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Institutional Ownership · SEC Form 13F

Who owns Aldeyra Therapeutics, Inc. (ALDX)


Which tracked institutional funds hold ALDX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALDX company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

124
Institutional holders
37M
Shares held (tracked funds)
61.9%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on ALDX is one-sided between 2025-Q4 and 2026-Q1: 6 added or opened and 38 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ALDX’s largest tracked holder by dollar value, PERCEPTIVE ADVISORS LLC, sizes it at 0.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ALDX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 124 tracked filers holding ALDX, 71 increased or opened the position and 69 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ALDX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • VANGUARD CAPITAL MANAGEMENT LLC$4M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$1M
  • Propel Bio Management, LLC$1M
  • VANGUARD FIDUCIARY TRUST CO$572K

Full exits 4

  • PERCEPTIVE ADVISORS LLC$22M
  • VANGUARD GROUP INC$19M
  • 1492 Capital Management LLC$1M
  • TWO SIGMA ADVISERS, LP$631K

Largest adds

  • MILLENNIUM MANAGEMENT LLC$1M
  • UBS Group AG$413K

Largest trims

  • Knoll Capital Management, LLC$19M
  • BlackRock, Inc.$14M
  • KENNEDY CAPITAL MANAGEMENT LLC$6M
  • KINGDON CAPITAL MANAGEMENT, L.L.C.$6M
  • D. E. Shaw & Co., Inc.$6M
  • ARDSLEY ADVISORY PARTNERS LP$6M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Knoll Capital Management, LLC5,475,516$9M8.1%2026-Q1
BlackRock, Inc. trimmed3,763,887$6M5.6%2026-Q1
AQR CAPITAL MANAGEMENT LLC added2,780,875$5M4.1%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,363,742$4M3.5%2026-Q1
KINGDON CAPITAL MANAGEMENT, L.L.C. added2,152,315$4M3.2%2026-Q1
683 Capital Management, LLC trimmed1,500,000$3M2.2%2026-Q1
D. E. Shaw & Co., Inc. trimmed1,403,990$2M2.1%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added1,251,652$2M1.9%2026-Q1
STATE STREET CORP added1,124,710$2M1.7%2026-Q1
MILLENNIUM MANAGEMENT LLC added995,243$2M1.5%2026-Q1
JANE STREET GROUP, LLC added968,891$2M1.4%2026-Q1
ARDSLEY ADVISORY PARTNERS LP trimmed950,000$2M1.4%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added863,187$1M1.3%2026-Q1
ACADIAN ASSET MANAGEMENT LLC trimmed858,288$1M1.3%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new807,778$1M1.2%2026-Q1
JACOBS LEVY EQUITY MANAGEMENT, INC trimmed796,816$1M1.2%2026-Q1
Propel Bio Management, LLC new730,606$1M1.1%2026-Q1
DIMENSIONAL FUND ADVISORS LP added624,170$1M0.9%2026-Q1
GOLDMAN SACHS GROUP INC added543,146$918K0.8%2026-Q1
UBS Group AG added537,569$908K0.8%2026-Q1
MORGAN STANLEY trimmed518,642$877K0.8%2026-Q1
NORTHERN TRUST CORP trimmed374,812$633K0.6%2026-Q1
VANGUARD FIDUCIARY TRUST CO new338,621$572K0.5%2026-Q1
HRT FINANCIAL LP added286,444$484K0.4%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added278,442$471K0.4%2026-Q1
WOODSTOCK CORP266,756$451K0.4%2026-Q1
IEQ CAPITAL, LLC added266,518$450K0.4%2026-Q1
CITADEL ADVISORS LLC added266,340$450K0.4%2026-Q1
GSA CAPITAL PARTNERS LLP added247,194$418K0.4%2026-Q1
TWO SIGMA INVESTMENTS, LP trimmed223,537$378K0.3%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed215,332$364K0.3%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed68,140$353K0.3%2026-Q1
WELLS FARGO & COMPANY/MN trimmed189,729$321K0.3%2026-Q1
Invesco Ltd. added169,698$287K0.3%2026-Q1
ExodusPoint Capital Management, LP added167,604$283K0.2%2026-Q1
Caption Management, LLC added165,000$279K0.2%2026-Q1
Palo Alto Investors LP trimmed155,709$263K0.2%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed148,962$252K0.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed139,029$235K0.2%2026-Q1
Bank of New York Mellon Corp added136,746$231K0.2%2026-Q1
MARSHALL WACE, LLP trimmed129,693$219K0.2%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC trimmed95,862$162K0.1%2026-Q1
Mariner, LLC added91,870$155K0.1%2026-Q1
CWM, LLC added91,623$155K0.1%2026-Q1
FOX RUN MANAGEMENT, L.L.C. added90,964$153K0.1%2026-Q1
Qube Research & Technologies Ltd added87,078$147K0.1%2026-Q1
Russell Investments Group, Ltd. trimmed84,300$142K0.1%2026-Q1
Cerity Partners LLC added81,223$137K0.1%2026-Q1
XTX Topco Ltd added75,166$127K0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added73,772$125K0.1%2026-Q1
RHUMBLINE ADVISERS trimmed69,205$117K0.1%2026-Q1
STRS OHIO68,200$115K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added61,087$101K0.1%2026-Q1
FLOW TRADERS U.S. LLC new55,521$94K0.1%2026-Q1
CAPTRUST FINANCIAL ADVISORS added52,947$89K0.1%2026-Q1
Graham Capital Management, L.P. trimmed51,592$87K0.1%2026-Q1
DEUTSCHE BANK AG\ trimmed50,271$85K0.1%2026-Q1
CANADA PENSION PLAN INVESTMENT BOARD added47,400$80K0.1%2026-Q1
PERCEPTIVE ADVISORS LLC trimmed4,185,632$22M19.1%2025-Q4 stale
VANGUARD GROUP INC added3,698,682$19M16.9%2025-Q4 stale
1492 Capital Management LLC new223,317$1M1.0%2025-Q4 stale
ADAR1 Capital Management, LLC added249,920$957K0.8%2025-Q2 stale
Trexquant Investment LP added158,117$909K0.8%2025-Q1 stale
Y-Intercept (Hong Kong) Ltd added138,091$721K0.6%2025-Q3 stale
TWO SIGMA ADVISERS, LP trimmed121,900$631K0.6%2025-Q4 stale
Cubist Systematic Strategies, LLC added101,375$529K0.5%2025-Q3 stale
Point72 Asset Management, L.P. added94,094$487K0.4%2025-Q4 stale
GROUP ONE TRADING LLC trimmed83,449$432K0.4%2025-Q4 stale
STATE OF WISCONSIN INVESTMENT BOARD added81,366$421K0.4%2025-Q4 stale
Hennion & Walsh Asset Management, Inc. trimmed69,442$399K0.4%2025-Q1 stale
PANAGORA ASSET MANAGEMENT INC added72,059$276K0.2%2025-Q2 stale
ALPS ADVISORS INC trimmed43,803$252K0.2%2025-Q1 stale
Quantinno Capital Management LP trimmed45,988$238K0.2%2025-Q4 stale
Kennondale Capital Management LLC trimmed56,729$217K0.2%2025-Q2 stale
Verition Fund Management LLC added37,505$216K0.2%2025-Q1 stale
ACT CAPITAL MANAGEMENT, LLC added41,000$212K0.2%2025-Q4 stale
SIMPLEX TRADING, LLC added39,755$206K0.2%2025-Q4 stale
FRANKLIN RESOURCES INC new32,346$186K0.2%2025-Q1 stale
AMERIPRISE FINANCIAL INC trimmed35,304$183K0.2%2025-Q4 stale
SEI INVESTMENTS CO trimmed33,287$172K0.2%2025-Q4 stale
AMERICAN CENTURY COMPANIES INC added32,460$168K0.1%2025-Q4 stale
MetLife Investment Management, LLC added29,531$153K0.1%2025-Q4 stale
Corebridge Financial, Inc. trimmed24,406$140K0.1%2025-Q1 stale
AXQ CAPITAL, LP new26,810$139K0.1%2025-Q4 stale
Joseph P. Lucia & Associates, LLC trimmed26,732$138K0.1%2025-Q4 stale
Jump Financial, LLC trimmed24,480$127K0.1%2025-Q4 stale
Connor, Clark & Lunn Investment Management Ltd. trimmed23,858$124K0.1%2025-Q4 stale
BRIGHTON JONES LLC added19,945$104K0.1%2025-Q3 stale
Quadrature Capital Ltd new19,275$101K0.1%2025-Q3 stale
Walleye Capital LLC trimmed18,595$96K0.1%2025-Q4 stale
Pallas Capital Advisors LLC trimmed17,338$90K0.1%2025-Q4 stale
STIFEL FINANCIAL CORP added14,935$86K0.1%2025-Q1 stale
PFG Investments, LLC trimmed15,500$80K0.1%2025-Q4 stale
WOLVERINE TRADING, LLC trimmed12,028$80K0.1%2025-Q1 stale
JONES FINANCIAL COMPANIES LLLP new15,000$78K0.1%2025-Q4 stale
Regal Investment Advisors LLC added13,565$70K0.1%2025-Q4 stale
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO13,388$69K0.1%2025-Q4 stale
HSBC HOLDINGS PLC added11,543$69K0.1%2025-Q1 stale
Brooklyn Investment Group added12,691$66K0.1%2025-Q3 stale
Inscription Capital, LLC new12,633$66K0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership