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Institutional Ownership · SEC Form 13F

Who owns AB (AB)


Which tracked institutional funds hold AB, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See AB company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

281
Institutional holders
12,057,258
Shares held (tracked funds)

How the tape is positioned

24 tracked funds added or opened AB while 28 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

AB’s largest tracked holder by dollar value, FMR LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes AB more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in AB divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 281 tracked filers holding AB, 133 increased or opened the position and 95 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in AB between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • PEAK6 LLC$3M
  • NATIXIS$3M
  • Tidal Investments LLC$1M
  • Clare Market Investments LLC$749K
  • Jefferies Financial Group Inc.$749K
  • SUMMIT SECURITIES GROUP LLC$584K

Full exits 10

  • Janney Montgomery Scott LLC$9M
  • Boston Partners$2M
  • Lavaca Capital LLC$1M
  • Virtu Financial LLC$1M
  • Bramshill Investments, LLC$802K
  • Global Retirement Partners, LLC$751K

Largest adds

  • Invesco Ltd.$5M
  • JANE STREET GROUP, LLC$3M
  • WELLS FARGO & COMPANY/MN$3M
  • SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC$2M
  • Kestra Advisory Services, LLC$1M
  • STIFEL FINANCIAL CORP$1M

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$103M
  • FMR LLC$36M
  • MORGAN STANLEY$29M
  • FRANKLIN RESOURCES INC$14M
  • Focus Partners Wealth$12M
  • AMERICAN CENTURY COMPANIES INC$8M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
FMR LLC trimmed1,078,857$40M7.5%2026-Q1
AMERICAN CENTURY COMPANIES INC trimmed961,582$36M6.7%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed768,009$29M5.4%2026-Q1
MORGAN STANLEY trimmed679,754$25M4.7%2026-Q1
LPL Financial LLC added516,417$19M3.6%2026-Q1
WELLS FARGO & COMPANY/MN added495,469$19M3.5%2026-Q1
Cresset Asset Management, LLC trimmed378,183$14M2.6%2026-Q1
NEUBERGER BERMAN GROUP LLC trimmed352,716$13M2.5%2026-Q1
Invesco Ltd. added336,060$13M2.3%2026-Q1
UBS Group AG added325,156$12M2.3%2026-Q1
STIFEL FINANCIAL CORP added265,367$10M1.8%2026-Q1
Crestwood Advisors Group, LLC trimmed218,283$8M1.5%2026-Q1
HORIZON KINETICS ASSET MANAGEMENT LLC added217,447$8M1.5%2026-Q1
RAYMOND JAMES FINANCIAL INC added214,920$8M1.5%2026-Q1
Four Tree Island Advisory LLC207,571$8M1.4%2026-Q1
JANE STREET GROUP, LLC added164,770$6M1.1%2026-Q1
D.A. DAVIDSON & CO. trimmed161,707$6M1.1%2026-Q1
Cetera Investment Advisers added156,695$6M1.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed147,106$6M1.0%2026-Q1
Moody Aldrich Partners LLC137,341$5M1.0%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed126,190$5M0.9%2026-Q1
HUB Investment Partners, LLC trimmed127,375$5M0.9%2026-Q1
HRT FINANCIAL LP added118,779$4M0.8%2026-Q1
ROYAL BANK OF CANADA added115,126$4M0.8%2026-Q1
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC added103,238$4M0.7%2026-Q1
CHELSEA COUNSEL CO95,280$4M0.7%2026-Q1
PEAK6 LLC added84,676$3M0.6%2026-Q1
Williams Jones Wealth Management, LLC. trimmed78,750$3M0.5%2026-Q1
NATIXIS trimmed75,100$3M0.5%2026-Q1
Kestra Advisory Services, LLC added74,211$3M0.5%2026-Q1
B. Riley Wealth Advisors, Inc. added73,475$3M0.5%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added68,551$3M0.5%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added65,951$2M0.5%2026-Q1
JPMORGAN CHASE & CO added66,253$2M0.4%2026-Q1
GOLDMAN SACHS GROUP INC trimmed63,730$2M0.4%2026-Q1
Disciplined Equity Management, Inc. added62,813$2M0.4%2026-Q1
GABELLI FUNDS LLC60,000$2M0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added57,835$2M0.4%2026-Q1
Jump Financial, LLC added57,071$2M0.4%2026-Q1
Mariner, LLC added53,432$2M0.4%2026-Q1
Moors & Cabot, Inc. trimmed53,234$2M0.4%2026-Q1
Parrish Capital LLC added52,152$2M0.4%2026-Q1
Rockefeller Capital Management L.P. added50,606$2M0.4%2026-Q1
Aristides Capital LLC added48,806$2M0.3%2026-Q1
Knott David M Jr48,000$2M0.3%2026-Q1
Focus Partners Wealth trimmed47,974$2M0.3%2026-Q1
DAVENPORT & Co LLC added44,922$2M0.3%2026-Q1
CACTI ASSET MANAGEMENT LLC44,850$2M0.3%2026-Q1
Corient Private Wealth LLC trimmed44,343$2M0.3%2026-Q1
MGO ONE SEVEN LLC added42,507$2M0.3%2026-Q1
HIGHLAND CAPITAL MANAGEMENT, LLC trimmed41,726$2M0.3%2026-Q1
M&T Bank Corp added40,891$2M0.3%2026-Q1
SIT INVESTMENT ASSOCIATES INC40,200$2M0.3%2026-Q1
AMERIPRISE FINANCIAL INC trimmed39,521$1M0.3%2026-Q1
CITADEL ADVISORS LLC trimmed39,992$1M0.3%2026-Q1
MidFirst Bank38,750$1M0.3%2026-Q1
&PARTNERS added38,437$1M0.3%2026-Q1
HighTower Advisors, LLC trimmed36,500$1M0.3%2026-Q1
Tidal Investments LLC new32,161$1M0.2%2026-Q1
GAMCO INVESTORS, INC. ET AL31,698$1M0.2%2026-Q1
ALLIANCEBERNSTEIN L.P.30,775$1M0.2%2026-Q1
CHILTON CAPITAL MANAGEMENT LLC31,476$1M0.2%2026-Q1
Apollon Wealth Management, LLC added31,144$1M0.2%2026-Q1
Equitable Holdings, Inc. added29,641$1M0.2%2026-Q1
RBF Capital, LLC30,000$1M0.2%2026-Q1
Nicholas Wealth, LLC. added27,820$1M0.2%2026-Q1
First National Trust Co26,824$1M0.2%2026-Q1
Blue Fin Capital, Inc. added26,717$1M0.2%2026-Q1
Lifetime Wealth Management P.C. added26,450$990K0.2%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed26,255$983K0.2%2026-Q1
Belpointe Asset Management LLC added25,927$971K0.2%2026-Q1
OneDigital Investment Advisors LLC added24,528$918K0.2%2026-Q1
MISSION WEALTH MANAGEMENT, LP trimmed24,165$905K0.2%2026-Q1
BANK OF MONTREAL /CAN/ added23,605$884K0.2%2026-Q1
JENNISON ASSOCIATES LLC trimmed911,558$35M6.5%2025-Q1 stale
683 Capital Management, LLC new525,825$20M3.7%2025-Q1 stale
CHURCHILL MANAGEMENT Corp trimmed314,844$13M2.4%2025-Q2 stale
Janney Montgomery Scott LLC added227,323$9M1.6%2025-Q4 stale
Ursa Fund Management, LLC new200,000$8M1.4%2025-Q1 stale
Callodine Capital Management, LP trimmed174,060$7M1.2%2025-Q1 stale
Manning & Napier Advisors LLC trimmed174,060$7M1.2%2025-Q1 stale
NOMURA HOLDINGS INC added136,890$5M1.0%2025-Q1 stale
NICOLA WEALTH MANAGEMENT LTD.114,000$4M0.8%2025-Q3 stale
HARVEST MANAGEMENT LLC new87,916$3M0.6%2025-Q1 stale
WOLVERINE TRADING, LLC added83,583$3M0.6%2025-Q1 stale
Lombard Odier Asset Management (Europe) Ltd80,000$3M0.6%2025-Q1 stale
Alpine Global Management, LLC new79,979$3M0.6%2025-Q1 stale
Capital Advisory Group Advisory Services, LLC added55,856$2M0.4%2025-Q1 stale
Northeast Financial Consultants Inc46,409$2M0.4%2025-Q2 stale
INFRASTRUCTURE CAPITAL ADVISORS, LLC added48,880$2M0.3%2025-Q1 stale
Boston Partners added47,510$2M0.3%2025-Q4 stale
FORMULA GROWTH LTD new43,090$2M0.3%2025-Q2 stale
Lavaca Capital LLC trimmed36,992$1M0.3%2025-Q4 stale
Virtu Financial LLC added30,931$1M0.2%2025-Q4 stale
CIBC WORLD MARKET INC. added29,396$1M0.2%2025-Q1 stale
GWN SECURITIES INC. new27,804$1M0.2%2025-Q1 stale
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added28,385$1M0.2%2025-Q3 stale
Epoch Investment Partners, Inc.25,038$957K0.2%2025-Q3 stale
FIRST FOUNDATION ADVISORS24,500$936K0.2%2025-Q3 stale
American Trust Investment Advisors, LLC added22,545$864K0.2%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership