-Q2
Chicago Partners Investment Group LLC added83,984$130K0.2%2026-Q2
ROYAL BANK OF CANADA added79,783$170K0.2%2026-Q2
Cerity Partners LLC trimmed72,712$155K0.2%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed58,398$124K0.2%2026-Q2
CAPTRUST FINANCIAL ADVISORS trimmed51,778$110K0.1%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed47,518$98K0.1%2026-Q2
Quadrature Capital Ltd added46,044$98K0.1%2026-Q2
Graham Capital Management, L.P. trimmed43,556$93K0.1%2026-Q2
Creative Planning added38,200$81K0.1%2026-Q2
AlphaCentric Advisors LLC added37,656$80K0.1%2026-Q2
MERCER GLOBAL ADVISORS INC /ADV trimmed36,901$79K0.1%2026-Q2
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed36,750$89K0.1%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ trimmed35,091$75K0.1%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed33,925$72K0.1%2026-Q2
TWO SIGMA SECURITIES, LLC added32,818$70K0.1%2026-Q2
SIMPLEX TRADING, LLC trimmed28,957$62K0.1%2026-Q2
Arax Advisory Partners added28,634$61K0.1%2026-Q2
STATE OF WISCONSIN INVESTMENT BOARD trimmed28,400$60K0.1%2026-Q2
RHUMBLINE ADVISERS trimmed26,652$57K0.1%2026-Q2
Providence Wealth Advisors, LLC25,000$59K0.1%2026-Q2
Schonfeld Strategic Advisors LLC new20,920$45K0.1%2026-Q2
SEI INVESTMENTS CO trimmed20,739$44K0.1%2026-Q2
StoneX Group Inc. new19,296$33K0.0%2026-Q2
Federation des caisses Desjardins du Quebec18,106$39K0.1%2026-Q2
FMR LLC added17,889$38K0.1%2026-Q2
Vanguard Global Advisers, LLC17,687$38K0.1%2026-Q2
LETKO, BROSSEAU & ASSOCIATES INC17,300$37K0.0%2026-Q2
Y-Intercept (Hong Kong) Ltd trimmed17,084$36K0.0%2026-Q2
Merit Financial Group, LLC trimmed16,664$35K0.0%2026-Q2
BRIGHTON JONES LLC trimmed16,144$34K0.0%2026-Q2
Activest Wealth Management added15,000$32K0.0%2026-Q2
Cetera Investment Advisers trimmed14,699$31K0.0%2026-Q2
Focus Partners Wealth trimmed13,863$30K0.0%2026-Q2
LPL Financial LLC trimmed13,316$28K0.0%2026-Q2
Caitong International Asset Management Co., Ltd added10,863$23K0.0%2026-Q2
INSPIRION WEALTH ADVISORS, LLC10,000$24K0.0%2026-Q2
Global Retirement Partners, LLC10,000$21K0.0%2026-Q2
Integrated Wealth Concepts LLC trimmed8,765$19K0.0%2026-Q2
BARCLAYS PLC trimmed5,769$12K0.0%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC4,825$10K0.0%2026-Q2
Farther Finance Advisors, LLC added4,497$10K0.0%2026-Q2
EverSource Wealth Advisors, LLC added4,027$9K0.0%2026-Q2
Optiver Holding B.V. trimmed4,022$9K0.0%2026-Q2
Essential Partners LLC trimmed2,070$4K0.0%2026-Q2
RAFFA WEALTH MANAGEMENT, LLC1,897$4K0.0%2026-Q2
Allworth Financial LP trimmed1,827$4K0.0%2026-Q2
PNC Financial Services Group, Inc. added1,575$3K0.0%2026-Q2
SBI Securities Co., Ltd. added1,423$3K0.0%2026-Q2
IFP Advisors, Inc trimmed1,407$3K0.0%2026-Q2
ROTHSCHILD INVESTMENT LLC trimmed355$7560.0%2026-Q2
CITIGROUP INC trimmed327$6970.0%2026-Q2
GAMMA Investing LLC trimmed320$6820.0%2026-Q2
True Wealth Design, LLC added312$6650.0%2026-Q2
Truvestments Capital LLC265$5640.0%2026-Q2
SJS Investment Consulting Inc. trimmed190$4050.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership