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Institutional Ownership · SEC Form 13F

Who owns AGEM


Which tracked institutional funds hold AGEM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AGEM company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

44
Institutional holders
3M
Shares held (tracked funds)

How the tape is positioned

7 tracked funds added or opened AGEM while 4 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AGEM’s largest tracked holder by dollar value, WADDELL & ASSOCIATES, LLC, sizes it at 2.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in AGEM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 44 tracked filers holding AGEM, 18 increased or opened the position and 28 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AGEM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • WADDELL & ASSOCIATES, LLC$38M

Largest adds

  • AE Wealth Management LLC$825K
  • OLD MISSION CAPITAL LLC$768K
  • GTS SECURITIES LLC$542K
  • Lloyd Advisory Services, LLC.$324K
  • Simplicity Wealth,LLC$291K
  • LPL Financial LLC$265K

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$32M
  • LifePlan Investment Advisors, Inc.$1M
  • JANE STREET GROUP, LLC$903K
  • Sterling Capital Management LLC$589K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
WADDELL & ASSOCIATES, LLC new933,510$38M34.5%2026-Q1
Sterling Capital Management LLC trimmed580,747$24M21.4%2026-Q1
AE Wealth Management LLC trimmed448,051$18M16.5%2026-Q1
Simplicity Wealth,LLC trimmed183,193$7M6.8%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed57,497$2M2.1%2026-Q1
TRUIST FINANCIAL CORP trimmed55,736$2M2.1%2026-Q1
GTS SECURITIES LLC added46,928$2M1.7%2026-Q1
FWG Investments, LLC. trimmed46,856$2M1.7%2026-Q1
LPL Financial LLC added42,839$2M1.6%2026-Q1
LifePlan Investment Advisors, Inc. trimmed31,845$1M1.2%2026-Q1
OLD MISSION CAPITAL LLC added30,051$1M1.1%2026-Q1
Lloyd Advisory Services, LLC. added29,702$1M1.1%2026-Q1
Kingdom Financial Group LLC. trimmed29,702$1M1.1%2026-Q1
OSAIC HOLDINGS, INC. added26,908$1M1.0%2026-Q1
Quest 10 Wealth Builders, Inc. trimmed14,480$587K0.5%2026-Q1
Networth Advisors, LLC trimmed12,080$490K0.4%2026-Q1
MORGAN STANLEY trimmed10,828$439K0.4%2026-Q1
Arcadia Wealth Management, LLC trimmed9,630$391K0.4%2026-Q1
FMR LLC added9,186$373K0.3%2026-Q1
CITADEL ADVISORS LLC new8,388$340K0.3%2026-Q1
Cerity Partners LLC8,135$330K0.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed7,991$324K0.3%2026-Q1
Cambridge Investment Research Advisors, Inc. added7,358$298K0.3%2026-Q1
SMART Wealth LLC new5,796$235K0.2%2026-Q1
Slagle Financial, LLC trimmed5,529$224K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed5,479$222K0.2%2026-Q1
FIFTH THIRD BANCORP new5,259$213K0.2%2026-Q1
Parallel Advisors, LLC5,233$212K0.2%2026-Q1
JANE STREET GROUP, LLC trimmed5,092$207K0.2%2026-Q1
WELLS FARGO & COMPANY/MN added3,351$136K0.1%2026-Q1
BARTLETT & CO. WEALTH MANAGEMENT LLC2,157$100K0.1%2026-Q1
GILL CAPITAL PARTNERS, LLC new910$37K0.0%2026-Q1
MAI Capital Management781$32K0.0%2026-Q1
Steward Partners Investment Advisory, LLC516$21K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed429$17K0.0%2026-Q1
CoreCap Advisors, LLC trimmed399$16K0.0%2026-Q1
IFP Advisors, Inc added379$15K0.0%2026-Q1
SOA Wealth Advisors, LLC. added362$15K0.0%2026-Q1
Ascentis Independent Advisors new220$9K0.0%2026-Q1
Strategic Wealth Partners, Ltd. added175$7K0.0%2026-Q1
Farther Finance Advisors, LLC161$7K0.0%2026-Q1
Sunbelt Securities, Inc.151$6K0.0%2026-Q1
Key Capital Management, INC added72$3K0.0%2026-Q1
COUNTRY TRUST BANK26$1K0.0%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC new11,033$444K0.4%2025-Q4 stale
B.O.S.S. Retirement Advisors, LLC new5,794$222K0.2%2025-Q4 stale
HighTower Advisors, LLC new5,494$211K0.2%2025-Q4 stale
Kestra Advisory Services, LLC new3,507$135K0.1%2025-Q4 stale
BANK OF AMERICA CORP /DE/ trimmed2,562$98K0.1%2025-Q4 stale
UBS Group AG trimmed2,509$93K0.1%2025-Q3 stale
RAYMOND JAMES FINANCIAL INC new2,610$86K0.1%2025-Q2 stale
PNC Financial Services Group, Inc. new1,761$51K0.0%2025-Q1 stale
CIBC Private Wealth Group LLC new285$11K0.0%2025-Q4 stale
PRINCIPAL SECURITIES, INC. new259$10K0.0%2025-Q3 stale
OPTIMUM INVESTMENT ADVISORS added246$9K0.0%2025-Q3 stale
ORG Partners LLC new219$8K0.0%2025-Q4 stale
COMERICA BANK219$8K0.0%2025-Q4 stale
ROYAL BANK OF CANADA new114$4K0.0%2025-Q4 stale
BIRCHBROOK, INC.59$2K0.0%2025-Q3 stale
Root Financial Partners, LLC new1$240.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership