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Institutional Ownership · SEC Form 13F

Who owns Global X Artificial Intelligence & Technology ETF (AIQ)


Which tracked institutional funds hold AIQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AIQ company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

664
Institutional holders
79M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on AIQ is one-sided between 2026-Q1 and 2026-Q2: 291 added or opened and 39 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AIQ’s largest tracked holder by dollar value, PNC Financial Services Group, Inc., sizes it at 0.6% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AIQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 664 tracked filers holding AIQ, 381 increased or opened the position and 231 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AIQ between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 38

  • NEUBERGER BERMAN GROUP LLC$94M
  • OLD MISSION CAPITAL LLC$37M
  • NewEdge Advisors, LLC$20M
  • MARSHALL WACE, LLP$13M
  • VISTA FINANCE, LLC$9M
  • Quadrature Capital Ltd$9M

Full exits 25

  • BANQUE PICTET & CIE SA$18M
  • HighTower Advisors, LLC$12M
  • Cambridge Investment Research Advisors, Inc.$11M
  • FLOW TRADERS U.S. LLC$9M
  • Thrivent Financial for Lutherans$6M
  • Janney Montgomery Scott LLC$4M

Largest adds

  • BANK OF AMERICA CORP /DE/$187M
  • MORGAN STANLEY$119M
  • LPL Financial LLC$109M
  • UBS Group AG$105M
  • WELLS FARGO & COMPANY/MN$45M
  • Cetera Investment Advisers$36M

Largest trims

  • PNC Financial Services Group, Inc.$100M
  • Summit Financial, LLC$18M
  • Lido Advisors, LLC$4M
  • Qube Research & Technologies Ltd$2M
  • KMG FIDUCIARY PARTNERS, LLC$1M
  • Point72 Asset Management, L.P.$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
PNC Financial Services Group, Inc. trimmed17,795,535$1.2B23.9%2026-Q2
BANK OF AMERICA CORP /DE/ added9,110,421$598M12.2%2026-Q2
MORGAN STANLEY added5,314,556$349M7.1%2026-Q2
LPL Financial LLC added5,200,395$341M7.0%2026-Q2
UBS Group AG added4,444,054$292M6.0%2026-Q2
WELLS FARGO & COMPANY/MN added1,764,480$116M2.4%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed1,702,005$112M2.3%2026-Q2
Cetera Investment Advisers added1,664,465$109M2.2%2026-Q2
Hancock Prospecting Pty Ltd1,494,534$98M2.0%2026-Q2
JPMORGAN CHASE & CO added1,520,029$98M2.0%2026-Q2
ROYAL BANK OF CANADA added1,429,186$94M1.9%2026-Q2
NEUBERGER BERMAN GROUP LLC new1,425,655$94M1.9%2026-Q2
RAYMOND JAMES FINANCIAL INC added1,332,917$87M1.8%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC trimmed701,337$46M0.9%2026-Q2
ENVESTNET ASSET MANAGEMENT INC added664,484$44M0.9%2026-Q2
FIL Ltd trimmed661,709$43M0.9%2026-Q2
VALLEY WEALTH MANAGERS, INC. trimmed618,352$41M0.8%2026-Q2
OSAIC HOLDINGS, INC. added596,671$39M0.8%2026-Q2
ASSETMARK, INC added566,694$37M0.8%2026-Q2
OLD MISSION CAPITAL LLC added557,077$37M0.7%2026-Q2
Kestra Advisory Services, LLC trimmed518,596$34M0.7%2026-Q2
Rockefeller Capital Management L.P. added496,100$33M0.7%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added459,796$30M0.6%2026-Q2
MML INVESTORS SERVICES, LLC added446,630$29M0.6%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added432,450$27M0.6%2026-Q2
JONES FINANCIAL COMPANIES LLLP added427,462$27M0.6%2026-Q2
Daiwa Securities Group Inc.383,079$25M0.5%2026-Q2
Proficio Capital Partners LLC added379,934$25M0.5%2026-Q2
Cooper Financial Group added345,788$23M0.5%2026-Q2
Madrona Financial Services, LLC added332,747$22M0.4%2026-Q2
STIFEL FINANCIAL CORP trimmed316,751$21M0.4%2026-Q2
NewEdge Advisors, LLC added306,890$20M0.4%2026-Q2
Global X Japan Co., Ltd. added280,523$18M0.4%2026-Q2
Richard P Slaughter Associates Inc added280,091$18M0.4%2026-Q2
PRUDENT INVESTORS NETWORK, INC. added246,460$16M0.3%2026-Q2
Steele Capital Management, Inc. added227,715$15M0.3%2026-Q2
ADAPT WEALTH ADVISORS, LLC trimmed213,783$14M0.3%2026-Q2
Taylor Securities Services, Inc. added211,738$14M0.3%2026-Q2
Lido Advisors, LLC trimmed211,669$14M0.3%2026-Q2
MARSHALL WACE, LLP added198,375$13M0.3%2026-Q2
CITIGROUP INC added196,348$13M0.3%2026-Q2
Arch Global Advisors, LLC trimmed183,731$12M0.2%2026-Q2
PRINCIPAL SECURITIES, INC. added179,415$12M0.2%2026-Q2
Quadcap Wealth Management, LLC trimmed175,793$12M0.2%2026-Q2
Aptus Capital Advisors, LLC trimmed174,713$11M0.2%2026-Q2
ALLIANCEBERNSTEIN L.P. added241,279$11M0.2%2026-Q2
Private Advisor Group, LLC trimmed156,267$10M0.2%2026-Q2
Intelligence Driven Advisers, LLC trimmed150,483$10M0.2%2026-Q2
Modern Wealth Management, LLC added150,143$10M0.2%2026-Q2
Black Swift Group, LLC trimmed148,960$10M0.2%2026-Q2
Curtis Advisory Group, LLC trimmed142,798$9M0.2%2026-Q2
VISTA FINANCE, LLC added142,330$9M0.2%2026-Q2
Decker Wealth Management LLC trimmed140,915$9M0.2%2026-Q2
Hobart Private Capital, LLC added138,982$9M0.2%2026-Q2
Quadrature Capital Ltd added133,195$9M0.2%2026-Q2
Clarus Group, Inc. trimmed128,899$8M0.2%2026-Q2
GTS SECURITIES LLC trimmed128,430$8M0.2%2026-Q2
Pillsbury Lake Capital LLC new127,765$8M0.2%2026-Q2
McKinley Carter Wealth Services, Inc. added127,392$8M0.2%2026-Q2
Bleakley Financial Group, LLC trimmed125,153$8M0.2%2026-Q2
D.A. DAVIDSON & CO. added122,445$8M0.2%2026-Q2
Brookstone Capital Management trimmed120,663$8M0.2%2026-Q2
Mirae Asset Global Investments Co., Ltd. trimmed117,300$8M0.2%2026-Q2
NovaPoint Capital, LLC added112,860$7M0.2%2026-Q2
Creative Planning added112,371$7M0.2%2026-Q2
TD Waterhouse Canada Inc. added114,299$7M0.1%2026-Q2
CITADEL ADVISORS LLC added108,618$7M0.1%2026-Q2
Balance Wealth Partners LLC trimmed104,392$7M0.1%2026-Q2
Farther Finance Advisors, LLC added101,998$7M0.1%2026-Q2
Centurion Wealth Management LLC trimmed99,538$7M0.1%2026-Q2
National Philanthropic Trust trimmed99,175$7M0.1%2026-Q2
BROWN WEALTH MANAGEMENT, LLC added99,007$6M0.1%2026-Q2
Bienville Capital Management, LLC added98,021$6M0.1%2026-Q2
Perennial Investment Advisors, LLC trimmed96,918$6M0.1%2026-Q2
Foguth Wealth Management, LLC. added107,251$6M0.1%2026-Q2
Baird Financial Group, Inc. added96,564$6M0.1%2026-Q2
MISSION WEALTH MANAGEMENT, LP new93,928$6M0.1%2026-Q2
Stratos Wealth Partners, LTD. added91,961$6M0.1%2026-Q2
Steward Partners Investment Advisory, LLC added89,628$6M0.1%2026-Q2
ARVEST INVESTMENTS, INC. trimmed89,165$6M0.1%2026-Q2
Equitable Holdings, Inc. added89,132$6M0.1%2026-Q2
Riggs Asset Managment Co. Inc. added87,665$6M0.1%2026-Q2
J.W. COLE ADVISORS, INC. added87,472$6M0.1%2026-Q2
Cerity Partners LLC added87,326$6M0.1%2026-Q2
Patton Albertson Miller Group, LLC trimmed86,137$6M0.1%2026-Q2
NOVEM GROUP added85,194$6M0.1%2026-Q2
Gerber Kawasaki Wealth & Investment Management trimmed82,640$5M0.1%2026-Q2
Wealth Management Associates, Inc. trimmed82,563$5M0.1%2026-Q2
WT Wealth Management added80,532$5M0.1%2026-Q2
BANK OF MONTREAL /CAN/ added1,823,222$90M1.8%2025-Q3 stale
Marks Wealth, LLC new418,750$21M0.4%2025-Q3 stale
BANQUE PICTET & CIE SA trimmed380,264$18M0.4%2026-Q1 stale
JANE STREET GROUP, LLC added400,000$17M0.4%2025-Q2 stale
Polymer Capital Management (HK) LTD new338,000$17M0.4%2025-Q4 stale
HighTower Advisors, LLC trimmed254,640$12M0.2%2026-Q1 stale
Cambridge Investment Research Advisors, Inc. added227,972$11M0.2%2026-Q1 stale
AVANTAX ADVISORY SERVICES, INC. added219,119$10M0.2%2025-Q2 stale
FLOW TRADERS U.S. LLC trimmed202,636$9M0.2%2026-Q1 stale
Banco BTG Pactual S.A. added172,818$9M0.2%2025-Q4 stale
Thrivent Financial for Lutherans added125,767$6M0.1%2026-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership