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Institutional Ownership · SEC Form 13F

Who owns ALAI (ALAI)


Which tracked institutional funds hold ALAI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALAI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

67
Institutional holders
5,895,197
Shares held (tracked funds)

How the tape is positioned

18 tracked funds added or opened ALAI while 17 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

ALAI’s largest tracked holder by dollar value, Arkadios Wealth Advisors, sizes it at 0.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in ALAI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 67 tracked filers holding ALAI, 49 increased or opened the position and 25 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in ALAI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • Sunrise Financial Services, LLC$4M
  • Proactive Wealth Strategies LLC$3M
  • Independent Advisor Alliance$1M
  • FLAGSHIP HARBOR ADVISORS, LLC$592K
  • OPPENHEIMER & CO INC$584K

Full exits 8

  • Members Advisory Group LLC$10M
  • NewEdge Advisors, LLC$4M
  • SFG Wealth Management, LLC.$2M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
  • AXXCESS WEALTH MANAGEMENT, LLC$1M
  • Orion Porfolio Solutions, LLC$983K

Largest adds

  • TRAPHAGEN INVESTMENT ADVISORS LLC$10M
  • Arkadios Wealth Advisors$7M
  • WELLS FARGO & COMPANY/MN$5M
  • RAYMOND JAMES FINANCIAL INC$1M
  • SMITH, MOORE & CO.$982K
  • GREAT VALLEY ADVISOR GROUP, INC.$866K

Largest trims

  • Aurora Private Wealth, Inc.$1M
  • Stratos Wealth Partners, LTD.$1M
  • Atria Investments, Inc$705K
  • Equitable Holdings, Inc.$575K
  • COMMONWEALTH EQUITY SERVICES, LLC$505K
  • MML INVESTORS SERVICES, LLC$393K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Arkadios Wealth Advisors added1,155,852$38M16.9%2026-Q1
LPL Financial LLC added1,082,830$36M15.9%2026-Q1
Goldstein Advisors, LLC added681,984$23M10.0%2026-Q1
TRAPHAGEN INVESTMENT ADVISORS LLC added318,822$11M4.7%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. added226,935$7M3.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added200,535$7M2.9%2026-Q1
ROYAL BANK OF CANADA added158,006$5M2.3%2026-Q1
WELLS FARGO & COMPANY/MN added138,114$5M2.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added136,396$5M2.0%2026-Q1
Sunrise Financial Services, LLC new111,650$4M1.6%2026-Q1
STIFEL FINANCIAL CORP added111,149$4M1.6%2026-Q1
Onyx Bridge Wealth Group LLC added99,093$3M1.5%2026-Q1
MML INVESTORS SERVICES, LLC trimmed99,000$3M1.4%2026-Q1
Stratos Wealth Partners, LTD. trimmed97,075$3M1.4%2026-Q1
Proactive Wealth Strategies LLC new81,658$3M1.2%2026-Q1
NWM ADVISORS, LLC added73,895$2M1.1%2026-Q1
Noble Wealth Management PBC trimmed71,138$2M1.0%2026-Q1
RAYMOND JAMES FINANCIAL INC added62,887$2M0.9%2026-Q1
Apollon Financial, LLC added55,613$2M0.8%2026-Q1
Cambridge Investment Research Advisors, Inc. added50,976$2M0.7%2026-Q1
Whipplewood Advisors, LLC added50,556$2M0.7%2026-Q1
Sanctuary Advisors, LLC trimmed49,023$2M0.7%2026-Q1
Berbice Capital Management LLC added46,914$2M0.7%2026-Q1
Private Advisor Group, LLC added46,842$2M0.7%2026-Q1
&PARTNERS added45,348$1M0.7%2026-Q1
SMITH, MOORE & CO. added42,978$1M0.6%2026-Q1
Independent Advisor Alliance new41,449$1M0.6%2026-Q1
JANE STREET GROUP, LLC added39,359$1M0.6%2026-Q1
CFO CAPITAL MANAGEMENT LLC added35,036$1M0.5%2026-Q1
PCG Wealth Advisors, LLC added34,373$1M0.5%2026-Q1
Colonial River Investments, LLC added32,701$1M0.5%2026-Q1
FRED ALGER MANAGEMENT, LLC added28,104$929K0.4%2026-Q1
Western Wealth Management, LLC added27,400$905K0.4%2026-Q1
OSAIC HOLDINGS, INC. added27,162$897K0.4%2026-Q1
Kingsview Wealth Management, LLC trimmed25,842$854K0.4%2026-Q1
HighTower Advisors, LLC added25,710$849K0.4%2026-Q1
IHT Wealth Management, LLC added23,267$769K0.3%2026-Q1
THOROUGHBRED FINANCIAL SERVICES, LLC added23,080$762K0.3%2026-Q1
Aurora Private Wealth, Inc. trimmed20,853$753K0.3%2026-Q1
Brookwood Investment Group LLC added18,697$618K0.3%2026-Q1
FLAGSHIP HARBOR ADVISORS, LLC added17,910$592K0.3%2026-Q1
OPPENHEIMER & CO INC added17,682$584K0.3%2026-Q1
PMG Wealth Management, Inc. trimmed17,337$573K0.3%2026-Q1
Triton Wealth Management, PLLC trimmed14,327$479K0.2%2026-Q1
Equitable Holdings, Inc. trimmed12,137$438K0.2%2026-Q1
Sankala Group LLC added12,727$407K0.2%2026-Q1
Mutual Advisors, LLC added10,872$359K0.2%2026-Q1
National Philanthropic Trust10,693$353K0.2%2026-Q1
Atria Investments, Inc trimmed9,759$322K0.1%2026-Q1
WEALTH EFFECTS LLC added9,576$316K0.1%2026-Q1
Integrated Wealth Concepts LLC trimmed9,560$316K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added8,601$290K0.1%2026-Q1
Prospect Financial Services LLC trimmed7,537$249K0.1%2026-Q1
PRIVATE TRUST CO NA added7,427$245K0.1%2026-Q1
Cetera Investment Advisers trimmed6,916$229K0.1%2026-Q1
XML Financial, LLC new6,280$207K0.1%2026-Q1
CREATIVE FINANCIAL DESIGNS INC /ADV added4,816$159K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added4,731$156K0.1%2026-Q1
Capital Investment Advisory Services, LLC new3,520$116K0.1%2026-Q1
Farther Finance Advisors, LLC1,283$43K0.0%2026-Q1
Grove Bank & Trust1,264$42K0.0%2026-Q1
Ritter Daniher Financial Advisory LLC / DE940$31K0.0%2026-Q1
Hilton Head Capital Partners, LLC added485$16K0.0%2026-Q1
GHP Investment Advisors, Inc. new176$6K0.0%2026-Q1
US BANCORP \DE\ new138$5K0.0%2026-Q1
Tradewinds Capital Management, LLC new101$3K0.0%2026-Q1
CWM, LLC100$3K0.0%2026-Q1
Members Advisory Group LLC added275,867$10M4.4%2025-Q4 stale
MIRAE ASSET SECURITIES (USA) INC. new225,000$8M3.7%2025-Q3 stale
NewEdge Advisors, LLC trimmed123,911$4M2.0%2025-Q4 stale
SFG Wealth Management, LLC. trimmed65,364$2M1.0%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP new40,726$1M0.7%2025-Q4 stale
AXXCESS WEALTH MANAGEMENT, LLC added31,687$1M0.5%2025-Q4 stale
Orion Porfolio Solutions, LLC trimmed27,216$983K0.4%2025-Q4 stale
GTS SECURITIES LLC new23,473$848K0.4%2025-Q4 stale
CITADEL ADVISORS LLC new14,512$524K0.2%2025-Q4 stale
Rubicon Advisors, GP new10,147$366K0.2%2025-Q4 stale
UBS Group AG added4,605$166K0.1%2025-Q4 stale
Kestra Advisory Services, LLC new909$33K0.0%2025-Q4 stale
TOTH FINANCIAL ADVISORY CORP new40$1K0.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership