Who owns ALAI (ALAI)
Which tracked institutional funds hold ALAI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See ALAI company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
18 tracked funds added or opened ALAI while 17 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
ALAI’s largest tracked holder by dollar value, Arkadios Wealth Advisors, sizes it at 0.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in ALAI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 67 tracked filers holding ALAI, 49 increased or opened the position and 25 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in ALAI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- Sunrise Financial Services, LLC$4M
- Proactive Wealth Strategies LLC$3M
- Independent Advisor Alliance$1M
- FLAGSHIP HARBOR ADVISORS, LLC$592K
- OPPENHEIMER & CO INC$584K
Full exits 8
- Members Advisory Group LLC$10M
- NewEdge Advisors, LLC$4M
- SFG Wealth Management, LLC.$2M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
- AXXCESS WEALTH MANAGEMENT, LLC$1M
- Orion Porfolio Solutions, LLC$983K
Largest adds
- TRAPHAGEN INVESTMENT ADVISORS LLC$10M
- Arkadios Wealth Advisors$7M
- WELLS FARGO & COMPANY/MN$5M
- RAYMOND JAMES FINANCIAL INC$1M
- SMITH, MOORE & CO.$982K
- GREAT VALLEY ADVISOR GROUP, INC.$866K
Largest trims
- Aurora Private Wealth, Inc.$1M
- Stratos Wealth Partners, LTD.$1M
- Atria Investments, Inc$705K
- Equitable Holdings, Inc.$575K
- COMMONWEALTH EQUITY SERVICES, LLC$505K
- MML INVESTORS SERVICES, LLC$393K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Arkadios Wealth Advisors added | 1,155,852 | $38M | 16.9% | 2026-Q1 |
| LPL Financial LLC added | 1,082,830 | $36M | 15.9% | 2026-Q1 |
| Goldstein Advisors, LLC added | 681,984 | $23M | 10.0% | 2026-Q1 |
| TRAPHAGEN INVESTMENT ADVISORS LLC added | 318,822 | $11M | 4.7% | 2026-Q1 |
| GREAT VALLEY ADVISOR GROUP, INC. added | 226,935 | $7M | 3.3% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 200,535 | $7M | 2.9% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 158,006 | $5M | 2.3% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 138,114 | $5M | 2.0% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 136,396 | $5M | 2.0% | 2026-Q1 |
| Sunrise Financial Services, LLC new | 111,650 | $4M | 1.6% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 111,149 | $4M | 1.6% | 2026-Q1 |
| Onyx Bridge Wealth Group LLC added | 99,093 | $3M | 1.5% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 99,000 | $3M | 1.4% | 2026-Q1 |
| Stratos Wealth Partners, LTD. trimmed | 97,075 | $3M | 1.4% | 2026-Q1 |
| Proactive Wealth Strategies LLC new | 81,658 | $3M | 1.2% | 2026-Q1 |
| NWM ADVISORS, LLC added | 73,895 | $2M | 1.1% | 2026-Q1 |
| Noble Wealth Management PBC trimmed | 71,138 | $2M | 1.0% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 62,887 | $2M | 0.9% | 2026-Q1 |
| Apollon Financial, LLC added | 55,613 | $2M | 0.8% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 50,976 | $2M | 0.7% | 2026-Q1 |
| Whipplewood Advisors, LLC added | 50,556 | $2M | 0.7% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 49,023 | $2M | 0.7% | 2026-Q1 |
| Berbice Capital Management LLC added | 46,914 | $2M | 0.7% | 2026-Q1 |
| Private Advisor Group, LLC added | 46,842 | $2M | 0.7% | 2026-Q1 |
| &PARTNERS added | 45,348 | $1M | 0.7% | 2026-Q1 |
| SMITH, MOORE & CO. added | 42,978 | $1M | 0.6% | 2026-Q1 |
| Independent Advisor Alliance new | 41,449 | $1M | 0.6% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 39,359 | $1M | 0.6% | 2026-Q1 |
| CFO CAPITAL MANAGEMENT LLC added | 35,036 | $1M | 0.5% | 2026-Q1 |
| PCG Wealth Advisors, LLC added | 34,373 | $1M | 0.5% | 2026-Q1 |
| Colonial River Investments, LLC added | 32,701 | $1M | 0.5% | 2026-Q1 |
| FRED ALGER MANAGEMENT, LLC added | 28,104 | $929K | 0.4% | 2026-Q1 |
| Western Wealth Management, LLC added | 27,400 | $905K | 0.4% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 27,162 | $897K | 0.4% | 2026-Q1 |
| Kingsview Wealth Management, LLC trimmed | 25,842 | $854K | 0.4% | 2026-Q1 |
| HighTower Advisors, LLC added | 25,710 | $849K | 0.4% | 2026-Q1 |
| IHT Wealth Management, LLC added | 23,267 | $769K | 0.3% | 2026-Q1 |
| THOROUGHBRED FINANCIAL SERVICES, LLC added | 23,080 | $762K | 0.3% | 2026-Q1 |
| Aurora Private Wealth, Inc. trimmed | 20,853 | $753K | 0.3% | 2026-Q1 |
| Brookwood Investment Group LLC added | 18,697 | $618K | 0.3% | 2026-Q1 |
| FLAGSHIP HARBOR ADVISORS, LLC added | 17,910 | $592K | 0.3% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 17,682 | $584K | 0.3% | 2026-Q1 |
| PMG Wealth Management, Inc. trimmed | 17,337 | $573K | 0.3% | 2026-Q1 |
| Triton Wealth Management, PLLC trimmed | 14,327 | $479K | 0.2% | 2026-Q1 |
| Equitable Holdings, Inc. trimmed | 12,137 | $438K | 0.2% | 2026-Q1 |
| Sankala Group LLC added | 12,727 | $407K | 0.2% | 2026-Q1 |
| Mutual Advisors, LLC added | 10,872 | $359K | 0.2% | 2026-Q1 |
| National Philanthropic Trust | 10,693 | $353K | 0.2% | 2026-Q1 |
| Atria Investments, Inc trimmed | 9,759 | $322K | 0.1% | 2026-Q1 |
| WEALTH EFFECTS LLC added | 9,576 | $316K | 0.1% | 2026-Q1 |
| Integrated Wealth Concepts LLC trimmed | 9,560 | $316K | 0.1% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 8,601 | $290K | 0.1% | 2026-Q1 |
| Prospect Financial Services LLC trimmed | 7,537 | $249K | 0.1% | 2026-Q1 |
| PRIVATE TRUST CO NA added | 7,427 | $245K | 0.1% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 6,916 | $229K | 0.1% | 2026-Q1 |
| XML Financial, LLC new | 6,280 | $207K | 0.1% | 2026-Q1 |
| CREATIVE FINANCIAL DESIGNS INC /ADV added | 4,816 | $159K | 0.1% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 4,731 | $156K | 0.1% | 2026-Q1 |
| Capital Investment Advisory Services, LLC new | 3,520 | $116K | 0.1% | 2026-Q1 |
| Farther Finance Advisors, LLC | 1,283 | $43K | 0.0% | 2026-Q1 |
| Grove Bank & Trust | 1,264 | $42K | 0.0% | 2026-Q1 |
| Ritter Daniher Financial Advisory LLC / DE | 940 | $31K | 0.0% | 2026-Q1 |
| Hilton Head Capital Partners, LLC added | 485 | $16K | 0.0% | 2026-Q1 |
| GHP Investment Advisors, Inc. new | 176 | $6K | 0.0% | 2026-Q1 |
| US BANCORP \DE\ new | 138 | $5K | 0.0% | 2026-Q1 |
| Tradewinds Capital Management, LLC new | 101 | $3K | 0.0% | 2026-Q1 |
| CWM, LLC | 100 | $3K | 0.0% | 2026-Q1 |
| Members Advisory Group LLC added | 275,867 | $10M | 4.4% | 2025-Q4 stale |
| MIRAE ASSET SECURITIES (USA) INC. new | 225,000 | $8M | 3.7% | 2025-Q3 stale |
| NewEdge Advisors, LLC trimmed | 123,911 | $4M | 2.0% | 2025-Q4 stale |
| SFG Wealth Management, LLC. trimmed | 65,364 | $2M | 1.0% | 2025-Q4 stale |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP new | 40,726 | $1M | 0.7% | 2025-Q4 stale |
| AXXCESS WEALTH MANAGEMENT, LLC added | 31,687 | $1M | 0.5% | 2025-Q4 stale |
| Orion Porfolio Solutions, LLC trimmed | 27,216 | $983K | 0.4% | 2025-Q4 stale |
| GTS SECURITIES LLC new | 23,473 | $848K | 0.4% | 2025-Q4 stale |
| CITADEL ADVISORS LLC new | 14,512 | $524K | 0.2% | 2025-Q4 stale |
| Rubicon Advisors, GP new | 10,147 | $366K | 0.2% | 2025-Q4 stale |
| UBS Group AG added | 4,605 | $166K | 0.1% | 2025-Q4 stale |
| Kestra Advisory Services, LLC new | 909 | $33K | 0.0% | 2025-Q4 stale |
| TOTH FINANCIAL ADVISORY CORP new | 40 | $1K | 0.0% | 2025-Q4 stale |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.